← 研踪 PaperTrailarXiv:2602.21553 · v2
Revisiting RAG Retrievers: An Information Theoretic Benchmark
首次提交 2026-02-25 12:19
版本更新 2026-11-03 01:46
雷达观测 2026-11-04 23:41
摘要
Retrieval-Augmented Generation (RAG) systems rely critically on the retriever module to surface relevant context for large language models. Although numerous retrievers have recently been proposed, each built on different ranking principles such as lexical matching, dense embeddings, or graph citations, there remains a lack of systematic understanding of how these mechanisms differ and overlap. Existing benchmarks primarily compare entire RAG pipelines or rely on aggregate ranking metrics (Recall, MRR, nDCG) that assume item-level independence, providing little guidance on redundancy or complementarity between retrievers. This work presents MIGRASCOPE, a Mutual Information based RAG Retriever Analysis Scope. We introduce principled metrics grounded in information theory to quantify retrieval quality, redundancy/synergy, and marginal contribution. Although the framework is designed to be applicable to any setting where a ground-truth answer can construct a pseudo chunk distribution, the present empirical study focuses on multi-hop question answering - a demanding setting where retriever complementarity is especially pronounced. On four corpora and thirteen SOTA retrievers spanning lexical, dense, and graph-based families, we show that (i) the MI-based divergence metric captures retriever quality dimensions not reflected by Recall or MRR, (ii) graph-based retrievers are redundant with each other while BM25 remains informationally complementary, and (iii) in the multi-hop QA setting, a carefully chosen ensemble guided by MI-based attribution can outperform any single retriever. We position these findings as task-specific insights and provide a reusable framework for retriever analysis that practitioners can re-estimate on their own target domains.
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v2 · 2026-11-03 01:46 · 最新观测版本
Revisiting RAG Retrievers: An Information Theoretic Benchmark
Retrieval-Augmented Generation (RAG) systems rely critically on the retriever module to surface relevant context for large language models. Although numerous retrievers have recently been proposed, each built on different ranking principles such as lexical matching, dense embeddings, or graph citations, there remains a lack of systematic understanding of how these mechanisms differ and overlap. Existing benchmarks primarily compare entire RAG pipelines or rely on aggregate ranking metrics (Recall, MRR, nDCG) that assume item-level independence, providing little guidance on redundancy or complementarity between retrievers. This work presents MIGRASCOPE, a Mutual Information based RAG Retriever Analysis Scope. We introduce principled metrics grounded in information theory to quantify retrieval quality, redundancy/synergy, and marginal contribution. Although the framework is designed to be applicable to any setting where a ground-truth answer can construct a pseudo chunk distribution, the present empirical study focuses on multi-hop question answering - a demanding setting where retriever complementarity is especially pronounced. On four corpora and thirteen SOTA retrievers spanning lexical, dense, and graph-based families, we show that (i) the MI-based divergence metric captures retriever quality dimensions not reflected by Recall or MRR, (ii) graph-based retrievers are redundant with each other while BM25 remains informationally complementary, and (iii) in the multi-hop QA setting, a carefully chosen ensemble guided by MI-based attribution can outperform any single retriever. We position these findings as task-specific insights and provide a reusable framework for retriever analysis that practitioners can re-estimate on their own target domains.
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