← 研踪 PaperTrailACL Anthology · ACL 2026:acl:2026.acl-long.340 · 记录 #1
Safety-Utility Conflicts Are Not Global: Surgical Alignment via Head-Level Diagnosis
来源日期(仅到月份) 2026-07
来源记录日期 2026-07
雷达观测 2026-11-01 22:04
摘要
Safety alignment in Large Language Models (LLMs) inherently presents a multi-objective optimization conflict, often accompanied by an unintended degradation of general capabilities. Existing mitigation strategies typically rely on global gradient geometry to resolve these conflicts, yet they overlook Modular Heterogeneity within Transformers, specifically that the functional sensitivity and degree of conflict vary substantially across different attention heads. Such global approaches impose uniform update rules across all parameters, often resulting in suboptimal trade-offs by indiscriminately updating utility sensitive heads that exhibit intense gradient conflicts. To address this limitation, we propose Conflict-Aware Sparse Tuning (CAST), a framework that integrates head-level diagnosis with sparse fine-tuning. CAST first constructs a pre-alignment conflict map by synthesizing Optimization Conflict and Functional Sensitivity, which then guides the selective update of parameters. Experiments reveal that alignment conflicts in LLMs are not uniformly distributed. We find that the drop in general capabilities mainly comes from updating a small group of “high-conflict” heads. By simply skipping these heads during training, we significantly reduce this loss without compromising safety, offering an interpretable and parameter-efficient approach to improving the safety-utility trade-off.
论文发现出处
这些页面提供论文线索,不代表同行评审或质量认证。
观测到的版本
平台记录号代表本站观测到的元数据变化,不是作者修订号。来源日期仅到月份或年份时,按该月或该年首日存档。
记录 #1 · 2026-07 · 最新观测版本
Safety-Utility Conflicts Are Not Global: Surgical Alignment via Head-Level Diagnosis
Safety alignment in Large Language Models (LLMs) inherently presents a multi-objective optimization conflict, often accompanied by an unintended degradation of general capabilities. Existing mitigation strategies typically rely on global gradient geometry to resolve these conflicts, yet they overlook Modular Heterogeneity within Transformers, specifically that the functional sensitivity and degree of conflict vary substantially across different attention heads. Such global approaches impose uniform update rules across all parameters, often resulting in suboptimal trade-offs by indiscriminately updating utility sensitive heads that exhibit intense gradient conflicts. To address this limitation, we propose Conflict-Aware Sparse Tuning (CAST), a framework that integrates head-level diagnosis with sparse fine-tuning. CAST first constructs a pre-alignment conflict map by synthesizing Optimization Conflict and Functional Sensitivity, which then guides the selective update of parameters. Experiments reveal that alignment conflicts in LLMs are not uniformly distributed. We find that the drop in general capabilities mainly comes from updating a small group of “high-conflict” heads. By simply skipping these heads during training, we significantly reduce this loss without compromising safety, offering an interpretable and parameter-efficient approach to improving the safety-utility trade-off.
查看此版本解读 →查看此版本原文 ↗