← 研踪 PaperTrailarXiv:2610.37828 · v1
Learning Lotteries with Minimal Stakeholder Violations from Membership Queries
首次提交 2026-10-28 02:40
版本更新 2026-10-28 02:40
雷达观测 2026-10-30 10:23
摘要
An AI developer often has several candidate versions of a system and can deploy a mixture of them, sending each request to a randomly chosen version, as in A/B testing. Each stakeholder (e.g., a safety team, a regulator, or a customer with private test data) accepts a mixture exactly when its expected performance (e.g., its rate of harmful replies) meets the stakeholder's own standard, which the developer can learn only by asking whether a proposed mixture is acceptable. We model this as choosing a lottery over $m$ alternatives for $n$ agents, each of whom accepts exactly the lotteries in an unknown halfspace and answers such binary membership queries. While Choo et al. (ICML 2026) sought a lottery that every agent accepts, none may exist when, say, safety and helpfulness requirements conflict, so we minimize the number of rejecting agents. We show that this problem is APX-hard even when all halfspaces are known and all utilities are $0$ or $1$. We then give exact algorithms that run in polynomial time when $m$ is constant, and in quasi-polynomial time when, for a constant $η$, some optimal lottery has no accepting agent within $η$ of its threshold. When only some agents can be queried, optimizing over a uniform sample of agents gives additive and relative guarantees for the whole population, with a sample size that does not depend on $n$, and a linear program gives a polynomial-time method for any $m$. On the other hand, for $m\ge 3$, a deterministic algorithm that queries only $K$ distinct agents cannot guarantee fewer than $n-K$ extra rejections, and this is achievable; in other words, it can guarantee nothing for the agents it does not ask. Small synthetic experiments indicate that our worst-case bounds are conservative on random instances.
作者备注：31 pages, full version of paper at NeurIPS 2026
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v1 · 2026-10-28 02:40 · 最新观测版本
Learning Lotteries with Minimal Stakeholder Violations from Membership Queries
An AI developer often has several candidate versions of a system and can deploy a mixture of them, sending each request to a randomly chosen version, as in A/B testing. Each stakeholder (e.g., a safety team, a regulator, or a customer with private test data) accepts a mixture exactly when its expected performance (e.g., its rate of harmful replies) meets the stakeholder's own standard, which the developer can learn only by asking whether a proposed mixture is acceptable. We model this as choosing a lottery over $m$ alternatives for $n$ agents, each of whom accepts exactly the lotteries in an unknown halfspace and answers such binary membership queries. While Choo et al. (ICML 2026) sought a lottery that every agent accepts, none may exist when, say, safety and helpfulness requirements conflict, so we minimize the number of rejecting agents. We show that this problem is APX-hard even when all halfspaces are known and all utilities are $0$ or $1$. We then give exact algorithms that run in polynomial time when $m$ is constant, and in quasi-polynomial time when, for a constant $η$, some optimal lottery has no accepting agent within $η$ of its threshold. When only some agents can be queried, optimizing over a uniform sample of agents gives additive and relative guarantees for the whole population, with a sample size that does not depend on $n$, and a linear program gives a polynomial-time method for any $m$. On the other hand, for $m\ge 3$, a deterministic algorithm that queries only $K$ distinct agents cannot guarantee fewer than $n-K$ extra rejections, and this is achievable; in other words, it can guarantee nothing for the agents it does not ask. Small synthetic experiments indicate that our worst-case bounds are conservative on random instances.
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