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arXiv:2611.07093 · v1

Server-Side Sparse Assignment for Federated Mixture-of-Experts

首次提交 2026-11-05 03:57
版本更新 2026-11-05 03:57
雷达观测 2026-11-06 10:04
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摘要

Large language models (LLMs) are increasingly recognized for their remarkable capabilities; federated learning (FL) offers a promising framework for collaboratively fine-tuning LLMs on edge devices while achieving data privacy. However, edge devices are inherently heterogeneous: clients may exhibit diverse data distributions and resource constraints, including limited memory and computation budgets. Recent federated Mixture-of-Experts (MoE) approaches address these challenges by using sparse expert activation or partial expert loading. However, existing partial-expert methods rely on heuristic full-pool observations or prioritize system-wide load balance, without guarantees for recovering client-specific relevant experts from partial observations. We propose $S^3$-MoE, a server-side sparse expert assignment framework that estimates client-specific expert relevance from partial observations and refines assignments through an exploit--explore mechanism. We also establish relevance-estimation error and exact Top-$K$ recovery guarantees. Experiments using a CNN-based MoE on CIFAR-100 show that $S^3$-MoE recovers task-dependent client--expert preferences and reduces conflicts caused by correlated expert selection across clients. Compared with Full-20 FedAvg, which gives each client access to all 20 experts for local Top-5 routing, $S^3$-MoE achieves 1.31 percentage points higher mean final accuracy while loading only $5$ experts per client.

作者备注:Accepted for publication in the proceedings of the 2026 IEEE Information Theory Workshop (ITW 2026)

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v1 · 2026-11-05 03:57 · 最新观测版本

Server-Side Sparse Assignment for Federated Mixture-of-Experts

Large language models (LLMs) are increasingly recognized for their remarkable capabilities; federated learning (FL) offers a promising framework for collaboratively fine-tuning LLMs on edge devices while achieving data privacy. However, edge devices are inherently heterogeneous: clients may exhibit diverse data distributions and resource constraints, including limited memory and computation budgets. Recent federated Mixture-of-Experts (MoE) approaches address these challenges by using sparse expert activation or partial expert loading. However, existing partial-expert methods rely on heuristic full-pool observations or prioritize system-wide load balance, without guarantees for recovering client-specific relevant experts from partial observations. We propose $S^3$-MoE, a server-side sparse expert assignment framework that estimates client-specific expert relevance from partial observations and refines assignments through an exploit--explore mechanism. We also establish relevance-estimation error and exact Top-$K$ recovery guarantees. Experiments using a CNN-based MoE on CIFAR-100 show that $S^3$-MoE recovers task-dependent client--expert preferences and reduces conflicts caused by correlated expert selection across clients. Compared with Full-20 FedAvg, which gives each client access to all 20 experts for local Top-5 routing, $S^3$-MoE achieves 1.31 percentage points higher mean final accuracy while loading only $5$ experts per client.

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