Understanding Emergent Misalignment via Feature Superposition Geometry
Gouki Minegishi, Hiroki Furuta Google DeepMind, Takeshi Kojima The University of Tokyo, Yusuke Iwasawa The University of Tokyo, The University of Tokyo, Yutaka Matsuo The University of Tokyo
原文摘要
Emergent misalignment, where fine-tuning on narrow, non-harmful tasks induces harmful behaviors, poses a key challenge for AI safety in LLMs. Despite growing empirical evidence, its underlying mechanism remains unclear. To uncover the reason behind this phenomenon, we propose a mechanistic account based on the geometry of feature superposition. Because features are encoded in overlapping, fine-tuning that amplifies a target feature also unintentionally strengthens nearby harmful features in accordance with their similarity. We give a simple gradient-level derivation of this mechanism and empirically test it across multiple LLMs (Gemma-2 2B/9B/27B, LLaMA-3.1 8B, gpt-oss 20B). Using sparse autoencoders (SAEs), we identify features tied to misalignment-inducing data and to harmful behaviors, and show that they are geometrically closer to each other than features derived from non-inducing data. This trend generalizes across domains (e.g., health, career, legal advice). Finally, we show that a geometry-aware approach—filtering training samples nearest to toxic features—reduces misalignment by 34.5%, substantially outperforming random removal and achieving stronger mitigation than LLM-as-a-judge–based filtering. Our study explains emergent misalignment through feature superposition, providing a basis for understanding and mitigating this phenomenon.
cs.CL
Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表