← 研踪 PaperTrailACL Anthology · ACL 2026:acl:2026.acl-srw.97 · 记录 #1
Thesis Proposal: Auditing and Mitigating Demographic Bias in Multi-Stage Retrieval Systems for Criminal Justice Applications
来源日期（仅到月份） 2026-07
来源记录日期 2026-07
雷达观测 2026-11-01 21:44
摘要
We propose a comprehensive research agenda to detect, measure, and mitigate racial bias in Natural Language Processing (NLP) systems deployed in criminal justice contexts. Our preliminary work demonstrates that racial descriptors systematically alter embedding similarity scores and retrieval rankings across six models, with bias being race-specific and models showing rank displacements of 1.82 to 7.44 positions, on average. This empirically indicates that even small shifts in similarity scores can displace relevant records outside top-10 results, leading to systematic under-retrieval of records involving certain demographic groups.Building on these findings, this thesis proposes four research questions: (1) developing and evaluating debiasing techniques including counterfactual data augmentation, adversarial training, and fairness-constrained fine-tuning; (2) validating synthetic findings on authentic law enforcement data through IRB-approved partnerships; (3) investigating intersectional bias patterns across race, gender, and age; and (4) we extend beyond embedding-level analysis to examine how bias propagates across modern multi-stage retrieval pipelines from embeddings to cross-encoders to LLMs. Expected contributions include empirical comparisons of debiasing methods, bias benchmarks for criminal justice NLP, deployment guidelines for fairness-aware retrieval systems, and the first comprehensive analysis of multi-stage bias propagation in retrieval pipelines.
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记录 #1 · 2026-07 · 最新观测版本
Thesis Proposal: Auditing and Mitigating Demographic Bias in Multi-Stage Retrieval Systems for Criminal Justice Applications
We propose a comprehensive research agenda to detect, measure, and mitigate racial bias in Natural Language Processing (NLP) systems deployed in criminal justice contexts. Our preliminary work demonstrates that racial descriptors systematically alter embedding similarity scores and retrieval rankings across six models, with bias being race-specific and models showing rank displacements of 1.82 to 7.44 positions, on average. This empirically indicates that even small shifts in similarity scores can displace relevant records outside top-10 results, leading to systematic under-retrieval of records involving certain demographic groups.Building on these findings, this thesis proposes four research questions: (1) developing and evaluating debiasing techniques including counterfactual data augmentation, adversarial training, and fairness-constrained fine-tuning; (2) validating synthetic findings on authentic law enforcement data through IRB-approved partnerships; (3) investigating intersectional bias patterns across race, gender, and age; and (4) we extend beyond embedding-level analysis to examine how bias propagates across modern multi-stage retrieval pipelines from embeddings to cross-encoders to LLMs. Expected contributions include empirical comparisons of debiasing methods, bias benchmarks for criminal justice NLP, deployment guidelines for fairness-aware retrieval systems, and the first comprehensive analysis of multi-stage bias propagation in retrieval pipelines.
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