← 研踪 PaperTrailarXiv:2610.35071 · v1
GuardRAG: A Post-Retrieval Defense against Poisoning Attacks in Retrieval-Augmented Generation
首次提交 2026-10-26 17:17
版本更新 2026-10-26 17:17
雷达观测 2026-10-29 00:36
摘要
Retrieval-Augmented Generation (RAG) enhances the factual grounding of Large Language Models (LLMs) by incorporating external evidence, but also exposes them to corpus poisoning attacks. In particular, coordinated attacks can introduce multiple mutually reinforcing poisoned documents into retrieved contexts, making reliable evidence filtering challenging. To address this problem, we propose GuardRAG, a training-free and plug-and-play post-retrieval defense that exploits the semantic structure of retrieved evidence to identify suspicious document groups. Specifically, GuardRAG first expands the retrieval range and removes near-duplicate candidates, then partitions the retained documents using Hierarchical Agglomerative Clustering (HAC) with a query-adaptive threshold. Finally, it scores and prunes suspicious clusters based on query relevance, cluster size, and semantic compactness. Experiments across three question-answering datasets, multiple poisoning attacks, and six LLMs demonstrate that GuardRAG substantially reduces attack success rates while maintaining answer utility under clean retrieval.
作者备注：8 figures
观测到的版本
相邻记录可能跳过中间版本；首次发现 v2 及以上也会标为版本更新。
v1 · 2026-10-26 17:17 · 最新观测版本
GuardRAG: A Post-Retrieval Defense against Poisoning Attacks in Retrieval-Augmented Generation
Retrieval-Augmented Generation (RAG) enhances the factual grounding of Large Language Models (LLMs) by incorporating external evidence, but also exposes them to corpus poisoning attacks. In particular, coordinated attacks can introduce multiple mutually reinforcing poisoned documents into retrieved contexts, making reliable evidence filtering challenging. To address this problem, we propose GuardRAG, a training-free and plug-and-play post-retrieval defense that exploits the semantic structure of retrieved evidence to identify suspicious document groups. Specifically, GuardRAG first expands the retrieval range and removes near-duplicate candidates, then partitions the retained documents using Hierarchical Agglomerative Clustering (HAC) with a query-adaptive threshold. Finally, it scores and prunes suspicious clusters based on query relevance, cluster size, and semantic compactness. Experiments across three question-answering datasets, multiple poisoning attacks, and six LLMs demonstrate that GuardRAG substantially reduces attack success rates while maintaining answer utility under clean retrieval.
查看此版本解读 →查看此版本原文 ↗