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arXiv:2610.23009 · v2

"Deep lifts": Neural networks can generalize even with the dumbest optimizer

首次提交 2026-10-16 14:37
版本更新 2026-10-30 01:44
雷达观测 2026-10-30 13:28
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摘要

Given a labeled dataset $\{(x_i, y_i)\}_{i = 1}^n$, consider drawing a parameter vector $\hatθ$ uniformly at random from those that interpolate the data within a width-$W$ depth-$D$ ReLU architecture with continuous weights bounded within $[-M, M]$. We study the generalization properties of $\hatθ$ in the case where the dataset can, in fact, be explained by a smaller $w$-by-$d$ ReLU network. Despite the obliviousness of the selection rule for $\hatθ$, it adaptively generalizes at the rate $\tilde O\left(\frac{wdWD}{n}\right)$, rather than being governed by the VC dimension of the full $W$-by-$D$ hypothesis class. The reason is due to a particular inductive bias in ReLU networks: the $w$-by-$d$ parameter *witnesses* an exponential volume of $W$-by-$D$ interpolating parameters, which dwarfs the volume of poorly generalizing parameters (conditioned on interpolation). We explicitly construct this set of near-equivalent $W$-by-$D$ parameters by a proof technique called *deep lifting*, and then tie the achievable volume to stability properties of the $w$-by-$d$ witness. Examples show that these techniques allow us to convert approximation-theoretic results into generalization guarantees for nonparametric classes. We further show that generalization of uniform-random interpolators can survive label corruptions.

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作者研究在插值数据的参数中均匀随机选取的过参数化 ReLU 网络参数,证明其泛化速率由解释数据的更小网络的规模决定,而非由完整假设类的 VC 维决定。

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v2 · 2026-10-30 01:44 · 最新观测版本

"Deep lifts": Neural networks can generalize even with the dumbest optimizer

Given a labeled dataset $\{(x_i, y_i)\}_{i = 1}^n$, consider drawing a parameter vector $\hatθ$ uniformly at random from those that interpolate the data within a width-$W$ depth-$D$ ReLU architecture with continuous weights bounded within $[-M, M]$. We study the generalization properties of $\hatθ$ in the case where the dataset can, in fact, be explained by a smaller $w$-by-$d$ ReLU network. Despite the obliviousness of the selection rule for $\hatθ$, it adaptively generalizes at the rate $\tilde O\left(\frac{wdWD}{n}\right)$, rather than being governed by the VC dimension of the full $W$-by-$D$ hypothesis class. The reason is due to a particular inductive bias in ReLU networks: the $w$-by-$d$ parameter *witnesses* an exponential volume of $W$-by-$D$ interpolating parameters, which dwarfs the volume of poorly generalizing parameters (conditioned on interpolation). We explicitly construct this set of near-equivalent $W$-by-$D$ parameters by a proof technique called *deep lifting*, and then tie the achievable volume to stability properties of the $w$-by-$d$ witness. Examples show that these techniques allow us to convert approximation-theoretic results into generalization guarantees for nonparametric classes. We further show that generalization of uniform-random interpolators can survive label corruptions.

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