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arXiv:2610.01425 · v3

Why Does Train-Validation Separation Emerge? Update-Pressure Density Dynamics in Pretrained Backbones

首次提交 2026-10-01 18:25
版本更新 2026-11-08 13:15
雷达观测 2026-11-10 12:16
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摘要

During fine-tuning, training accuracy often continues to improve after validation accuracy levels off, widening the empirical gap. We propose a support-transfer account: early updates reuse broadly shared structure, while later fitting relies increasingly on narrower structure with less benefit for held-out examples. From fixed training probes, we normalize per-example gradient magnitudes and measure their pooled dispersion, $D_{\mathrm{den}}$, and their probe-count-weighted within-class dispersion, $D_{\mathrm{within}}^{\mathrm{wt}}$. A local model gives conditions for dispersion and directional cross-entropy separation to grow together, separating uniform logit scaling; additional decision-boundary conditions characterize accuracy-gap growth. A controlled five-level hierarchy tests the effect of sample-private support. A 240-branch intervention matrix crosses training-progress anchors, batch sizes, private shares, and gradient-differentiation doses. The negative gap dose response is clearer at later training stages and is retained across the four batch sizes. A further 48 branches replicate its direction across additional seeds at a fixed stage and batch. Both normalized readouts are positively associated with the accuracy gap in all 90 language fine-tuning runs across three backbones and six tasks. The same direction holds in all 20 vision runs across four datasets. Together, the controlled hierarchy, targeted intervention, and real-model trajectories support a connection between evolving gradient differentiation and train-validation separation.

作者备注:Main text and appendices; 240-branch main and 48-branch supplementary intervention matrices; four-dataset vision extension

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v3 · 2026-11-08 13:15 · 最新观测版本

Why Does Train-Validation Separation Emerge? Update-Pressure Density Dynamics in Pretrained Backbones

During fine-tuning, training accuracy often continues to improve after validation accuracy levels off, widening the empirical gap. We propose a support-transfer account: early updates reuse broadly shared structure, while later fitting relies increasingly on narrower structure with less benefit for held-out examples. From fixed training probes, we normalize per-example gradient magnitudes and measure their pooled dispersion, $D_{\mathrm{den}}$, and their probe-count-weighted within-class dispersion, $D_{\mathrm{within}}^{\mathrm{wt}}$. A local model gives conditions for dispersion and directional cross-entropy separation to grow together, separating uniform logit scaling; additional decision-boundary conditions characterize accuracy-gap growth. A controlled five-level hierarchy tests the effect of sample-private support. A 240-branch intervention matrix crosses training-progress anchors, batch sizes, private shares, and gradient-differentiation doses. The negative gap dose response is clearer at later training stages and is retained across the four batch sizes. A further 48 branches replicate its direction across additional seeds at a fixed stage and batch. Both normalized readouts are positively associated with the accuracy gap in all 90 language fine-tuning runs across three backbones and six tasks. The same direction holds in all 20 vision runs across four datasets. Together, the controlled hierarchy, targeted intervention, and real-model trajectories support a connection between evolving gradient differentiation and train-validation separation.

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