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arXiv:2611.11641 · v1

Spectral Stability, Fatou Basin Contraction, and Machine-Checked Multipliers in Holomorphic Extensions of Generalized Syracuse Dynamics

首次提交 2026-11-09 05:54
版本更新 2026-11-09 05:54
雷达观测 2026-11-10 13:19
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摘要

We embed the Syracuse operator T(n)=n/2T(n) = n/2 (even nn), T(n)=(3n+1)/2T(n) = (3n+1)/2 (odd nn) and the Collatz map C(n)C(n) into C\mathbb{C} via entire functions of exponential type ππ: f(z)=14(1+4z−(1+2z)cos⁡(πz))f(z) = \frac{1}{4}(1 + 4z - (1 + 2z)\cos(πz)) and F(z)=14(2+7z−(2+5z)cos⁡(πz))F(z) = \frac{1}{4}(2 + 7z - (2 + 5z)\cos(πz)). We prove five results: (1) every integer periodic cycle C⊂N+C \subset \mathbb{N}^+ of TT is a strictly attracting Fatou cycle of ff with multiplier μf(C)=3Nodd/2N=∏n∈C odd3n3n+1∈(0,1)μ_f(C) = 3^{N_{\mathrm{odd}}}/2^N = \prod_{n \in C\text{ odd}} \frac{3n}{3n+1} \in (0,1), and μf(O1,2)=μF(O1,4,2)=3/4<1μ_f(O_{1,2}) = μ_F(O_{1,4,2}) = 3/4 < 1; (2) on the Fatou basin B(O1,2)B(O_{1,2}), g=f∘2g = f^{\circ 2} conjugates to Φj(g(z))=34Φj(z)Φ_j(g(z)) = \frac{3}{4}Φ_j(z) with Koenigs Taylor jets c2(1)=−132π2c_2(1) = -\frac{13}{2}π^2 and d2(2)=−92π2d_2(2) = -\frac{9}{2}π^2; (3) the Schwarzian derivative is strictly negative on Z\mathbb{Z} (S(f)(n)≤3π2−38π4≈−6.9196<0S(f)(n) \le 3π^2 - \frac{3}{8}π^4 \approx -6.9196 < 0), and a repelling Julia 2-cycle Orep⊂J(f)O_{\mathrm{rep}} \subset J(f) (μ≈1.2148>1μ\approx 1.2148 > 1) isolates B(O1,2)B(O_{1,2}); (4) on (Z2,μHaar)(\mathbb{Z}_2, μ_{\mathrm{Haar}}), the 2-adic Lyapunov exponent λHaar=12ln⁡(3/4)≈−0.143841<0λ_{\mathrm{Haar}} = \frac{1}{2}\ln(3/4) \approx -0.143841 < 0 equals 12ln⁡∣μf(O1,2)∣\frac{1}{2}\ln|μ_f(O_{1,2})|; and (5) we certify 20 theorems in Lean 4 (anc/CollatzAttractor.lean, 0 sorry). These results establish local Fatou invariants and 2-adic ergodic averages for f(z)f(z), leaving open whether every n0∈N+n_0 \in \mathbb{N}^+ lies in ⋃k≥0f−k(B(O1,2))\bigcup_{k \ge 0} f^{-k}(B(O_{1,2})).

作者备注:3 pages, 3 tables; includes ancillary Lean 4 formalization (anc/CollatzAttractor.lean, 20 machine-checked theorems, 0 sorry) and Python verification suite (anc/collatz_complex_core.py, anc/collatz_mass_verifier.py). Companion replication archive: https://doi.org/10.5281/zenodo.24060394 (Concept DOI: https://doi.org/10.5281/zenodo.24060393)

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v1 · 2026-11-09 05:54 · 最新观测版本

Spectral Stability, Fatou Basin Contraction, and Machine-Checked Multipliers in Holomorphic Extensions of Generalized Syracuse Dynamics

We embed the Syracuse operator T(n)=n/2T(n) = n/2 (even nn), T(n)=(3n+1)/2T(n) = (3n+1)/2 (odd nn) and the Collatz map C(n)C(n) into C\mathbb{C} via entire functions of exponential type ππ: f(z)=14(1+4z−(1+2z)cos⁡(πz))f(z) = \frac{1}{4}(1 + 4z - (1 + 2z)\cos(πz)) and F(z)=14(2+7z−(2+5z)cos⁡(πz))F(z) = \frac{1}{4}(2 + 7z - (2 + 5z)\cos(πz)). We prove five results: (1) every integer periodic cycle C⊂N+C \subset \mathbb{N}^+ of TT is a strictly attracting Fatou cycle of ff with multiplier μf(C)=3Nodd/2N=∏n∈C odd3n3n+1∈(0,1)μ_f(C) = 3^{N_{\mathrm{odd}}}/2^N = \prod_{n \in C\text{ odd}} \frac{3n}{3n+1} \in (0,1), and μf(O1,2)=μF(O1,4,2)=3/4<1μ_f(O_{1,2}) = μ_F(O_{1,4,2}) = 3/4 < 1; (2) on the Fatou basin B(O1,2)B(O_{1,2}), g=f∘2g = f^{\circ 2} conjugates to Φj(g(z))=34Φj(z)Φ_j(g(z)) = \frac{3}{4}Φ_j(z) with Koenigs Taylor jets c2(1)=−132π2c_2(1) = -\frac{13}{2}π^2 and d2(2)=−92π2d_2(2) = -\frac{9}{2}π^2; (3) the Schwarzian derivative is strictly negative on Z\mathbb{Z} (S(f)(n)≤3π2−38π4≈−6.9196<0S(f)(n) \le 3π^2 - \frac{3}{8}π^4 \approx -6.9196 < 0), and a repelling Julia 2-cycle Orep⊂J(f)O_{\mathrm{rep}} \subset J(f) (μ≈1.2148>1μ\approx 1.2148 > 1) isolates B(O1,2)B(O_{1,2}); (4) on (Z2,μHaar)(\mathbb{Z}_2, μ_{\mathrm{Haar}}), the 2-adic Lyapunov exponent λHaar=12ln⁡(3/4)≈−0.143841<0λ_{\mathrm{Haar}} = \frac{1}{2}\ln(3/4) \approx -0.143841 < 0 equals 12ln⁡∣μf(O1,2)∣\frac{1}{2}\ln|μ_f(O_{1,2})|; and (5) we certify 20 theorems in Lean 4 (anc/CollatzAttractor.lean, 0 sorry). These results establish local Fatou invariants and 2-adic ergodic averages for f(z)f(z), leaving open whether every n0∈N+n_0 \in \mathbb{N}^+ lies in ⋃k≥0f−k(B(O1,2))\bigcup_{k \ge 0} f^{-k}(B(O_{1,2})).

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