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arXiv:2610.01563 · v2

Optimal Universal Coding of Integers

首次提交 2026-10-01 20:28
版本更新 2026-10-29 09:39
雷达观测 2026-10-30 11:25
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摘要

Universal coding of integers (UCI) provides prefix codes for positive integers such that, for every nonincreasing source distribution $P$, the average codeword length under $P$ stays within $K$ times $\max\{1,H(P)\}$. For a given UCI $\mathcal{C}$, the smallest such constant $K$ is called the minimum expansion factor of $\mathcal{C}$, denoted $C_{\mathcal{C}}^{*}$. Let $C^{*}\triangleq \inf \{C_{\mathcal{C}}^{*}\}$ over all UCIs. A UCI attaining $C^{*}$, or a family of UCIs attaining $C^{*}$ in the limit, is called optimal. It is currently known that $2\le C^{*}\le 2.0386$. In this paper, we construct a family of one-point plus uniform-tail distributions and prove that, for every UCI, a distribution in this family attains the worst-case ratio; thus, the family is least favorable for the UCI problem. We further establish an inequality, called the \emph{UCI inequality}, which plays the same role for UCI as the Kraft inequality does for prefix codes: for any real number $B\ge 1$, it decides whether $B$ lies below or above $C^*$. The UCI inequality gives an equivalent definition of $C^*$. By numerical computation, we determine $C^* = 2.00012475703610197861701176297579886254\cdots$, the first $38$ decimal digits being certified. Once $C^*$ is known, we can theoretically construct the optimal UCI.

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v2 · 2026-10-29 09:39 · 最新观测版本

Optimal Universal Coding of Integers

Universal coding of integers (UCI) provides prefix codes for positive integers such that, for every nonincreasing source distribution $P$, the average codeword length under $P$ stays within $K$ times $\max\{1,H(P)\}$. For a given UCI $\mathcal{C}$, the smallest such constant $K$ is called the minimum expansion factor of $\mathcal{C}$, denoted $C_{\mathcal{C}}^{*}$. Let $C^{*}\triangleq \inf \{C_{\mathcal{C}}^{*}\}$ over all UCIs. A UCI attaining $C^{*}$, or a family of UCIs attaining $C^{*}$ in the limit, is called optimal. It is currently known that $2\le C^{*}\le 2.0386$. In this paper, we construct a family of one-point plus uniform-tail distributions and prove that, for every UCI, a distribution in this family attains the worst-case ratio; thus, the family is least favorable for the UCI problem. We further establish an inequality, called the \emph{UCI inequality}, which plays the same role for UCI as the Kraft inequality does for prefix codes: for any real number $B\ge 1$, it decides whether $B$ lies below or above $C^*$. The UCI inequality gives an equivalent definition of $C^*$. By numerical computation, we determine $C^* = 2.00012475703610197861701176297579886254\cdots$, the first $38$ decimal digits being certified. Once $C^*$ is known, we can theoretically construct the optimal UCI.

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