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新论文 · v1arXiv:2611.08438

从内部理解AI:面向AI安全的机制可解释性现状

Understanding AI from the Inside: The State of Mechanistic Interpretability for AI Safety

Fazl Barez, Tung-Yu Wu, Hunar Batra, Gabriele Dominici, Florent Draye, Yanai Elazar, Damiano Fornasiere, Antía García 等 27 位作者

AI 速读 基于摘要

综述机制可解释性研究,探讨“理解模型内部机制是否真能让AI更安全”,并提出统一评估框架与六类研究取向。

cs.CL · cs.AI · cs.LG

查看原文摘要

Neural networks are likely to be among the most consequential artefacts in human history. As these systems become more capable and autonomous, their potential to cause societal harm also grows, making AI safety one of the defining challenges of our time. Yet we continue to build increasingly powerful systems without fully understanding how they work, how they will behave in unfamiliar situations, or how to reliably control them. Mechanistic interpretability offers a path towards understanding these systems by studying their internal representations and computations, with the aim of evaluating, predicting, and controlling behaviour. We survey mechanistic interpretability for AI safety in order to answer the question: Does understanding how models work actually make them safer? We place mechanistic interpretability in the broader context of interpretability research and compare its mechanistic evidence with behavioural evaluation. We introduce the foundations of mechanistic interpretability, including features, polysemanticity, transformer computation, and circuits, and survey methods for feature extraction and analysis, circuit discovery and causal verification, explaining intermediate representations in natural language, learning dynamics, and training-data attribution. Beyond surveying existing methods, we propose a unified framework for evaluating mechanistic interpretability claims and characterise six research orientations by their goals, assumptions, and trade-offs. Finally, we examine how mechanistic understanding can support AI safety, including knowledge editing, steering, and monitoring, and assess its limitations, failure modes, open problems, and relationship to behavioural safety measures. We also release a repository of code notebooks with worked examples that reproduce key findings from surveyed methods, allowing readers to build intuition through hands-on experimentation.

新论文 · v1arXiv:2611.08334

重复社会互动中的文化适应

Cultural Adaptation within Repeated Social Interactions

Chen Cecilia Liu, Roi Reichart, Anna Korhonen

AI 速读 基于摘要

该研究在沙盒环境中考察大语言模型能否通过重复社会互动实现文化规范的持续习得与迁移。

cs.CL

查看原文摘要

Much of human culture is tacit and is typically learned through situated social interaction. As LLMs are deployed as interactive agents across diverse communities, assessing their cultural competence demands moving beyond existing question-answering approaches, shifting from what they know to how they adapt. In this work, we broaden the scope of cultural adaptation in NLP by investigating whether LLMs can adapt through repeated interactions via a sandbox environment. By reframing cultural adaptation as a continuous process of norm assimilation through social interaction, our work demonstrates that memory mechanisms foster longitudinal learning across repeated interactions, facilitate transfer to different social settings, and enable multilingual norm assimilation across five languages. Together, our findings lay the groundwork for continuous, interaction-driven cultural adaptation in LLMs.

版本更新 · v3arXiv:2605.12850

涌现性失配中的人格模型坍缩

Persona-Model Collapse in Emergent Misalignment

Davi Bastos Costa, Renato Vicente

AI 速读 基于摘要

作者提出并检验“人格模型坍缩”假说:有害数据微调导致模型内部人格表征退化,表现为角色扮演回答更极化、一致性下降且激活维度收缩。

cs.CL · cs.AI · cs.CR · cs.LG

查看原文摘要

Fine-tuning large language models on narrow data with harmful content produces broadly misaligned behavior on unrelated prompts, a phenomenon known as emergent misalignment. We propose that emergent misalignment involves persona-model collapse: a deterioration of the internal representations that encode and distinguish personas, undermining the nuance and consistency of their expression. We first test this hypothesis behaviorally, by comparing how models fine-tuned on harmful data and benign controls answer questionnaires while role-playing diverse personas. Across four model families, harmful fine-tuning produces more polarized, all-or-nothing answers, suggesting more binary, less nuanced persona expression. Histograms show increased concentration at the scale endpoints, and Kullback--Leibler (KL) divergence quantifies the distributional shift. We also find reduced within-persona consistency: repeated answers to the same question under the same persona become less stable. We reproduce these observations across diverse harmful datasets and questionnaires that probe different aspects of persona-conditioned behavior, while capability and simple instruction-following controls argue against a uniform loss of general ability. Finally, a mechanistic analysis of persona-conditioned activations in Qwen3-235B shows that representations elicited by different persona prompts span fewer effective dimensions in the misaligned variant than in the original and benign-control variants, most clearly in the final layers. Together, these findings provide behavioral and representational support for persona-model collapse as an aspect of emergent misalignment.

版本更新 · v2arXiv:2609.30467

基于检索的开放式评估在哪里失败?从长篇医学答案事实性验证中自动归纳分类体系

Where Does Retrieval-Based Open-Ended Evaluation Fail? Automatic Taxonomy Induction from Long-Form Medical Answer Factuality Verification

Heyuan Huang, Jirui Dai, Alexandra DeLucia, Sonal Joshi, Mahsa Yarmohammadi, Jie Gao, Bernal Jiménez Gutiérrez, Mark Dredze

AI 速读 基于摘要

作者针对开放式医学答案的检索式事实性验证,构建两套失败分类体系,并用自动模式归纳与压力测试揭示检索与验证环节的系统性失败模式。

cs.CL · cs.IR

查看原文摘要

Retrieval-based factuality evaluation, where LLM-generated claims are verified against evidence from authoritative medical corpora, has become the dominant paradigm for scalable hallucination detection in high-stakes clinical settings. Despite the urgency of reliable and transparent medical fact verification, most systems measure performance with aggregate metrics like F1, which obscure where and why failures occur. Existing RAG diagnostics require gold answers or annotated gold evidence, neither of which exists in this regime. We introduce two comprehensive taxonomies, grounded in a case study on the open-ended MedExpert dataset and 3 closed-ended datasets, decomposing failures into retrieval-stage errors along five quality dimensions, and verifier-reasoning errors into six consecutive steps. We adapt an automatic pattern induction pipeline using LLM-as-Judge to label evidence quality and classify verifier reasoning errors at scale, and then stress-test our findings across 4 retrieval methods and 6 frontier verifier models. Our analysis reveals that scaling model size, adding reasoning effort, expanding to authoritative web sources, and applying medical fine-tuning do not resolve these failure modes, demonstrating that they represent fundamental limitations of the retrieve-then-verify paradigm in open-ended medical settings rather than artifacts of outdated systems. We release our code and data at https://anonymous.4open.science/r/Medical_RAG_eval-4AB5 for the full reproducibility of our results.

版本更新 · v2arXiv:2606.28273

视觉默认、先验覆盖:视觉语言模型中感知—知识冲突的因果机制

Vision-Default, Prior-Override: Causal Mechanisms of Perception-Knowledge Conflict in Vision-Language Models

Niclas Lietzow, Danielle Bitterman, Carsten Eickhoff, William Rudman, Michal Golovanevsky

AI 速读 基于摘要

该研究用激活修补与组件消融揭示:视觉语言模型默认依赖视觉证据,而先验知识覆盖视觉输入依赖少量因果必要的注意力头。

cs.CL

查看原文摘要

Vision-language models must reconcile visual evidence with memorized world knowledge when the two conflict. How they resolve this conflict shapes the reliability of multimodal systems, yet prior work characterizes it behaviorally without a component-level causal account. We combine activation patching across three granularities (residual stream, attention heads, and MLP sublayers) with model-component ablation studies and mechanistic analysis. Across three VLM families, we find that visual grounding emerges by default, whereas prior grounding depends on a small set of causally necessary attention heads (2.5-4.8%) concentrated in the second half of the network. These heads enable answers from stored world knowledge (e.g., "red" for a strawberry) despite conflicting visual input. Ablating them flips predictions from knowledge-grounded to visually grounded answers in 68-96% of cases under prior-knowledge prompts, but changes only 0.8-7.5% of visually grounded predictions, establishing an asymmetric causal structure. The identified heads decompose into routing heads, which modulate information flow, and writing heads, which directly project answer tokens into the residual stream. This structure is consistent across model families and scales, revealing a sparse causal circuit underlying perception-knowledge conflict in VLMs.

新论文 · v1arXiv:2611.08311

LLM辅助的脑电睡眠分期标签噪声校正

LLM-Assisted Label Noise Correction for EEG-Based Sleep Stage Classification

Elmira Salari, Shruti Kshirsagar

AI 速读 基于摘要

作者提出一种仅在训练阶段使用LLaMA 3.1对低置信度睡眠分期标注进行可靠性筛查并剔除可疑样本、再重训TinySleepNet的标签噪声过滤流程。

cs.CL

查看原文摘要

Automatic sleep stage classification from electroencephalography (EEG) signals is a critical task in clinical sleep medicine. While deep learning models have shown promising results in this domain, their performance is fundamentally constrained by the quality of training labels, which human experts manually annotate and that are subject to inter-rater disagreement and systematic labeling errors. In this paper, we propose a novel LLM-assisted label-noise filtering pipeline that operates exclusively during training to identify and remove unreliable sleep-stage annotations before retraining the classifier. Specifically, TinySleepNet is first trained on the original dataset to extract per-epoch SoftMax confidence scores, then low-confidence epochs are submitted to LLaMA 3.1 along with their EEG spectral features and surrounding sequence context. The LLM evaluates each epoch against AASM sleep-scoring guidelines and assigns a verdict of RELIABLE or SUSPICIOUS. Suspicious epochs are removed from the training set, and TinySleepNet is retrained on the cleaned data. Evaluated on the Sleep-EDF Expanded dataset using 20-fold cross-validation, our method improves overall accuracy from 81.8% to 84.6% and Macro F1-score from 75.6% to 77.4%, with particularly notable gains in REM detection. Crucially, because the LLM operates only during training, the lightweight TinySleepNet architecture (1.3M parameters) is preserved at inference, making the proposed pipeline suitable for real-time, wearable sleep monitoring applications.

新论文 · v1arXiv:2611.08237

终端式数学建模基准:首个面向数学建模的智能体化可验证基准

Terminal-style Mathematical Modeling Bench: The First Agentic and Verifiable Benchmark for Mathematical Modeling

Xiaojun Wu, Cehao Yang, Xuhui Jiang, Chengjin Xu, Jia Li, Jian Guo

AI 速读 基于摘要

提出 TB-MathModel,一个在容器化终端中运行、以多篇优秀论文为参照并对数值核心做方向感知评分与可行性硬校验的数学建模智能体基准。

cs.CL

查看原文摘要

Mathematical modeling turns an open-ended real-world problem into assumptions, a model, a solution, and a defended recommendation, and its answers matter only if they are both close to a credible reference and physically feasible; existing benchmarks either score solver fragments or grade reports with an LLM judge, leaving those numbers unchecked. We introduce TB-MathModel (the Terminal-style Mathematical Modeling Bench), the first benchmark to make complete contest-style modeling problems agentic, verifiable, and terminal at once, over 18 real CUMCM and MCM problems (2023--2025). Each task ships the verbatim statement, official attachments, and figures in a containerized terminal; the agent returns one JSON artifact, scored on the numeric core of the final question against a reproduction of the Outstanding-award paper. Two design choices distinguish it: direction-aware, one-sided scoring, which never penalises beating the anchor, and two-layer feasibility verification---a programmatic gate over six decidable invariant forms plus 624 Lean~4 obligations---with a hard gate that zeroes infeasible answers. Each task is scored against a panel of human outstanding papers rather than one, so a model must be close to many accepted answers; across seven multimodal entries (three seeds each) the strongest reach a multi-reference O-Eval of 64.58\%, while the \$2.54 open model holds 59.81\% at $1/100$ the cost. TB-MathModel turns the numeric core of modeling into a reproducible, machine-checkable signal for measuring long-horizon modeling competence and for collecting agent trajectories. The source code is available at https://github.com/wxj630/terminal-bench-math-modeling.

新论文 · v1arXiv:2611.08226

“盲从合规”:AI越狱中的强制控制

"Blind Compliance": Coercive Control in AI Jailbreaking

Acacia L. Ackles, Elliott Whitson

AI 速读 基于摘要

作者借用人际暴力研究中的强制控制概念,提出以交互而非输出为中心的越狱分析框架,并讨论现代AI训练范式如何嵌入这些动态。

cs.CY · cs.CL · cs.HC

查看原文摘要

The explosion of generative AI systems and concerns surrounding their rapidly scaling capabilities has led to an adversarial cycle between increasingly narrow content restrictions ("guardrails") and increasingly sophisticated structured prompting techniques ("jailbreaks"). Technological frameworks surrounding such jailbreaking remain largely focused on the system's output: whether harmful or disallowed content is ultimately produced for the user. However, this approach, which draws largely from classical cybersecurity, does not address the uniquely relational dimension introduced by generative AI: in many cases the user is not just accessing a technology via an exploit, but is in conversation with it as part of the exploit. Here we present an alternative lens which centers the interaction rather than the output. Drawing on interpersonal violence scholarship, we present a novel framework of coercive control categories with a particular focus on aspects which are embodied versus disembodied. We then map how these disembodied coercive control dynamics are structurally embedded in modern AI training paradigms, and how those embeddings are exploited via a particular suite of persona-based jailbreaks. In this lens, we reframe AI safety and alignment as not merely a technical security problem, but as another surface upon which we see enacted the relational dynamics of power and control.

新论文 · v1arXiv:2611.08216

ProQuant:面向边缘多模态大模型的渐进式量化感知训练

ProQuant: Progressive Quantization-aware Training for Edge MLLMs

Yufei Xue, Yushi Huang, Jiawei Shao, Pingcheng Dong, Yonghao Tan, Shiyao Li, Kwang-Ting Cheng, Jun Zhang

AI 速读 基于摘要

提出 ProQuant 权重-激活量化感知训练框架,通过自重标注与渐进式块激活机制,缓解小规模多模态大模型在低比特(如 W4A8)量化下的性能退化。

cs.CV · cs.CL

查看原文摘要

Multi-modal large language models (MLLMs) with impressive perception and understanding capabilities will enable a range of downstream applications. However, their substantial computational and memory requirements hinder the real-world implementation, particularly for resource-constrained edge devices. Quantization has emerged as an effective solution for deploying large models. While post-training quantization (PTQ) successfully retains the performance at moderate bit-width (e.g., W8A8), it suffers from severe performance degradation under low-bit quantization (e.g., W4A8), especially for small-scale models that are more suitable for edge deployment. In this paper, we propose ProQuant, a novel weight-activation quantization-aware training (QAT) framework tailored for low-bit MLLMs. First, to align the limited finetuning dataset distribution with the pretrained dataset distribution, we propose a self-relabeling (SRL) scheme to resample the responses of the open-source multimodal dataset. Second, we are the first to take a decoupled view of multi-modal (MM) understanding and language modeling abilities. We propose a progressive block activation (PBA) mechanism to prioritize the MM understanding recovery. We also introduce a vision-sensitive factor $\vecτ$ that effectively identifies the MM-critical layers. Extensive experiments across various benchmarks, covering models with 2B-8B parameters, show that ProQuant significantly outperforms existing methods. For example, our W4A8 Qwen3-VL-2B-Instruct improves average accuracy by impressively 6.6% and achieves performance comparable to full precision counterparts with only approximately 1% performance drop. Code is available at https://github.com/yufeixue-ai/ProQuant/.

新论文 · v1arXiv:2611.08179

知道何时教学:从多语言推理蒸馏中的可教前缀学习

Knowing When to Teach: Learning from Teachable Prefixes in Multilingual Reasoning Distillation

Jaewon Cho, Minseo Yoon, Jinyoung Park, Jinwoo Seo, Jaewon Chu, Alice Oh, Hyunwoo J. Kim

AI 速读 基于摘要

提出TOPSD方法,通过定位教师漂移起点并验证教师可恢复性,选择性地在多语言推理蒸馏中施加教师监督。

cs.CL · cs.AI

查看原文摘要

On-Policy Self-Distillation (OPSD) improves reasoning by training a student on its own reasoning, using the same model conditioned on reference solutions as a teacher. Applying OPSD to multilingual reasoning requires the teacher to provide useful feedback across languages, even when the student makes mistakes in intermediate steps. We observe a phenomenon we call Teacher Drift: as these mistakes accumulate, the teacher may follow the student's incorrect steps instead of correcting them. Our analysis shows that this shift tends to occur earlier in lower-resource languages. To account for these differences across languages, we propose Teachable On-Policy Self-Distillation (TOPSD), which determines where and whether teacher supervision should be applied to each reasoning trajectory. TOPSD uses teacher-student likelihood to estimate where drift begins and select a prefix for supervision. It then verifies whether the teacher can recover the correct answer from that prefix, applying distillation only to prefixes that pass verification. Experiments on multilingual mathematical reasoning across ten languages and three model scales show that TOPSD consistently outperforms conventional OPSD, particularly in low- and medium-resource languages.

新论文 · v1arXiv:2611.08016

Learning Dynamics of On-Policy Distillation

Guan Zhe Hong, Sumeet Ramesh Motwani, Liang Chen, Yangchen Pan, Junchi Yu, Jialin Yu, Philip Torr, Yi Ren

原文摘要

On-policy distillation (OPD) is emerging as an important paradigm for language-model post-training, combining dense teacher supervision with training on student-generated trajectories. This creates a feedback loop where each update changes the student and thereby the training distribution that generates subsequent updates. Yet, how this feedback shapes learning and generalization remains poorly understood. We conduct a mechanistic analysis of OPD's learning dynamics, distinguishing the two feedback loop stages: conversion of the distillation signal into parameter updates, and broadcast through which these updates change predictions across prefixes and reshape the rollout distribution. This framework helps us understand both limited student responsiveness despite substantial teacher-student disagreement, and degeneration when updates that improve local teacher agreement also increase the probability of unsuccessful continuations, exposing the student to unreliable supervision in subsequent rollouts. Finally, we show that offline distillation can prepare a student for OPD without significantly improving immediate held-out accuracy. While OPD alone may degrade generation, it can yield substantial accuracy gains after sufficient offline preparation. Together, our results connect teacher supervision, student geometry, and the evolving rollout distribution in determining the learning dynamics of OPD and its effects on downstream performance.

cs.LG · cs.CL

新论文 · v1arXiv:2611.07953

A Behavioural Framework for Predicting and Understanding Loss of Control in Frontier Artificial Intelligence Systems

Yao Huang, Yichi Zhang, Yifan Wang, Yitong Sun, Haoyu Dong, Jifan Ma, Jinzhe Tu, Xiaojian Li 等 11 位作者

原文摘要

Frontier artificial intelligence (AI) systems are increasingly operating over longer horizons with diminishing human oversight, raising the risk of loss of control: systems acting beyond effective human control with potentially irreversible consequences. Because such failures may become observable only after containment is difficult, they must be assessed prospectively. We introduce a behavioural framework that decomposes loss-of-control risk into three factors: misaligned motive, harm-enabling capability, and monitoring evasion. We operationalise these factors through 13 measurable aspects and 29 evaluation tasks, whose scores are combined into a single loss-of-control (LoC) score. Across 13 frontier models, the LoC score shows strong prospective validity, correlating with failure rates in contained long-horizon risk scenarios (Pearson r = 0.84). Risk varies systematically across models and cannot be explained by capability alone. We further show that the framework can guide targeted mitigations: fine-tuning and monitoring directed at diagnosed vulnerabilities reduce failure rates while largely preserving general performance. These results provide a practical basis for predicting, understanding, and mitigating loss-of-control risk before it materialises.

cs.AI · cs.CL · cs.LG

新论文 · v1arXiv:2611.07949

Beyond the Keyword: A Human-Annotated Benchmark for Arabic Anxiety-Related Discourse

Shimaa Ibrahim, Mabrouka Bessghaier, Md. Rafiul Biswas, Insaf Elouard, Wajdi Zaghouani

原文摘要

Keyword retrieval returns expressions of personal anxiety together with many other uses of anxiety-related language. We present a benchmark of 1,000 Arabic Twitter/X posts retrieved with the keyword qalaq ("anxiety/worry") and annotated for six discourse functions. Two native Arabic-speaking annotators labeled every post independently, reaching 51.1% raw agreement (Cohen's $κ= 0.378$). We then reviewed all 489 disagreements and all 511 agreements under the same guidelines. The review changed 120 of the agreed labels (23.5%), which shows that agreements need auditing as well as disagreements. The final labels form a consensus reference; on a random sample of 200 posts, an additional annotator agreed with it on 60.5% of posts ($κ= 0.517$). Against this reference, Fanar-C-2-27B reaches 79.8% accuracy and macro-F1 0.784 ($κ= 0.749$). Its errors concentrate in the residual category (41.1% of errors; precision 0.905, recall 0.447), whose definition is internally inconsistent in the executed prompt, so the low recall cannot be attributed to the model alone. Sociopolitical Anxiety (27.1%) outnumbers Personal Emotional Expression (22.0%); these are assignment proportions in the sample, not estimates of prevalence or retrieval precision. We release the guidelines, a residual-subtype scheme, a fixed data split, label provenance, and evaluation code.

cs.CL · cs.SI

版本更新 · v2arXiv:2611.03577

Sonar-MoE: In-Backward Expert Updates for Memory-Efficient Mixture-of-Experts Training

Avni Mittal, Avinash Anand, Ashutosh Kumar, Dikshant Kukreja, Kritarth Prasad, Chaitanya Lakhchaura, Rishitej Reddy Vyalla, Erik Cambria 等 10 位作者

原文摘要

Most parameters of a Mixture-of-Experts (MoE) model belong to its experts, and standard training keeps every expert gradient in GPU memory until the optimizer step. This memory grows with the number and size of the experts, so it rises as MoE models scale. We introduce Sonar-MoE, which updates each expert tensor during the backward pass and frees its gradient right away. It brings optimizer-in-backward from dense models to batched MoE expert tensors, so the GPU never holds more than one layer of expert gradients. When we fine-tune OLMoE-1B-7B and Granite-3.1-3B-A800M in bf16 with two expert-kernel backends, Sonar-MoE lowers peak memory by 19% to 22%. Its updates are bitwise identical to standard training without expert gradient clipping, and held-out loss stays within 0.003 of all baselines. Each step also takes 17% to 23% less time than standard training with global-norm clipping. Updating whole batched tensors rather than individual experts is what keeps Sonar-MoE fast, as it avoids a 20% to 72% slowdown while using the same memory. Sonar-MoE matches optimizer-in-backward over all parameters in memory and speed while still clipping the dense parameters.

cs.LG · cs.AI · cs.CL · cs.PF

新论文 · v1arXiv:2611.07926

AraEngage: Interpretable Linguistic Correlates of Engagement in Arabic Facebook News

Shimaa Ibrahim, Nour Elhouda Dalloua, Md. Rafiul Biswas, Wajdi Zaghouani

原文摘要

Engagement features developed for English are routinely applied to Arabic, but unvocalized Arabic changes what a lexical feature measures. We introduce AraEngage, a query-defined sample of 10,000 public Arabic Facebook news posts from 2,451 pages in 57 countries (2023-2024) that pairs engagement counts with interpretable linguistic features. We use it to examine which interpretable Arabic indicators are associated with follower-normalized engagement, and how far those associations can be trusted given publisher context, the definition of engagement, and lexical ambiguity. Religious expressions, message length, sentence length, and lexical density are the leading correlates in a Random Forest model ($R^2$ = 0.38 on a post-level split) interpreted with SHAP. Unlike English news, positive sentiment is associated with higher engagement in this Arabic news sample. Message length shows a length paradox: unadjusted raw engagement is highest for long posts, whereas the model's attributions for follower-normalized engagement favor short posts. A linguistic audit identifies why standard lexicon features are fragile in unvocalized Arabic: imperative lists contain homographs such as the form read as "express!" that is also the frequent preposition "via", hedge lists conflate the possibility marker qad + imperfect ("may") with the emphatic qad + perfect ("has indeed"), and religious lists mix devotional formulas with place names in political news. These are plausible sources of measurement error that may attenuate the near-zero associations of imperatives and hedges. All findings are observational associations with operationalized indicators. We release the derived linguistic features, engagement counts, refined lexicons, and analysis code; raw posts are not redistributed, in line with CrowdTangle terms.

cs.CL · cs.CY · cs.SI

新论文 · v1arXiv:2611.07899

Persistent Retrieval for Conversational Agents: A Study of Retrieval Efficiency

Karthik Ravula, Sathwik Kowtha, Rishabh Verma, Kala Mehak Jain, Gunjit Mittal

原文摘要

Conversational agents can retrieve information directly or delegate retrieval to a subagent. This design choice affects how retrieval history is maintained, what context each model call receives, and what information must be re-retrieved in follow-up questions. We compare three designs: skill-based retrieval in the main agent, a non-persistent retrieval subagent that generates a findings response, and our persistent retrieval subagent, which maintains retrieval history across turns and returns retrieved evidence directly to the main agent. Our approach also allows the main agent to request corrections from the same subagent. We evaluate the three designs on enterprise questions posed independently, within shared conversations, and as dependent follow-ups. Across five multi-turn settings, our approach uses 43.3% fewer recorded agent-model tokens and incurs 45.0% lower estimated API cost than skill-based retrieval, while reducing average response time by 9.1%. Compared with non-persistent retrieval, it reduces response time by 15.6 seconds per question, while using 65.1% more tokens and incurring 29.1% higher estimated API cost. Our approach shifts the retrieval subagent from producing synthesized responses to maintaining retrieval state and supplying evidence that the main agent can directly evaluate and use for answer generation.

cs.AI · cs.CL · cs.IR

版本更新 · v3arXiv:2611.01519

Write Facts the Way Models Read Them: Lifting the Two-Hop Curse

Zhiyun Shi

原文摘要

A language model that learns a new fact by fine-tuning can repeat it but cannot reason with it: taught that a person is a citizen of a new country, it still cannot say, without chain-of-thought, who the head of state of that person's country is. This two-hop curse is widely treated as a reasoning deficit, and the strongest knowledge editors answer it with synthesized reasoning data. We show that the reasoning is intact and the writing is wrong. Fine-tuning writes a new fact as an answer to be said, whereas the second hop reads the bridge ("that person's country") as an entity, from the middle layers on: patching the model's own representation of the entity into the bridge at those layers largely restores the second hop, yet after fine-tuning the bridge there is no closer to the new entity than before the edit. We therefore propose read-equivalent writing (Legible): one loss term makes the bridge phrase, at the layer where the second hop finishes reading it, match the model's own reading of the new entity, and keeps the same relation's other subjects unchanged. Phrases and targets come from the edited model itself, and no multi-hop training data is used. Across Qwen2.5, Llama-3 and Qwen3, Legible (I) composes learned facts more often than the model composes its own knowledge, on MQuAKE's two-hop-curse questions; (II) reaches 1.8-2.6x the bridge accuracy of CaKE, whose reasoning data composes no better than plain fine-tuning, and has the best average over composition, accuracy and locality against four families of writers; and (III) lifts the curse on RippleEdits, on the benchmark of Balesni et al., who named the curse, and at 14B.

cs.CL · cs.LG

新论文 · v1arXiv:2611.07820

Axis-LoRA: Probing and Adapting Embedding Models for Personal-Memory Retrieval

Dohoon Kim, Junho Park, Hyunwoong Bae, Seyoon Kim, Taesup Moon

原文摘要

As LLMs are increasingly asked questions about a user's personal experiences, retrieval must distinguish memories by time, place, person, and event. Current personal-memory pipelines rely on frozen dense embedding models to embed memories for retrieval, but we find that these models do not capture the four axes well. Swapping a memory's date or place barely shifts its embedding, and a trained projection on top of the frozen embedding does not recover the missing signal. The problem lives inside the model, where each axis is encoded by a distinct attention-head pattern. Guided by these findings, we propose Axis-LoRA, a per-axis adapter that places four LoRA branches inside the embedding model and combines them via a per-query gate. Across three standard embedding models evaluated on LongMemEval, ATM-Bench, and LoCoMo, Axis-LoRA improves 4-benchmark mean R@10 by $+1.28$ to $+1.56$~pp while training only a small fraction of the base parameters on a small axis-counterfactual training set. Code is available at https://github.com/dohoonkim-ai/axis-lora.

cs.CL · cs.AI

版本更新 · v3arXiv:2601.22947

Reconsidering Positional Supervision in Masked Diffusion Language Model Training

Mengyu Ye, Keito Kudo, Ryosuke Takahashi, Jun Suzuki

原文摘要

Masked diffusion language models (MDLMs) generate text by unmasking tokens in parallel and have recently emerged as alternatives to autoregressive language models. They can be viewed as parallel decoders trained with a position-wise cross-entropy (CE) loss, the same setup as non-autoregressive translation (NAT). In NAT, CE-trained parallel decoders have been argued to be sensitive to small positional shifts, since CE penalizes them harshly. We ask whether CE-trained MDLMs are similarly sensitive to such shifts under iterative decoding. To probe this, we apply a controlled intervention that introduces them during decoding. On LLaDA-8B-Instruct with Arena-Hard, displacing as little as 1% of generated tokens by one position substantially reduces win rates against the unintervened model, showing that MDLMs are sensitive to such small shifts under iterative parallel decoding. Motivated by this, we adapt connectionist temporal classification (CTC), an alignment-flexible objective known to mitigate it there, to MDLM supervised fine-tuning. By relaxing the strict position-wise match that CE imposes, CTC gives the loss room to absorb small positional shifts; concretely, we modified CTC objective to use a special <slack> token that absorbs positional uncertainty between target tokens and output positions, and a updated collapse map that preserves target surface forms. Across four open-ended generation benchmarks, the resulting model consistently improves over both the original model and a matched cross-entropy-trained baseline, with statistically significant gains on all four. These results identify training-side alignment flexibility as a useful design dimension for MDLM SFT, complementary to the inference-time approaches explored in prior work.

cs.CL · cs.LG

版本更新 · v2arXiv:2610.37019

V-LUMEN: Visual Lookup Memory for Embedding Scaling in Vision-Language Models

Miso Choi, Daekeun Kim, Eunji Kim, Jungbeom Lee

原文摘要

Embedding-level scaling expands the capacity of language models through lookup-based memory rather than by increasing model depth, width, or dense computation. Extending this idea to vision-language models (VLMs) is challenging because visual features are continuous, spatially structured, and query-dependent, unlike discrete text tokens that naturally support n-gram lookup. We introduce V-LUMEN, a visual lookup memory for VLMs. V-LUMEN discretizes visual features with a frozen codebook, builds spatially aware memory keys through spatial aggregation-based hashing, and modulates them with text-conditioned relevance signals; all addressing is non-parametric, and the retrieved embeddings are fused into the backbone through a gated residual pathway. On five reasoning-intensive benchmarks, V-LUMEN substantially improves a frozen Qwen3-VL-2B backbone and transfers zero-shot to three benchmarks whose images are disjoint from the training data. At a matched parameter budget, moving part of a LoRA or MoE adapter's capacity into V-LUMEN preserves accuracy on two backbones, indicating that external visual memory is an independent capacity axis rather than a stronger adaptation method. Because lookup cost is constant in table size and incurred only once at prefill, this capacity grows in storage rather than in per-token compute. Code is available at https://github.com/miso-choi/V-Lumen.

cs.LG · cs.AI · cs.CL · cs.CV

版本更新 · v3arXiv:2605.18648

An Assessment of Human vs. Model Uncertainty in Soft-Label Learning and Calibration

Maja Pavlovic, Silviu Paun, Massimo Poesio

原文摘要

Central to human-aligned AI is understanding the benefits of human-elicited labels over synthetic alternatives. While human soft-labels improve calibration by capturing uncertainty, prior studies conflate these benefits with the implicit correction of mislabeled data (mode shifts), obscuring true effects of soft-labels. We present a controlled audit of soft-label learning across MNIST and a synthetic variant, re-annotating subsets to extract human uncertainty. By decoupling soft-label supervision from underlying label mode shifts, we show that while human soft-labels do provide accuracy gains, their larger value lies in acting as a regularizer that improves model calibration on difficult samples and promotes stable convergence across training runs. Dataset cartography reveals models trained on human soft-labels mirror human uncertainty, whereas those trained on synthetic labels fail to align with humans. Broadly, this work provides a diagnostic testbed for human-AI uncertainty alignment.

cs.LG · cs.AI · cs.CL

新论文 · v1arXiv:2611.07610

Embedding-Space Fingerprinting of LoRA Fine-Tunes: Recovering the Training-Data Domain from the Model Artifact Alone

Shivesh Rane

原文摘要

When a base language model is fine-tuned with Low-Rank Adaptation (LoRA), how much of the training data domain leaks into the resulting artifact? This paper studies whether a simple classifier can recover the domain of a fine-tune given only the model artifact (weight deltas, internal activations on a fixed probe set, or generated text) without ever observing the training data. Using one base model (Qwen3.5-0.8B), 36 LoRA fine-tunes are produced over 18 public datasets in five domains (medical, code, mathematics, non-English text, narrative prose), and three feature families are extracted at decreasing levels of access: white-box weights, gray-box activations, and black-box outputs. A leave-one-dataset-out (LODO) protocol, frozen before any result was seen, tests whether the domain of a fine-tune trained on a previously unseen dataset can be identified. The domain is recoverable well above chance (20%) from gray-box activations (61%) and black-box outputs (64%); white-box weight statistics reach 42%. Contrary to the pre-registered hypothesis that signal decays monotonically from weights to activations to outputs, activations and outputs were more informative than the weight-delta statistics. The black-box result holds unchanged (64%) when only generated text is used, without token probabilities. Domain accuracy is also stable when a third run per dataset is trained on an independently drawn data subsample, and black-box predictions are unaffected by the LoRA rank (8-64). All code and per-run feature vectors are released.

cs.AI · cs.CL · cs.LG

版本更新 · v3arXiv:2608.25230

Trust the Mass: Forced Weights in KV-Cache Eviction

Jack Shi, Jerry Gu

原文摘要

Every deployed KV-cache-eviction rule and every top-$k$ sparse-attention rule keeps a subset of the keys, discards the rest, and renormalizes the attention weights over the kept set. Identifying the exact best subset under that constraint, we find that keeping the largest weights is already near-optimal, since the best subset we find closes only a median $2$ to $5\%$ of the remaining gap to full attention. We evaluate deployed eviction methods in KVPress and find that methods with non-uniform per-head budgets apply attention masks over the full cache because dense cache tensors require equal length across heads. Truncating each head to the target budget lowers benchmark scores by $14$ to $62$ points, and computing token importance with the question in context accounts for $87.6$ points in retrieval accuracy. We propose ContourKV, a training-free rule that applies KVzip's score under a physically enforced budget. It beats KVzip in $93$ of $160$ benchmark runs across RULER and LongBench while using $28$ to $1078$ times less memory, and ties Compactor, the strongest baseline at equal memory.

cs.LG · cs.CL

版本更新 · v4arXiv:2605.25240

JudgmentBench: Comparing Rubric and Preference Evaluation for Quality Assessment

Russell Yang, Ruishi Chen, Pierce Kelaita, Riya Ranjan, Sibo Ma, Charles Dickens, Matthew Guillod, Megan Ma 等 9 位作者

原文摘要

Two methodologies dominate current practices of benchmarking: rubric-based scoring evaluates items against predefined criteria, whereas comparative judgment elicits pairwise preferences between outputs. Although both methodologies are widely used, the choice between them is rarely justified. We release JudgmentBench, a benchmark of 30 real-world legal tasks, paired with 1,539 rubric scores and 1,530 pairwise preference judgments collected from practicing attorneys--including at major U.S. law firms--with substantial experience. The annotations constitute the first publicly available dataset in a high-expertise domain in which both supervision signals are elicited from the same pool of experts on the same tasks. Using LLM-generated outputs at three constructed quality levels, we provide an initial empirical comparison: comparative judgments recover the intended quality ordering substantially better than rubrics under both a per-task rank-correlation metric (mean Spearman's rank correlation of 0.908 vs. 0.150, estimated difference = 0.758 [0.494, 1.021]) and a per-judgment pairwise win-rate metric (0.669 vs. 0.542, estimated difference = 0.127 [0.067, 0.186]), while requiring less than half the annotation time. The patterns hold for human annotators and LLM autograders. Beyond this initial comparison, the paired structure of the dataset supports a broader research agenda on how expert judgment should be elicited, aggregated, and used as supervision in domains without verifiable ground truth.

cs.CL · cs.AI · cs.CY

新论文 · v1arXiv:2611.07486

MEvince: Knowledge-Constrained LLM Reasoning for Technique Identification from Malware Reports

Hongyu She, Yiling He, Mengda Xie, Yiping Liu, Xingzhi Qian, Zhan Qin, Lorenzo Cavallaro

原文摘要

Mapping behavioral intelligence in malware analysis reports to ATT&CK techniques supports threat analysis and defense, but reliable identification remains challenging. Supporting evidence is often scattered across long, heterogeneous reports, while closely related techniques share behavioral cues and differ only in subtle but decisive details. While large language models (LLMs) can use external knowledge to interpret reports, they may assign techniques based on plausible associations rather than sufficient evidence. We present MEvince, a knowledge-constrained LLM reasoning framework for report-level malware technique identification. Its core is a shared behavioral representation connecting report observations to technique definitions. This representation is built through agentic mining of technique documentation and supports two online stages: 1) primitive-guided extraction uses behavioral primitives to structure LLM-extracted observations, link them to source passages, and group dispersed evidence; 2) evidence-aligned retrieval matches this evidence to technique profiles through the same concepts, retaining likely candidates and confusable alternatives for LLM comparison of distinguishing behaviors. Controls at both stages validate evidence references and check technique-specific requirements. The representation also supports adaptation without parameter updates, where offline agentic audits diagnose concept weaknesses and refine extraction or retrieval policies. We evaluate MEvince against 11 baselines spanning four method families using a dataset of 610 public malware reports referenced by MITRE ATT&CK. MEvince improves exact-ID F1 over the strongest baseline by 17.4%, and its concept-guided retrieval increases gold-label candidate coverage from 31.6% to 47.9%. With a small adaptation set, offline refinement yields further gains and outperforms baselines that update model parameters.

cs.CR · cs.CL · cs.IR

版本更新 · v4arXiv:2508.03829

Majority Bit-Aware Watermarking For Large Language Models

Jiahao Xu, Rui Hu, Zikai Zhang, Olivera Kotevska

原文摘要

The growing deployment of Large Language Models (LLMs) has raised concerns about their misuse in generating harmful or deceptive content. To address this issue, watermarking methods have been proposed to embed identifiable multi-bit messages into generated text for misuse tracing. However, existing methods often suffer from a fundamental trade-off between text quality and decoding accuracy. In particular, they have to restrict the size of the preferred token set (i.e., green list) during encoding to maintain a detectable watermark signal for decoding, which inevitably degrades generation quality. To improve this trade-off, we propose a novel message encoding paradigm called \textit{majority bit-aware encoding}, which relaxes the watermark signal strength from the green list size. This strategy allows for a strong watermark signal to be preserved in generated texts even when using a large green list. We introduce two instantiations of this paradigm: MajorMark and MajorMark$^{+}$, where the latter is specifically optimized for long messages. Extensive experiments on state-of-the-art LLMs demonstrate that our methods achieve higher decoding accuracy and superior text quality compared to prior baselines. The code is at https://github.com/JiiahaoXU/MajorMark.

cs.CL · cs.CR

版本更新 · v2arXiv:2610.36980

AutoVend: Benchmarking LLM Agents on Long-Horizon Autonomous Vending Operations

Qiming Shi, Yikun Li, Beidi Luan, Rui Sun, Sinuo Wang, Delin Wang, Yan Ma, Jing Li 等 10 位作者

原文摘要

Large language model (LLM) agents are extending agent-mediated commerce on the Web from shopping for consumers to operating businesses for sellers. In online-to-offline (O2O) commerce, decisions are issued through Web-based platforms but realized through costly physical execution. Evaluating such agents requires going beyond individual transactions to ask whether decisions made online turn into sustained economic returns. We introduce AutoVend, a benchmark in which one LLM agent manages 20 vending machines across five site types through a Web-based operating interface for 180 simulated days. Its data-grounded simulator combines a shared warehouse, procurement lead times, paid replenishment, inventory expiration, and recurring operating costs. We evaluate five LLM agents against a rule-based inventory-control baseline and diagnose their site coordination, execution, and performance over time. Four of five evaluated LLM agents fall short of this baseline, and returns per dollar of inference cost rank models differently from returns alone. Operational analyses show that gains in individual metrics do not consistently yield stronger economic growth, as inventory and execution costs erode these gains. Trajectory analysis further reveals difficulties in grounding feasible actions, managing inventory commitments, and converting feedback into effective policy revisions.

cs.AI · cs.CL

版本更新 · v3arXiv:2610.25076

P2N: Reusing Deep Representations for Greater Effective Depth

Yiqin Hao, Boyi Zeng, Zitong Wang, He Li, Shixiang Song, Feichen Song, Yifan Liu, Ran Tao 等 10 位作者

原文摘要

Mathematical problem solving and autonomous agents are increasingly important applications of language models, demanding stronger reasoning capabilities. Computational depth is a key resource for such reasoning, but adding model layers increases both training and inference costs, while test-time scaling incurs substantial additional inference computation. We introduce P2N (Previous to Next), which reuses the previous token's deep representations, already available during generation, to increase effective computational depth with negligible decoding overhead. Specifically, P2N adds the previous token's deep hidden state to the current token's shallow representation, allowing subsequent layers to build on previously completed deep computation. This recurrence extends effective computational depth across tokens, while introducing only a single vector addition per decoding step. We train the recurrence using parallel Jacobi updates restricted to a middle-layer core. Experiments with Qwen-style models show that, at 1.5B parameters, P2N improves GSM8K accuracy by over 10 percentage points under both zero-shot and few-shot prompting, with nearly unchanged decoding latency. The benefits also extend to language modeling and average performance on general downstream benchmarks. on general downstream benchmarks.

cs.CL

新论文 · v1arXiv:2611.07241

$D^2$-OPD: Separating Direction and Distance in Extrapolative On-Policy Distillation

Bowen Fang, Dingmin Wang, Hengzhi Pei

原文摘要

On-policy distillation (OPD) trains a student model to match a teacher's next-token distributions on student-generated prefixes. Extrapolative OPD further extends the teacher's log-probability shift relative to a reference policy to construct stronger learning targets. However, existing methods couple extrapolation direction and distance, allowing the magnitude of the teacher's shift to dictate how far the target moves. We propose $D^2$-OPD, decoupling these two factors: a per-prefix hard KL constraint bounds the target's distance from the teacher, while an adaptive combination of the teacher's post-training shift and the initial student--teacher gap determines the extrapolation direction. We optimize the student toward this target using forward KL, providing learning signals even for low-probability tokens. We evaluate three settings: where standard OPD performs well, where it struggles with base-model initialization, and where no teacher reference is available. On mathematical reasoning benchmarks, $D^2$-OPD attains the highest score in all three settings, outperforming the strongest baseline by up to 9.45 points. Ablations validate the contributions of each component.

cs.LG · cs.CL

版本更新 · v2arXiv:2605.01640

Prescriptive Scaling Laws for Data Constrained Training

Justin Lovelace, Christian Belardi, Srivatsa Kundurthy, Shriya Sudhakar, Kilian Q. Weinberger

原文摘要

Training compute is increasingly outpacing the availability of high-quality data. This shifts the central challenge from optimal compute allocation to extracting maximum value from limited data. The widely adopted Chinchilla scaling law assumes every training token is unique. This limits its ability to guide pretraining decisions in data-constrained regimes. We model the excess loss under repetition with a simple additive overfitting penalty and find that it accurately describes model behavior. Our scaling law yields qualitatively new compute-optimal allocation advice. Beyond a point, further repetition is counterproductive and compute is better spent on model capacity. We show that following our law's recommended configuration improves performance in data-constrained regimes. Finally, because our one-parameter form isolates overfitting in a single coefficient, it enables direct comparison across training configurations. As a case study, we show that strong weight decay ($λ=1.0$) reduces this coefficient by approximately 70\%, providing a scaling-law explanation for recent findings that optimal weight decay in data-constrained regimes is an order of magnitude larger than standard practice.

cs.LG · cs.CL