← 研踪 PaperTrailarXiv:2611.06219 · v1
A Definition of Catastrophic Performance
首次提交 2026-11-04 17:30
版本更新 2026-11-04 17:30
雷达观测 2026-11-05 11:10
摘要
A central challenge in AI is specifying objectives that align with human preferences. While existing theoretical results elucidate how misspecification impacts performance, they typically do not distinguish between merely suboptimal and catastrophic outcomes. To enable rigorous analysis of catastrophic risk from AI misalignment, we introduce a formal definition of catastrophic performance. Our definition is based on two reference values. The first, baseline value, captures the value attained if no agent is deployed. The second, orthogonal value, captures the value of a trajectory that is unrelated to human preferences, in a sense we describe. Orthogonal value is typically far worse than baseline value. We interpret these reference values through examples in which past human activity has altered the state of the environment to human benefit. Starting at the resulting state, an AI agent is deployed with the goal of accelerating further progress. Catastrophic performance represents this agent's undoing of benefits afforded by human activity.
观测到的版本
相邻记录可能跳过中间版本；首次发现 v2 及以上也会标为版本更新。
v1 · 2026-11-04 17:30 · 最新观测版本
A Definition of Catastrophic Performance
A central challenge in AI is specifying objectives that align with human preferences. While existing theoretical results elucidate how misspecification impacts performance, they typically do not distinguish between merely suboptimal and catastrophic outcomes. To enable rigorous analysis of catastrophic risk from AI misalignment, we introduce a formal definition of catastrophic performance. Our definition is based on two reference values. The first, baseline value, captures the value attained if no agent is deployed. The second, orthogonal value, captures the value of a trajectory that is unrelated to human preferences, in a sense we describe. Orthogonal value is typically far worse than baseline value. We interpret these reference values through examples in which past human activity has altered the state of the environment to human benefit. Starting at the resulting state, an AI agent is deployed with the goal of accelerating further progress. Catastrophic performance represents this agent's undoing of benefits afforded by human activity.
查看此版本解读 →查看此版本原文 ↗