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首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.1770ACL Anthology · ACL 2026

Emergent Misalignment via In-Context Learning: Narrow in-context examples can produce broadly misaligned LLMs

Nikita Afonin, Nikita Andriianov, Vahagn Hovhannisyan, Nikhil Bageshpura, Kyle Liu Algoverse AI Research, Kevin Zhu Algoverse AI Research, Sunishchal Dev RAND Corporation and Algoverse Coding Academy LLC, Ashwinee Panda TogetherAI and University of Maryland, College Park 等 12 位作者

原文摘要

Recent work has shown that narrow finetuning can produce broadly misaligned LLMs, a phenomenon termed emergent misalignment (EM). While concerning, these findings were limited to finetuning and activation steering, leaving out in-context learning (ICL). We therefore ask: does EM emerge in ICL? We find that it does: across four model families (Gemini, Kimi-K2, Grok, and Qwen), narrow in-context examples cause models to produce misaligned responses to benign, unrelated queries. With 16 in-context examples, EM rates range from 1% to 24% depending on model and domain, appearing with as few as 2 examples. Neither larger model scale nor explicit reasoning provides reliable protection, and larger models are typically even more susceptible. Next, we formulate and test a hypothesis, which explains in-context EM as conflict between safety objectives and context-following behavior. Consistent with this, instructing models to prioritize safety reduces EM while prioritizing context-following increases it. These findings establish ICL as a previously underappreciated vector for emergent misalignment that resists simple scaling-based solutions.

cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表