跳到正文
研踪PaperTrail

论文库

检索计算机领域论文,按研究方向、作者或关键词筛选。

部分采集异常
正在读取账号与研究记录…

全站更新概况

+0新增论文
+0其中 AI 相关
+2已有论文修订
+100新增 AI 导读

arXiv 最近完成扫描:2026-11-14 23:29 · 全站最近入库:2026-11-14 15:09各信源进度 →

统计口径与数据新鲜度

统计 2026-11-14 00:14 — 2026-11-15 00:14(北京时间) · 点击数字查看对应简报;AI 相关包含在新增论文内。

最近完成检查:2026-11-14 23:29最近发现新增版本:2026-11-14 15:09库内论文最新更新时间:2026-11-13 02:59

每分钟刷新已保存的数据。空检查不代表采集异常;新收录可能包含历史论文。AI 导读按新增版本计数。

23,348 已收录论文19,580 AI 相关6,729 有修订112 HF 社区发现

浏览论文库

时间范围跟随排序:版本更新、本站收录或首次发表。最新收录可能包含历史论文。部分信源异常,查看状态 →

找到 134 篇论文 · 按版本更新时间排序上轮扫描起点 2026-11-14 23:28(北京时间)
新论文 · v1arXiv:2611.17239

当双方都在适应:评估交互式LLM系统的挑战

When Both Sides Adapt: The Challenges of Evaluating Interactive LLM Systems

Hannah Li

AI 速读 基于摘要

该文研究用户对LLM响应的适应性所导致的提示内生性,如何使离线基准评测与在线A/B测试度量不同的效应,并可能给出不同的模型排序与部署建议。

stat.ME · cs.AI

查看原文摘要

In interactive systems where users engage with LLMs, users are adaptive and, after observing LLM responses, can change their prompting strategy, as well as the type and difficulty of subsequent tasks. Thus model responses can influence the set of prompts on which the model is subsequently evaluated. We study the implications of this user adaptivity and prompt endogeneity for the evaluation of LLMs. We define two classes of estimands for comparing models: the common-distribution effect, which compares model performance on the same distribution of prompts, and the induced-distribution effect, which compares each model on the prompt distribution generated through user interaction. We show that offline benchmark evaluation and live A/B testing target different quantities, with the standard difference-in-means estimators for the two methods converging to the common-distribution effect and the induced-distribution effect, respectively. This distinction can affect decision-making: the two comparisons can rank models differently and lead to discrepancies in deployment recommendations. We characterize when such ranking reversals occur and provide a sufficient condition under which the rankings are guaranteed to agree. This result provides a practical heuristic for assessing whether offline evaluation is sufficient to reproduce the decision suggested by a live experiment. Third, we show, in a stylized linear model of interactions, that user adaptivity can increase variance in estimation. Finally, we discuss implications of user adaptivity for the interpretation of experiments and show that adaptivity creates a common mechanism leading to common evaluation challenges, such as reward hacking and novelty effects. Together, this work highlights the necessity of measuring both model performance as well as changes in the user behavior that the model induces.

新论文 · v1arXiv:2611.16822

A Class of Bayesian Conjugate Distributions on $SE_n(3)$ for Motion Estimation

Shijie Wang, Haichao Gui, Rui Zhong

原文摘要

This paper proposes a novel class of Bayesian Conjugate Distributions (BCDs) on extended special Euclidean groups SE_n(3) for global motion uncertainty representation and estimation. BCDs are constructed by restricting matrix Gaussian distributions on ambient Euclidean space to SE_n(3), avoiding singularity of local coordinates. The unique feature of BCDs is their conjugacy to a broad class of sampling distributions arising in motion estimation, enabling exact closed-form Bayesian inference. Optimal estimation with respect to BCDs is further investigated for implementing motion estimation. Two means are extracted as random state estimates, which maximize probability and minimize mean squared error, respectively. Moreover, within the BCD class, moment matching is shown to minimize the Kullback-Leibler divergence, and maximum likelihood estimation is also derived, which provide analytical methods to approximate underlying distributions with the optimality guarantee. As an application, a Bayesian estimator for pose and velocity estimation of an Unmanned Aerial Vehicle (UAV) is developed within an assumed density filtering architecture. The propagation and estimate extraction leverage the optimal estimation related to BCDs, and the landmark measurements are exactly fused with the BCD prior in closed form due to the conjugacy. Numerical simulations of a UAV flight indicate the advantages of BCD-based estimators over two classic Kalman filters on Lie groups with various initial uncertainties and measurement noise.

stat.ME · cs.RO

版本更新 · v2arXiv:2604.21260

Calibeating Prediction-Powered Inference

Lars van der Laan, Mark Van Der Laan

原文摘要

We study semisupervised mean estimation with a small labeled sample, a large unlabeled sample, and a black-box prediction model whose output may be miscalibrated. A standard approach in this setting is augmented inverse-probability weighting (AIPW) [Robins et al., 1994], which protects against prediction-model misspecification but may be inefficient when the prediction score is poorly aligned with the outcome scale. We introduce Calibrated Prediction-Powered Inference, which post-hoc calibrates the prediction score on the labeled sample before using it for semisupervised estimation. This simple step requires no retraining and can calibeat the original score, improving it both as a predictor of the outcome and as a regression adjustment for semisupervised inference. We study both linear and isotonic calibration. For isotonic calibration, we establish first-order optimality guarantees: isotonic post-processing can improve predictive accuracy and estimator efficiency relative to the original score and simpler post-processing rules, while replacing the fitted isotonic score by its conditional-mean oracle yields no additional first-order variance reduction. For linear calibration, we show first-order equivalence to PPI++. We also clarify the relationship between existing estimators, showing that the original PPI estimator is a special case of AIPW and can be inefficient when the prediction model is accurate, while PPI++ is AIPW with empirical efficiency maximization [Rubin and van der Laan, 2008]. In simulations and real-data experiments, our calibrated estimators often outperform PPI and are competitive with, or outperform, AIPW and PPI++. We provide an accompanying Python package, ppi_aipw, at https://larsvanderlaan.github.io/ppi-aipw/.

stat.ML · cs.AI · cs.LG · econ.EM · q-bio.QM · stat.ME

版本更新 · v2arXiv:2610.15953

Small area learning

Katarzyna Reluga, Nicola Salvati, Setareh Ranjbar, Nikos Tzavidis, Mark van der Laan

原文摘要

Small area estimation (SAE) traditionally borrows strength across domains through a prespecified working model. We introduce small area learning (SAL), a novel learner-agnostic framework that formulates SAE as a multi-target semi-supervised learning problem and treats outcome prediction as a nuisance task. Areas may differ through unrestricted covariate shift and structured conditional shift, with information shared through common and area-specific components. We develop estimators with and without cross-fitting, accommodating low-complexity and flexible learners and unifying synthetic, model-based, and semi-supervised estimators. For area means, we establish a unified asymptotic theory for these estimator families, characterizing conditions for consistency, asymptotic normality and providing variance estimators and confidence intervals without prescribing a particular learning algorithm. We extend the theory to settings with only aggregated population covariates and characterize the resulting aggregation bias. SAL reveals clearly a bias-variance trade-off: partial residual correction in classical estimators can reduce mean squared error, whereas full correction yields estimators robust to the misspecification of working models, potentially at higher variance. Simulations yield RMSE reductions of 34%-49% relative to direct estimation, with the best configuration varying across settings. The numerical studies also illustrate how shrinkage can produce overly optimistic confidence intervals at the expense of strong modeling assumptions.

stat.ME · cs.LG · math.ST

新论文 · v1arXiv:2611.15829

Training Calibrated Conditional Generative Models with a Sample-Only Coverage Loss

Benjamin Remy, Raphael Rossellini, Chihway Chang, Rebecca Willett

原文摘要

Conditional generative models have become the tool of choice for sampling posteriors in scientific inverse problems, where we seek to sample images or signals conditioned on a set of indirect and noisy measurements. Yet they are often overconfident, which is a critical failure in scientific applications where accurate uncertainty quantification is essential. Existing regularizers fall short in complementary ways: differentiable coverage objectives require the model's density and do not identify the posterior, while strictly proper scoring rules such as the energy score need only samples but do not directly enforce coverage. We close this gap by introducing a differentiable loss function based on the expected coverage probability, estimated from samples alone. It applies to any conditional generative model, with no need for tractable densities or architectural changes. We prove that it is a strict divergence, vanishing if and only if the model equals the true posterior. On simulation-based inference benchmarks, it matches a density-based coverage loss without evaluating the density. On high-dimensional imaging inverse problems, it yields better-calibrated posteriors than scoring-rule regularizers, with little change in the reconstruction quality of point estimates.

cs.LG · stat.ME · stat.ML

新论文 · v1arXiv:2611.15816

Global-Local and Window-Concatenated Functional Random Forests: Early and Late Fusion of Window-Specific Functional Principal Components

Fabrizio Maturo, Annamaria Porreca

原文摘要

Functional random forests built on a single functional principal component decomposition of the whole domain may dilute features confined to short intervals, whose location is rarely known in advance. We propose two random forests based on window-specific functional principal components. The global-local functional random forest (GL-FRF) is a late-fusion method that stacks a tuned full-curve forest and one forest per window with penalised convex weights; it contains the full-curve forest as a feasible solution, and its weights indicate which parts of the domain drive the prediction. The window-concatenated functional random forest (WC-FRF) is an early-fusion method that trains a single tuned forest on the concatenated window-specific scores. On twenty UCR datasets, GL-FRF improved on a tuned full-curve forest with the same number of trees on 16, with Brier score reductions of up to 0.21, significantly after Holm adjustment. No method was best on more than six datasets. WC-FRF was more accurate than GL-FRF on 13 datasets but failed when the signal required the full curve, whereas GL-FRF had the smallest mean and maximum excess over the best method across all 32 simulated and real settings, which makes it the safer choice when the location of the signal is unknown.

stat.ML · cs.LG · stat.ME

新论文 · v1arXiv:2611.15618

Data augmentation for the generalizability and transportability of fairness in a clinical heart failure algorithm

I. Elizabeth Kumar, Sherri Rose

原文摘要

Synthetic data augmentation has been proposed as a way to artificially supplement clinical datasets to address fairness concerns in downstream classification algorithms. This approach is closely related to upweighting or upsampling methods employed for the problem of class imbalance, which have shown mixed empirical results in practice. Synthetic data augmentation also runs the risk of overfitting to the noise present in subgroups with relatively small sample sizes, raising both generalizability and transportability concerns. We present an empirical evaluation of synthetic data augmentation for fairness in tabular data using simulation studies as well as a real-world application of in-hospital mortality classification for heart failure patients in two distinct data samples. We implement upsampling and upweighting methods as benchmarks for the implicit fairness objective of synthetic data augmentation. Our results suggest that the fairness impacts of data augmentation are sensitive to the design of the downstream algorithm as well as the deployment context and its similarity to the training data. It is crucial that studies making generalizability and transportability claims should provide empirical support for these assertions.

stat.AP · cs.CY · stat.ME

版本更新 · v3arXiv:2610.28910

Backtracking Direct, Indirect and Total Effects

Jose M. Peña

原文摘要

Natural direct and indirect effects are defined through cross-world interventional counterfactuals. We propose an alternative construction based on backtracking counterfactuals. Rather than intervening on the treatment or mediator and change the structural equations, we use a backtracking conditional distribution to construct an alternative exogenous state satisfying a desired treatment-mediator constraint and then evaluate the unchanged structural equations on that state. This yields the backtracking direct and indirect effects, and also the backtracking total effect. Likewise, we adapt the population intervention effects.

stat.ME · cs.LG · stat.ML

新论文 · v1arXiv:2611.15220

FréchetFlow: Flow Matching for Non-Euclidean Data

Yidong Zhou, Muqing Cui, Hans-Georg Müller

原文摘要

Scientific observations such as probability distributions, trees and covariance matrices call for generative models that respect their non-Euclidean geometry. While flow matching has been extended to manifolds by utilizing geodesics and velocities, such manifold structures are not available in a general metric space. We introduce FréchetFlow, a generative modeling framework for metric space-valued data that requires neither linear operations nor a smooth manifold structure. A key feature of the proposed approach is that we utilize well-established Euclidean flows to learn the joint distribution of distances to a set of landmarks, whereupon new objects are reconstructed from generated landmark representations. The reconstruction step utilizes weighted Fréchet means of reference objects, drawing on Fréchet regression. We establish Wasserstein error bounds that connect accuracy of the generated object distributions to the placement of landmarks, flow approximation and reconstruction error and prove consistency under finite second moments. This leads to convergence rates that depend on the metric complexity of the target objects, tail moments and fitting accuracy. Experiments show competitive accuracy with established flow matching methods in Euclidean simulations and lower Wasserstein errors than specifically tailored methods for several scientific datasets. Across simulation settings, we find that generation error decreases as sample size increases.

stat.ME · cs.AI

新论文 · v1arXiv:2611.15150

Knowledge Transfer for Conditional Flow Matching: Frozen Estimation and Adaptation

Yian Huang, Jian Huang

原文摘要

Conditional generative modeling with limited target data can benefit from representations learned in a related source population. We develop a transfer learning framework for conditional flow matching that accommodates distinct source and target response distributions and dimensions. Two procedures exploit a representation learned from source data: TFM-Freeze estimates a target velocity head with the representation fixed, whereas TFM-Adapt jointly learns the head and a representation adaptation under a functional anchoring penalty. For explicit neural network classes, we establish bounds on conditional squared Wasserstein risk that account for source estimation, target fitting, representation mismatch, and numerical integration. When the source representation admits a smooth correction, adaptation replaces the frozen mismatch contribution by the cost of learning the correction and a controllable regularization bias. An information lower bound identifies regimes in which adaptation attains a strictly faster conditional squared Wasserstein risk rate than any generator restricted to the frozen context information. We also develop independent validation procedure for selecting among fitted conditional generators. We show that the selection procedure satisfies an oracle inequality, and the switching rule guarantees, with high probability, no increase in conditional energy risk relative to a target-only generator. Simulations and real data applications illustrate the gains from our proposed methods and the effectiveness of target validation in guarding against negative transfer.

cs.LG · stat.ME

版本更新 · v3arXiv:2606.08691

Hierarchical Projection for Adaptive Knowledge Transfer

Samhita Pal, Tian Gu

原文摘要

Transfer learning aims to improve estimation in a target population with limited data by borrowing information from related external datasets, referred to as sources. However, heterogeneity in target-source relevance and predictor-outcome relationships can lead to negative transfer, where model performance is worse than using target data alone, particularly in high-dimensional settings with partially overlapping features. We propose Projection Transfer Learning (ProjectionTL), a Bayesian framework that integrates hierarchical modeling with adaptive posterior projection to enable selective knowledge transfer at both the source and feature levels. In the first stage, a source-guided hierarchical prior adaptively combines information from multiple sources using data-driven weights that capture their global alignment with the target. In the second stage, a weighted posterior-projection procedure induces sparsity by preferentially retaining features supported by stronger agreement between source and target signals. This two-stage framework distinguishes global source relevance from coordinate-specific transferability, allowing informative components to be retained while reducing the influence of heterogeneous or non-transferable signals. We establish theoretical guarantees for posterior contraction and model selection consistency under high-dimensional regularity conditions, without requiring all sources to be informative. Simulation studies and applications to Alzheimer's disease neuroimaging data demonstrate improved estimation accuracy, variable selection, and predictive performance compared with others, including settings with heterogeneous sources and block-wise missing modalities.

cs.LG · stat.ME

版本更新 · v2arXiv:2611.13219

MediPFN: Amortized In-Context Nuisance Learning and Inference for Causal Mediation Analysis

Shi Bo, Jiaming Hu

原文摘要

Causal mediation analysis decomposes a treatment effect into indirect pathways through mediators and direct pathways through other processes. Tabular foundation models perform classification and regression through in-context learning, providing estimates of conditional means and propensity scores used in causal mediation analysis. Constructing confidence intervals from these estimates requires accounting for uncertainty introduced by fitting and combining several nuisance functions. We introduce MediPFN, an amortized inference framework that adapts a pretrained tabular foundation model to nuisance prediction and combines its predictions through a cross-fitted influence-function estimator. A separate head learns quantiles of the estimator's standardized error from simulated tables with known indirect effects. Supervised fine-tuning, symmetrization, and independent calibration then produce a confidence interval. We establish coverage bounds for the resulting intervals under standard assumptions. Across experiments, MediPFN attains coverage closer to the nominal level than several comparators. It also reduces the computational cost of uncertainty quantification, running 59.1 times faster than bootstrap in matched comparisons.

stat.ML · cs.LG · stat.ME

版本更新 · v4arXiv:2611.01666

Stand-In Effects and Pooling Amplification: Lessons from Biological World Models for Testing Action Effects

Bowen Xu, Boyu Chen, Jiaying Li

原文摘要

Whether an action-conditioned world model responds to actions is usually checked by replacing or removing the actions and measuring the loss in accuracy. Taking biological experiments as the guiding case, we show that such diagnostics report action effects where there are none: under autocorrelated designs, future actions stand in for history the model does not see. When the design law is known, a conditional randomization test written as an e-value is valid in finite samples whatever the model. A second failure arises whenever many sites share one action sequence, as in world models: the pooled score turns small model errors along the action contrast into an e-value near zero, so a valid test loses its power although the effect is real. Tempering the score changes the bet, not the validity. The log e-value is concave in the tempering factor and zero at zero, so too small a factor costs little and too large a one can cost everything; every single factor we tried, estimated or tuned, failed in some setting, and mixtures over a fixed grid never did. Our own preregistered analysis of optogenetic ERK experiments failed by pooling; a tempered statistic, registered before the data were obtained, then rejected the null on a never-opened field (E = 1.1e10). In three registered tests on models trained by others, the pooled test rejected in 0 of 96 units of a diffusion model, and reached the power bar in 10 of 26 Atari games under IRIS's token likelihood and 1 of 6 control tasks under TD-MPC2; mixtures fixed in advance reached it in 96 units, 24 games and 6 tasks. On recorded robot video with iVideoGPT the mixture rejected in 155 of 159 trajectories; the pooled test did not collapse there (143). Under exact nulls the statistics made 14 rejections in 26,664 tests.

cs.LG · q-bio.QM · stat.ME

新论文 · v1arXiv:2611.14870

Synthetic Data Augmentation for Fairness under Data Imbalance: Theory and Adaptive Allocation

Zhengchi Ma, Kaifeng Zhang, Anru R. Zhang

原文摘要

Data imbalance across sensitive groups and class labels is common in classification problems and can contribute to substantial fairness disparities. We study how such imbalance affects Equal Opportunity and how synthetic data augmentation can mitigate the resulting unfairness. We first identify two mechanisms, prevalence imbalance and group-size imbalance, through which changes in the training distribution shift the learned decision boundary and induce disparities in group true positive rates. Motivated by this analysis, we study exact full-balance augmentation, which equalizes all group-label cells. We establish conditions under which full balancing strictly improves Equal Opportunity together with a prediction-error comparison under the oracle balanced distribution, and show that the Equal Opportunity gap of the synthetic-data classifier converges to that of the oracle balanced classifier as the sample size grows and the generator error vanishes. The finite-sample convergence rate agrees, up to logarithmic factors and generator-approximation error, with the information-theoretic lower-bound rate under the corresponding regularity regimes. Since exact balancing need not provide the best fairness-accuracy trade-off in practice, we further propose Accuracy-Constrained Adaptive Synthetic Augmentation (ACASA), which learns both where and how much to augment by minimizing estimated fairness disparity subject to a constraint on predictive accuracy. We provide a finite-sample guarantee comparing the selected augmentation allocation with the population-optimal accuracy-feasible allocation. Simulation studies and real data application support the theoretical findings and demonstrate that synthetic augmentation can substantially reduce fairness disparities while achieving favorable empirical fairness-accuracy trade-offs.

stat.ML · cs.LG · stat.ME

新论文 · v1arXiv:2611.14749

Don't Match the Noise: Distribution Matching under Unknown Measurement Error with an Audit Sample

Arya Farahi, Ritwik Vashistha

原文摘要

Real-world machine learning systems often operate on imperfect measurements: sensors are noisy, annotations are produced by non-experts, and scientific observations are often indirect. In these settings, classic distribution comparison tools such as maximum mean discrepancy (MMD) can be systematically biased, matching artifacts of the measurement process rather than the underlying mechanisms of interest. We study a practical regime in which noisy observations are abundant, but only a small audited subset contains ground-truth measurements. We propose measurement-error-corrected MMD (MEC-MMD), an audit-based estimator that debiases kernel evaluations without requiring a noise model. MEC-MMD is exactly unbiased for the oracle MMD under simple random auditing, admits an explicit variance decomposition, and is consistent for the population MMD, achieving the standard $O_p(N^{-1/2})$ rate when the audit size scales with the dataset. We demonstrate the utility of distributional matching with MEC-MMD loss for both parameter estimation and unsupervised applications, showing that MEC-MMD consistently outperforms MMD and alternative methods. These results provide a principled foundation for robust distribution comparison, simulation-based inference, and learning in noisy real-world machine learning pipelines.

stat.ML · cs.LG · stat.ME

版本更新 · v2arXiv:2607.19510

自回归模型中的全变差距离估计

Total Variation Distance Estimation in Autoregressive Models

Eric Price, Kevin Tian, Zhiyang Xun, Yusong Zhu

AI 速读 基于摘要

研究在样本、logit 与含噪 logit 三种访问模型下,估计两个长度 n 自回归分布之间全变差距离的查询复杂度,并给出紧致性与实证评估。

cs.LG · cs.DS · stat.ME · stat.ML

查看原文摘要

Modern LLM deployments use a number of implementation choices and inference optimizations (e.g., batching, custom kernels, and quantization) on top of fixed weights, so two engines serving "the same model" can produce meaningfully different distributions. We study the problem of estimating the total variation (TV) distance between two length-$n$ autoregressive distributions to additive error $\varepsilon$, under three access models. (1) Under sample access, we use $\widetilde{O}(n^2 K/\varepsilon^2)$ queries, where $K$ is the maximum support of the next-token distribution. This improves upon the $\widetilde{O}(n^3 m/\varepsilon^5)$-query estimator of Meel et al. (2025), where $m \geq K$ is the total size of the token alphabet. (2) Under logit access, we use $O(n/\varepsilon^2)$ queries, and this is tight. (3) Under noisy logit access, we smoothly interpolate between the above two guarantees: if probability values are given to relative error $σ$, we use $\widetilde{O}((n+n^2σ^2)/\varepsilon^2)$ queries. We complement our theoretical results with an empirical evaluation of our algorithms, for example measuring the distance between SGLang and vLLM serving identical weights. Our experiments highlight the robustness and practicality of estimating the total variation distance, which remains estimable where the KL divergence is infinite. Our code is available at https://github.com/XunZhiyang/llm-tv-estimation.

版本更新 · v3arXiv:2605.06749

A Statistical Framework for Algorithmic Collective Action with Multiple Collectives

Claudio Battiloro, Pietro Greiner, Dario Rancati, Bret Nestor, Oumaima Amezgar, Francesca Dominici

原文摘要

As learning systems increasingly shape everyday decisions, Algorithmic Collective Action (ACA), i.e., users coordinating changes to shared data to steer model behavior, offers a complement to regulator-side policy and corporate model design. Real-world collective actions have traditionally been decentralized and fragmented into multiple collectives, despite sharing overarching objectives, with each collective differing in size, strategy, and actionable goals. However, most of the ACA literature focuses on single collective settings. To address this, we propose the first comprehensive statistical framework for ACA with multiple collectives acting on the same system. In particular, we focus on collective action in classification, studying how multiple collectives can influence a classifier's behavior. We provide quantitative statistical bounds on the success of the collectives, considering the role and the interplay of the collectives' sizes and the alignment of their goals. We make such bounds computable by each collective with only partial knowledge of other collectives' sizes and strategies. Finally, we numerically illustrate our framework on simulations inspired by interventions for climate adaptation in smart cities, demonstrating the usefulness of our bounds.

stat.ME · cs.AI

版本更新 · v2arXiv:2608.08743

A Distribution Mapping Approach to Counterfactually Fair Reinforcement Learning

Jianhan Zhang, Jitao Wang, John D. Piette, Donglin Zeng, Chengchun Shi, Zhenke Wu

原文摘要

Reinforcement learning (RL) seeks to optimize sequential decisions to maximize population-level benefits over time. However, when deployed in high-stakes settings such as healthcare, RL decisions might systematically restrict some subpopulation's access to valuable services in a manner contrary to the values and goals of stakeholders. Counterfactual fairness (CF) offers a promising framework to address this problem based on causal reasoning. This paper develops a data preprocessing algorithm that, when used in tandem with policy learning, enables CF in RL. Our algorithm relies on a novel quantile distribution mapping method for sequentially estimating the counterfactual states and rewards in the data preprocessing step, subsuming common additivity assumptions used for counterfactual prediction as a special case. We theoretically prove that the per-step level of counterfactual unfairness and infinite-horizon suboptimality gap can be bounded under mild regularity conditions. We also empirically test our algorithm in numerical experiments as well as in application to a real-world interventional digital health dataset.

stat.ML · cs.CY · cs.LG · stat.ME

新论文 · v1arXiv:2611.13485

Differentially Private Statistical Inference for Rankings from Pairwise Comparisons

Xintao Xia, Jia Gu

原文摘要

Reliable inference for rankings of large language models based on human pairwise comparisons must preserve the privacy of individual preference records. To meet this need, we develop methods for score and rank inference under the Bradley-Terry model with edge differential privacy. For an objective-perturbed estimator, a new leave-one-out analysis establishes finite-sample bounds on Euclidean and entrywise estimation errors. For sufficiently dense comparison graphs, the error bounds extend to smaller privacy budgets, including regimes in which its privacy term dominates its statistical term. A uniform asymptotic expansion yields asymptotically valid confidence intervals for individual scores and pairwise score differences. To improve finite-sample performance, we account for both regularization bias and privacy-induced randomness by combining a plug-in ridge-bias correction with Gaussian-Laplace calibration. We further establish a bootstrap procedure for simultaneous rank inference, providing asymptotically valid confidence sets for individual ranks and tests of top-$K$ membership. When the comparison probability is public and known, all proposed inferential procedures require no additional privacy budget. We evaluate finite-sample performance through simulations and apply the proposed methods to rank large language models for creative writing.

stat.ML · cs.LG · stat.ME

版本更新 · v2arXiv:2611.09792

Knowing When to Intervene: Causal Evaluation of AI Agents

Ayush Sawarni, Wenqian Xing, Tijana Zrnic, Ramesh Johari, Vasilis Syrgkanis

原文摘要

Current evaluations of agentic AI systems primarily rely on benchmarks. However, the static nature of benchmarks makes them uninformative about the value of auditing interventions at deployment time. For reliable deployment, we often need to determine within an agent's trajectory whether or not to intervene, e.g., by verifying the agent's current output or steering it toward different behavior, using either human review or more costly models or time-consuming agentic supervision. The value of such interventions is fundamentally a causal inference question, asking whether the causal effect of such an intervention is beneficial for the final outcome. Estimating this causal effect is particularly challenging due to the dynamic nature of the problem: the impact of an intervention depends on the current context and environment, as well as the agent's future behavior. We develop the first methodologically grounded framework for evaluating the causal effects of randomized interventions within agent trajectories. By leveraging a relatively small dataset of agent trajectories collected under randomized interventions such as verification or screening, we can estimate the dynamic causal effect of a rich class of (contextual) intervention policies. The structural parameters that we estimate can also be used to construct safety leaderboards that capture the risk of various agentic actions, which can be used by practitioners for audit prioritization. Applying our methods to tau-bench Retail, ToolSandbox, and ImpossibleBench, we find that intervention effects vary substantially across agent actions and states. More broadly, our work suggests a rich research agenda at the intersection of causal inference and agentic evaluation, which we believe is essential for the reliable and safe deployment of AI agents in the real world.

cs.AI · cs.LG · econ.EM · stat.ME

新论文 · v1arXiv:2611.13400

Orthographic depth at two scales, with English also matched for lexicon size

Adam Y. Shavit

原文摘要

A reader can struggle to read in only one of their languages, and one proposed reason is how predictably spelling maps to sound. We measure that predictability as conditional entropy, the pronunciation uncertainty left once the spelling is seen, at two grain sizes (unit sizes): the alignment unit, an aligned spelling-sound chunk, and the syllable, bounded in the pronunciation. We analyse word lists in twelve alphabetic orthographies and report five in full, with English pronunciations from a dictionary and the rest from the synthesizer eSpeak-ng, length marks removed. Among the five, English has the most uncertainty and Finnish the least at both grains. Across all twelve, Portuguese and Danish exceed English per alignment unit, and German and Italian order differently by grain and transcription. These orders hold when English is transcribed by eSpeak-ng with u allowed to spell /j/ plus a vowel. Uncertainty per unit has no shared direction as units grow: it falls in Spanish and, less securely, German, is level in Finnish, depends on transcription in Italian and on the word list in English, and rises in Norwegian and Swedish. Summed uncertainty per word falls in all twelve, but that score is handed the pronunciation's boundaries and mixes context with in-sample memorisation, so it is no evidence of what a reader computes. An exact identity states when discarded spelling boundaries could reverse that fall. A uniform 20,000-word English sample holds 35% of the dictionary's syllable spellings and has syllable entropy 0.098 bits lower, so lexicons must be matched in size. In an exploratory check over eleven languages, syllable-scale entropy tracked first-year reading accuracy (rho = -0.74, falling to -0.25 if English is given the lowest entropy instead), without separating the syllable scale from the alignment unit. These estimates describe sampled writing systems, not readers.

stat.AP · cs.CL · q-bio.NC · stat.ME

新论文 · v1arXiv:2611.13295

Time Series Change Point Detection with Gaussian Processes

Olga Isupova, Danil Kuzin, Fredrik Gustafsson, Lyudmila Mihaylova

原文摘要

This paper proposes a novel general Gaussian process framework for change point detection in time series. A change is defined as an alteration of the hyperparameters of the Gaussian process prior. We formulate the problem in the context of statistical hypothesis testing and demonstrate its performance over both offline and online multiple change points detection. The approach provides theoretical guaranties of its performance. An important advantage of the developed framework is that it does not need a detailed specification of the time series function before and after a change. The hyperparameter values are learned from the data. Comprehensive evaluation of the proposed framework is provided both on synthetic and real data and its efficiency is demonstrated.

stat.ML · cs.LG · math.ST · stat.ME

新论文 · v1arXiv:2611.13215

Counting Under Disagreement: Dollar-Weighted Measurement, Selective Machine Labelling and Budgeted Human Review from Disagreeing AI Readers of Administrative Text

George Koomullil

原文摘要

We study AI-assisted measurement when one text label applies to many administrative records, the target is a monetary total, and the human readings that anchor the machines disagree. The testbed is 121,070 grant-purpose texts from US tax filings (799,675 records, \$126.4B), labelled by a rule-based classifier and three language models, with a designed sample of 651 texts read independently by three people under one codebook. We state exact conditions for a fixed-predictor difference estimator and for a cross-fitted predictor whose folds are assigned to the whole frame before sampling, under Poisson sampling, and assess the implemented fixed-size procedures by simulation: 8 predictors whose own totals span \$11.2-15.0B agree to within \$0.4B once rectified. Two rules that accept machine labels at a stated dollar-weighted error, weighted conformal p-values under a dollar measure and Learn-then-Test on the design estimate of the error, are evaluated on nested held-out folds and on re-draws of the design with synthetic truths; their error control in deployment is not established, and the count-based rule accepts no text under a dollar-drawn sample. In a replay that charges every human label, a two-phase review policy whose calibrator is fitted on its own first phase reduces the RMSE of the total by 28% at a budget of 100 texts relative to dollar-proportional sampling, while pure Neyman allocation fails with an uncalibrated predictor. Independent readers shift the estimated total by \$3.93B, 2.2 times the within-reader sampling interval, and institution-level intervals under-cover at every size. Every headline result is re-run under each reader. The results identify both the benefits and the limits of using learned predictions to decide what a person should verify.

cs.AI · cs.LG · stat.ME

版本更新 · v3arXiv:2605.02327

Denoising data using convex relaxations

Charles Fefferman, Aalok Gangopadhyay, Matti Lassas, Jonathan Marty, Hariharan Narayanan

原文摘要

We study the problem of denoising observations \(Y_i=X_i+Z_i\), where the latent variables \(X_i\) are sampled from a low-dimensional manifold in \(\mathbb{R}^n\) and the noise variables \(Z_i\) are isotropic Gaussian. We propose a convex-relaxation estimator that first reduces dimension by principal component analysis and then projects the observations onto the convex hull of the projected latent manifold. We construct a statistical oracle that estimates its supporting hyperplanes from empirical Gaussian tail probabilities of the noisy sample. Under a lower-mass condition on the latent distribution, we prove finite-sample guarantees for the oracle and derive error bounds for the resulting denoiser. The analysis combines risk bounds for least-squares projection under convex constraints (due to Chatterjee) with entropy bounds for the manifold. We also verify the assumptions of the framework for a Cryo-Electron Microscopy observation model by establishing suitable covering number and Lipschitz estimates for the associated group action and imaging operators.

stat.ME · cs.LG

新论文 · v1arXiv:2611.13186

Prediction-Powered LLM Ranking with Adaptively Collected Human Feedback

Gabriel Sargent, Will Wei Sun, Zhengwu Zhang, Yufeng Liu

原文摘要

Ranking large language models (LLMs) through human evaluations is essential for downstream decision-making. Because human feedback is expensive, evaluation platforms often collect it adaptively, prioritizing informative model comparisons using previously observed feedback. To further improve precision with limited human feedback, evaluators can draw on abundant unrated responses and relatively inexpensive LLM judges; however, judge bias and adaptive dependence challenge standard i.i.d. inference frameworks. We propose Prediction-Powered Ranking (PP-Rank), a framework that combines LLM-judge predictions with human feedback to improve precision while providing valid inference under adaptive sampling. Data-driven prediction weights minimize the asymptotic covariance trace within the proposed class. In theory, we establish asymptotic normality for general evaluation targets and simultaneous ranking inference. A joint martingale analysis handles dependence between adaptive human feedback and auxiliary data. We further derive a rule for reducing exploration that prioritizes lower-cost comparisons while matching a conservative variance bound, and characterize allocation limits for regular $\sqrt{T}$-rate estimation of pairwise means. Semi-synthetic experiments on UltraFeedback-Extended show improvements over human-only baselines in score estimation, confidence interval width, and ranking certification. Synthetic experiments demonstrate robustness to judge quality and adaptive allocation, while showing that PP-Rank can substantially reduce evaluation costs without sacrificing precision.

cs.LG · stat.ME

新论文 · v1arXiv:2611.12690

Average versus expected causal effects under interference: Modeling assumptions and estimation bottlenecks

Vishesh Karwa, Edoardo M. Airoldi, Donald B. Rubin

原文摘要

Causal inference under treatment interference requires assumptions to reduce the exponentially large number of potential outcomes. We develop hierarchical finite-population models for potential outcomes by separating these assumptions into three layers: interference neighborhoods, exposure mappings, and outcome models. Given an interference neighborhood and exposure mapping, we show that potential outcomes admit a nonparametric decomposition into direct, spillover, and treatment--spillover interaction components. This decomposition provides a common coordinate system for nonparametric, semiparametric, and parametric models of finite-population potential outcomes. For a given potential-outcome model, we define two classes of estimands. Average causal effects (ACEs), such as direct and total treatment effects, contrast potential outcomes under fixed treatment--exposure conditions. Expected causal effects (ECEs), such as expected direct and indirect effects, contrast expectations of potential outcomes under a specified allocation policy. For both classes, we bound the variance of the canonical Horvitz--Thompson estimator by three terms: a diagonal weight term, a term from overlapping interference neighborhoods, and a residual design-dependence term. Our upper and lower bounds show that under graph-unaware designs, nonparametric design-unbiased estimation of ACEs can require sample sizes growing exponentially in the interference degree, whereas polynomial growth can suffice for design-aligned ECEs. Under neighborhood interference, we construct graph-aware independent-set designs with variance bounds polynomial in the maximum degree for direct and total treatment effects on every graph, whereas graph cluster randomization can incur worst-case variance exponential in the degree.

stat.ME · cs.LG · econ.EM

版本更新 · v3arXiv:2604.22391

Conformalized Super Learner

Zhanli Wu, Fabrizio Leisen, Miguel-Angel Luque-Fernandez, F. Javier Rubio

原文摘要

The Super Learner (SL) is a widely used ensemble method that combines point predictions from a library of learners based on their predictive performance. Interval predictions are of considerable practical interest because they allow uncertainty in predictions produced by an individual learner or an ensemble to be quantified. Several methods have been proposed for constructing interval predictions based on the SL, however, these approaches are typically justified using asymptotic arguments or rely on computationally intensive procedures such as the bootstrap. Conformal prediction (CP) is a machine learning framework for constructing prediction intervals with finite-sample and asymptotic coverage guarantees under mild conditions. We propose coupling CP with the SL through a natural construction that mirrors the original SL framework, using individual learner weights and combining learner-specific conformal prediction sets via a weighted majority vote. We characterize the properties of the resulting SL-based prediction intervals for continuous outcomes. We cover settings under exchangeability, and data-generating mechanisms exhibiting heteroscedasticity, sparsity, and other forms of distributional heterogeneity. A comprehensive simulation study shows that the conformalized SL achieves valid finite-sample coverage with competitive performance relative to the true data-generating mechanism. We present an application of this methodology to predict creatinine levels using socio-demographic, biometric, and laboratory measurements. This example demonstrates the benefits of an ensemble with carefully selected learners designed to capture key aspects of complex regression functions, including non-linear effects, interactions, sparsity, heteroscedasticity, and robustness to outliers.

stat.ML · cs.LG · stat.CO · stat.ME

版本更新 · v2arXiv:2609.38524

Generative sequence modeling for infinite memory processes via predictive states

Michael Wieck-Sosa, Cosma Rohilla Shalizi

原文摘要

We consider estimating the one-step-ahead conditional distribution of a multivariate stochastic process. Many existing approaches rely on assumptions such as finite-range memory, sparsity, or additivity, which can be poorly suited to processes with long-range nonlinear interactions. However, without such structural assumptions, nonparametric estimation is challenging due to the curse of dimensionality. To address this challenge, we introduce a new estimator based on learning representations of the \emph{predictive states} of a stochastic process. We show that the statistical complexity of the estimation problem is determined by the dimension of this predictive state representation. Furthermore, we show that a $p$-dimensional predictive state space can be represented in a $2p+1$-dimensional feature space. Our results imply that faster convergence rates are achievable when the predictive state space is lower-dimensional, i.e., when the past history can be compressed into a lower-dimensional statistic that is sufficient for predicting the future. We establish theoretical convergence rate guarantees for an instantiation of our method based on deep neural network estimators. We implement our method in PyTorch and evaluate its performance on processes with infinite-range memory.

stat.ML · cs.LG · stat.ME

新论文 · v1arXiv:2611.11726

The Dark Matter of Clinical Data: An Identification Limit on Disentangling Physiology from Care Process in electronic health records

Mohammad Shahin, Krittaphas Chaisutyakorn, Dimitrios Proios, David Restrepo, Vishala Mishra, Boya Zhang, Aadarsh Sivaraman, Sparsh Roy 等 14 位作者

原文摘要

Representations learned from electronic health record (EHR) data encode patient physiology together with the clinical process that decides what is measured, when, and for whom. We formalize the data-generating process with latent physiology, ordering intent, laboratory values that exist only when measured, a learned representation, and clinical environments, and analyze two strategies for undoing this entanglement. First, no division of the information carried by laboratory "value" and "ordering" channels is identified from a single dataset: when ordering depends on the analyte, its distribution among untested patients is not recoverable, and a sentinel code for the undefined recorded value makes it carry all the entropy of the ordering indicator, fixing partial information decomposition (PID) for every redundancy measure satisfying the Williams-Beer axioms and invariant under injective re-encoding. Second, cross-site invariance of representation-conditional outcomes is a falsifiable implication of biological invariance taken jointly with exclusion and representation-sufficiency conditions, but not an identification strategy: we construct observationally equivalent models that disagree about biological invariance, whether the invariance test fails or passes. For binary physiology this happens exactly when case mix differs, the representation is lossy, and physiology affects the outcome. A worked example yields a 9.6-percentage-point cross-site gap under an unchanged biological mechanism. Tests performed for every patient remove the ordering gate, and measured tests can restore identification: biological invariance is identified when a test exactly summarizes outcome-relevant physiology, or, for binary physiology, when two tests with independent errors are available at sites with different case mix. Cross-site analyses should be reported as tests of a stated joint hypothesis.

cs.LG · stat.ME

新论文 · v1arXiv:2611.11667

Nonasymptotic causal structure learning in generalized linear DAGs with continuous optimization

Chang Deng, Inbeom Lee, Bryon Aragam

原文摘要

We study the problem of learning directed acyclic graphs from observational data in nonlinear models and provide finite-sample, nonasymptotic statistical guarantees in these models. Although widely studied, statistical guarantees for gradient-based methods in nonlinear models are missing from the literature. Under a generalized linear model for each node, we analyze a global nonsmooth objective combining an exact acyclicity constraint with a quasi-minimax concave penalty, which can be optimized via standard gradient-based solvers. We establish finite-sample guarantees under this model, including the most widely used logistic and Poisson models. Experiments corroborate structure recovery accuracy and computational performance, including both standardized data and negative controls as baselines.

stat.ME · cs.LG · math.ST · stat.ML