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版本更新 · v2arXiv:2508.01647

DUP: Detection-guided Unlearning for Backdoor Purification in Language Models

Man Hu, Yahui Ding, Yatao Yang, Liangyu Chen, Yanhao Jia, Shuai Zhao

原文摘要

As backdoor attacks become more stealthy and robust, they reveal critical weaknesses in current defense strategies: detection methods often rely on coarse-grained feature statistics, and purification methods typically require full retraining or additional clean models. To address these challenges, we propose DUP (Detection-guided Unlearning for Purification), a unified framework that integrates backdoor detection with unlearning-based purification. The detector captures feature-level anomalies by jointly leveraging class-agnostic distances and inter-layer transitions. These deviations are integrated through a weighted scheme to identify poisoned inputs, enabling more fine-grained analysis. Based on the detection results, we purify the model through a parameter-efficient unlearning mechanism that avoids full retraining and does not require any external clean model. Specifically, we innovatively repurpose knowledge distillation to guide the student model toward increasing its output divergence from the teacher on detected poisoned samples, effectively forcing it to unlearn the backdoor behavior. Extensive experiments across diverse attack methods and language model architectures demonstrate that DUP achieves superior defense performance in detection accuracy and purification efficacy. Our code is available at https://github.com/ManHu2025/DUP.

cs.CR · cs.AI · cs.CL

版本更新 · v2arXiv:2510.07697

Rethinking Reasoning: A Survey on Reasoning-based Backdoors in LLMs

Man Hu, Xinyi Wu, Zhufeng Suo, Jinbo Feng, Linghui Meng, Yanhao Jia, Anh Tuan Luu, Shuai Zhao

原文摘要

With the rise of advanced reasoning capabilities, large language models (LLMs) are receiving increasing attention. However, although reasoning improves LLMs' performance on downstream tasks, it also introduces new security risks, as adversaries can exploit these capabilities to conduct backdoor attacks. Existing surveys on backdoor attacks and reasoning security offer comprehensive overviews but lack in-depth analysis of backdoor attacks and defenses targeting LLMs' reasoning abilities. In this paper, we take the first step toward providing a comprehensive review of reasoning-based backdoor attacks in LLMs by analyzing their underlying mechanisms, methodological frameworks, and unresolved challenges. Specifically, we introduce a new taxonomy that offers a unified perspective for summarizing existing approaches, categorizing reasoning-based backdoor attacks into associative, passive, and active. We also present defense strategies against such attacks and discuss current challenges alongside potential directions for future research. This work offers a novel perspective, paving the way for further exploration of secure and trustworthy LLM communities.

cs.CR · cs.AI

新论文 · v1arXiv:2611.06412

A Bag of Tricks for Defending Deep Learning-based Face Recognition Pipelines against Backdoor Attacks

Quentin Le Roux, Marti Jimenez, Yannick Teglia, Philippe Loubet Moundi

原文摘要

The protection of mature, multi-stage Face Recognition Systems is crucial to system providers. This technical report targets the threat model most relevant to industry practitioners: although model training is performed in-house, training data is sourced from possibly-compromised third parties. Given this setting, we present three practical defense "tricks" against data poisoning-based backdoor attacks. The first operates at training-time, detecting poisoned identities during training or prior to a pipeline's deployment. The last two operate at inference-time, filtering suspicious inputs before an answer can be sent back to a potential attacker. Each method is presented with their motivation, algorithms and computational impact, and evaluated on realistic face recognition workloads. Our goal is to provide actionable hardening techniques to system providers.

cs.CV · cs.AI · cs.CR · cs.LG

新论文 · v1arXiv:2611.06409

Zero-Shot Coordination among LLM Agents

Adrian Hayler, Shashank Reddy Chirra, Andrei Lupu, Johannes Forkel, Bidipta Sarkar, Siheng Feng, Jakob Foerster

原文摘要

We study zero-shot coordination (ZSC), where independently developed agents must coordinate at test time. While ZSC has been well studied in the RL literature, far less is known about the performance of LLM agents despite their increasing deployment in such settings. Existing work on LLM coordination often relies on specialised scaffolding that independently developed agents are unlikely to share in practice. Moreover, evaluations on complex environments (e.g., Hanabi) make it difficult to pinpoint the sources of coordination failure. In contrast, we focus on simple, general-purpose scaffolds in minimal environments designed to isolate specific coordination challenges. Our results show that even in these controlled settings, frontier LLM agents struggle to coordinate, largely due to limited understanding of the coordination problem and weak reasoning about their partner's beliefs. While LLMs introduce semantic information as an additional axis for coordination, they nonetheless fail to exploit this structure effectively. Towards this, we propose Coordination-friendly definitions (CFDs) as a principled approach for enabling robust coordination among LLM agents. Finally, we show that CFDs can be discovered automatically, removing the need for manual engineering. Code is available at https://github.com/ahayler/zsc-llm-agents.

cs.LG · cs.AI

新论文 · v1arXiv:2611.06395

GIST: Gibbs-Targeted Hierarchical Data Selection for Offline RLVR

Xuliang Huang, Tianxiang Zhao, Chengwei Qin, Yao Shu

原文摘要

Offline reinforcement learning with verifiable rewards (RLVR) trains on a fixed pool of sampled responses and typically supervises every token of every response, although responses and tokens are not equally informative. We study which ones to supervise through the Gibbs-optimal policy of KL-regularized RLVR, which offline training targets, and measure the mismatch between a policy and this target with a bidirectional KL divergence. At the reference policy, this mismatch factorizes exactly and separates the two outcomes: correct responses contribute mainly through the forward term, concentrated on their low-probability tokens, and incorrect responses through the reverse term, concentrated on the responses the policy generates often and on their high-probability tokens. Based on this analysis, we propose GIST (Gibbs-Targeted Hierarchical Data Selection), a two-level selection method that approximates these principles with signals available before training. GIST uses the sampling temperature to select correct responses on-policy and incorrect responses near the policy's mode, and it uses the initial policy's token probabilities to supervise only the tokens where the mismatch lies. Applied to two offline training objectives, GIST raises the average accuracy over GSM8K, MATH-500, and MBPP for all three models under both objectives. In a controlled comparison on Qwen3-0.6B/GSM8K, it outperforms seven selection baselines that choose from the same candidates while supervising 66.6% fewer tokens than training on all candidates of the same prompts.

cs.AI · cs.LG

版本更新 · v2arXiv:2607.16031

Revisiting data-driven dynamic security assessment with a tabular foundation model

Olayiwola Arowolo, Maosheng Yang, Jochen Cremer

原文摘要

Data-driven pre-fault dynamic security assessment (DSA) rapidly evaluates the dynamic risk of credible contingencies on a power system using machine learning (ML). Existing approaches face two limitations. First, they require a large labelled database for training, with a separate model trained, tuned, and maintained for each contingency in a potentially long list of credible contingencies. Second, the trained models generalize poorly to unseen contingencies. This work addresses these limitations by using a tabular foundation model (TFM) that assesses stability through in-context learning, and requires no retraining or hyperparameter optimization. We use a single TFM to assess many contingencies at once, removing the need to train one classifier per contingency. We also characterize when using electrical distance coordinates (EDC) as continuous features enables the TFM to generalize to unseen contingencies and when it does not, showing how a few labelled samples can reliably improve generalization. Through comprehensive case studies on the IEEE 68-bus system, we show that a single TFM attains an average Macro F1 score of about 90\% with only 120 labelled samples per contingency, outperforming both classical ML and deep learning baselines, without any model retraining or hyperparameter tuning. For held-out contingencies, we show that using just 10 labelled samples of the new contingency with a modified EDC encoding matches the balanced accuracy of the best achievable transfer learning oracle model, which requires fully labelled data and is not deployable in practice. Overall, this initial study paves the way for developing and deploying foundation models for power system operations, with possible applications across multiple operational tasks.

cs.LG · cs.AI

版本更新 · v2arXiv:2605.06187

In-Context Black-Box Optimization with Unreliable Feedback

Nicolas Samuel Blumer, Julien Martinelli, Samuel Kaski

原文摘要

Black-box optimization in science and engineering often comes with side information: experts, simulators, pretrained predictors, or heuristics can suggest promising candidates. Such feedback can accelerate search, but can also be biased, input-dependent, or misleading. Feedback-aware Bayesian optimization methods typically handle tasks independently, limiting adaptation across feedback sources. In-context optimizers enable cross-task adaptation, but usually rely only on optimization history at test time. We study feedback-informed in-context black-box optimization (FICBO), where a pretrained optimizer conditions on both the observed history and cheap auxiliary feedback for the current candidate set. We introduce structured priors over how auxiliary feedback relates to the objective, and use them to pretrain a feedback-aware transformer across regimes ranging from highly informative to misleading. At test time, the model estimates source reliability in context by comparing observed objective values with auxiliary signals, improving query selection. On synthetic and real-world tasks, FICBO effectively exploits informative feedback while remaining robust to weak or misleading sources. Empirical investigations further illustrate how the model perceives test-time sources, offering insights into its interpretability and decision-making process.

cs.LG · cs.AI

新论文 · v1arXiv:2611.06389

MA-Mesh: Resilient Multi-Agent Collaboration via Role-based Self-Healing

JunYong Lee, Woo Kyung Kim, Honguk Woo

原文摘要

Effective collaboration in multi-agent systems requires mechanisms for coordination and adaptability in dynamic and uncertain environments. However, existing multi-agent systems rarely model resilience explicitly, instead relying on ad-hoc output correction that limits systematic, runtime management of robustness. In this work, we propose Multi-Agent Mesh (MA-Mesh), a framework that constructs a role-based self-healing layer on top of a collaboration pattern. Specifically, MA-Mesh generates resilience-aware system specifications and synthesizes them into executable multi-agent policy code. To enhance resilience, we introduce two self-healing mechanisms: Cross-agent reflection, a mechanism that allows agents to evaluate not only their own outcomes but also the performance of their peers, enabling informed behavioral adjustments and collective policy refinement; Role-based failover, a strategy which dynamically reassigns roles and enables agents to substitute for one another when sub-tasks fail or agents underperform, ensuring continuity of task execution. Experimental results across diverse tasks (e.g., software development, tool use, scientific reasoning) demonstrate that MA-Mesh significantly outperforms existing multi-agent systems in both task performance and robustness under system uncertainty.

cs.AI

新论文 · v1arXiv:2611.06382

From hydrological laws to catchment models: A process-based model matches deep-learning accuracy on three continents

Xilin Xia

原文摘要

Dooge asked whether hydrology has laws at the catchment scale. We ask whether a low-dimensional system built under physical laws can match the accuracy of neural networks that outperform process-based models on the same inputs. Three laws constrain a lumped catchment model. Conservation makes it a flux-connected storage network, dissipation fixes the sign of every flux and aggregation determines how the unresolved composition enters the fluxes, through effective laws over threshold distributions and a memory of the forcing. These laws admit four kinds of refinement. A parsimonious model under them, CaRT (11 parameters per catchment), is refined in a loop assisted by AI agents. Each refinement addresses an observed deficit through a hypothesis from the literature. The result, CaRT+, has fourteen states, 35 parameters per catchment and no daily neural network. Most refinements follow from aggregation over thresholds or from variables that carry no water but modulate fluxes. On 602 British and 593 US gauged catchments, single CaRT+ models reach median Nash-Sutcliffe efficiencies of 0.863 and 0.765 in held-out years. A stateful LSTM reaches 0.869 and 0.751 and an entity-aware LSTM 0.862 and 0.754, while three-seed LSTM ensembles remain ahead of the CaRT+ ensemble by 0.003-0.012 in median paired NSE. On 505 drier Australian gauged catchments unused in development, single CaRT+ models reach 0.778 against 0.762 and 0.753 for the two LSTMs. The results suggest that catchment-scale laws exist as laws of form, with the constitutive families shared and only their parameters learned.

cs.LG · cs.AI · math.DS · physics.geo-ph

新论文 · v1arXiv:2611.06381

LegalEvolver: Agentic Legal Judgment Prediction via Rubric-Guided Self-Evolution

Xinyu Yang, Jiejun Tan, Chenlong Deng, Chenghao Zhang, Tongyu Wen, Zhicheng Dou

原文摘要

As LLM-based agents develop, they have been increasingly applied in the legal domain. Legal Judgment Prediction~(LJP) requires models to conduct multi-step reasoning and external legal evidence retrieval. Existing legal search agents' performance is often constrained by the quality of retrieval queries. They often formulate queries directly from the initial user request, overlooking latent legal issues and legally salient details. To address this issue, we propose \emph{LegalEvolver}, a query optimization framework specifically designed to generate legally informative queries for LJP-oriented retrieval. Sampling high-quality optimized queries and their corresponding search trajectories is challenging, as relying solely on unguided high-temperature rollouts is both inefficient and constrained by the model's initial capabilities. We therefore heuristically optimize queries as seeds, improving the efficiency of trajectory generation. Furthermore, we summarize rollout experience into rubrics and use them to guide multi-round iterative self-evolution. Iteratively performing rubric optimization and rubric-guided RL enables the model to surpass its initial performance ceiling. End-to-end performance on extensive benchmarks demonstrates the effectiveness of query optimization on LJP. Comparisons with direct SFT followed by RL demonstrate the effectiveness of rubric guidance. Evolving rubrics further outperform fixed rubrics, confirming the benefits of self-evolution.

cs.AI · cs.CL

版本更新 · v3arXiv:2601.01558

Utilizing Earth Foundation Models to Enhance the Simulation Performance of Hydrological Models with AlphaEarth Embeddings

Pengfei Qu, Lei Ye, Wenyu Ouyang, Chi Zhang, Yikai Chai, Shuolong Xu, Yongri Piao, Miao Zhang 等 9 位作者

原文摘要

Accurate prediction in ungauged basins (PUB) requires effective transfer across hydrologically diverse regions. While deep learning has advanced large-sample hydrological modeling, its cross-regional generalization depends in part on the static basin descriptors used to guide model behavior. Earth Foundation Models (EFMs) provide a promising alternative by learning environmental representations from multi-modal satellite data. In this study, we evaluate the 64-dimensional AlphaEarth Foundations (AEF) embeddings as a new form of static basin representation and assess their value for streamflow prediction under both in-sample (IS) and out-of-sample (OOS) settings using the CAMELS dataset. Results show that AEF embeddings offer higher OOS robustness than CAMELS attributes, despite nearly identical IS performance. Mutual-information analysis reveals statistical associations between AEF embeddings and conventional catchment attributes related to terrain, vegetation, and rooting characteristics. We further investigate similarity-based donor-basin selection for PUB using CAMELS attributes and AEF embeddings. Across 100 target basins, AEF static inputs generally improved PUB performance. With AEF inputs, similarity-based donor selection outperformed random selection for smaller donor pools, but its advantage diminished as pool size increased. Adding more donor basins did not consistently improve performance. Leave-one-cluster-out experiments showed AEF input benefits depended on basin partitioning, suggesting that transferability remains sensitive to the catchment conditions represented during training. Overall, this study demonstrates that Earth Foundation Model embeddings provide a transferable representation for PUB prediction and underscores the importance of basin representation quality and donor pool design, motivating future research toward unified hydrological foundation models.

cs.LG · cs.AI

新论文 · v1arXiv:2611.06380

Does Context Compression Preserve Refusal Alignment?

Anthony Nguyen, Wenjun Lin

原文摘要

Context compression reduces inference cost by encoding inputs into compact representations while preserving semantic content. An open question is whether semantic preservation alone is sufficient to maintain downstream behaviours such as refusal alignment. We investigate this question and find that encoder-based compression systematically weakens refusal behaviour in instruction-tuned language models, despite high reconstruction fidelity. This effect persists across model families and compression architectures. Mechanistic analysis shows that compression attenuates activation along the decoder's learned refusal direction. We further explore Memory Steering, a lightweight inference-time intervention that restores refusal rates to near-baseline levels without retraining and operates entirely in compressed representation space. These results demonstrate that semantic preservation does not guarantee behavioural preservation under compression, highlighting the need to explicitly preserve alignment-relevant features in compression-aware systems.

cs.AI · cs.CL

新论文 · v1arXiv:2611.06374

Corralling AI Risks with Grassroots Contracts

Ehud Shapiro

原文摘要

AI's inflection point is a fountain of alarming risks. Digital platforms in particular are vulnerable to three major AI risks, as those in control of global platforms cede control to AI, of the algorithms, of membership and of content: (1) AI control of global platforms, social and economic, used by the majority of humanity, resulting in the majority of humanity becoming vulnerable to AI control. (2) Unaccountable AI agents operating anonymously on social and economic digital platforms, side-by-side with humans, possibly masquerading as humans, serving unknown masters with unknown goals, operating under unknown restraints without accountability or culpability. (3) Unattributed deepfakes generated by anonymous AI, with people unable to distinguish them from genuine content and with their producers evading accountability and culpability. Here, we propose to corral these AI risks with grassroots contracts, a digital incarnation of a two-centuries old notion of Pierre-Joseph Proudhon. We present grassroots contracts for a social graph with accountable AI agents and for a social network with digital provenance, and working smartphone apps that implement the two and show how they corral these major AI risks: (1) AI control of global platforms. (2) Unaccountable AI agents. (3) Unattributed deepfakes.

cs.AI · cs.CL · cs.DC · cs.MA

版本更新 · v4arXiv:2607.07779

From Solvers to Research: Large Language Model-Driven Formal Mathematics at the Research Frontier

Eric Jiang, Xiao Liang, Junyi Zhang, Justin Baker, Zhi Zhang, Yingjia Wan, Yubei Li, Jinxi Yu 等 41 位作者

原文摘要

Large language models have made rapid progress in generating machine-checked proofs for well-defined mathematical problems. Extending this progress to research mathematics requires more than solving isolated theorems. Research involves choosing questions, developing definitions and conjectures, connecting results, and combining formal proofs with expert judgment. This survey examines how LLM-driven systems can support these broader activities. We review formal-mathematics tasks, datasets, and autoformalization, and organize proof-generation methods into three overlapping areas: training strategies, inference-time search and adaptation, and agentic workflows. We then examine benchmark results, selected research projects, and platforms for collaborative mathematical work. A central distinction runs throughout the survey: checking a formal proof does not by itself establish that it captures the intended problem or makes a new mathematical contribution. We therefore distinguish theorem benchmarks, repository tasks, formalization projects, and research claims, and discuss the evidence needed to assess each. Finally, we identify five priorities for progress: better data and evaluation, representations of mathematical relationships, conjecture and concept generation, reliable tool integration, and human--AI collaboration. Together, these perspectives connect advances in proof generation to the practical demands of mathematical research.

cs.CL · cs.AI

版本更新 · v2arXiv:2610.16822

DTA-GT: Direction- and Topology-Aware Graph Transformer for Neural Network Representation Learning

Yuxiang Zeng, Kun Xie, Yang Wang, Jigang Wen, Xiaocan Li, Guangxing Zhang, Gaogang Xie, Jiannong Cao

原文摘要

Architecture attribute predictors reduce the cost of neural architecture search by estimating accuracy or latency from a small set of evaluated candidates. Neural architectures are operation-labeled directed acyclic graphs (DAGs), where edge directions determine computational roles and execution dependencies. Existing graph Transformer predictors incorporate topological and directional information in different ways, but primarily focus on specific mechanisms rather than coordinated encoder-wide modeling of these semantics. We introduce encoder-wide directional consistency, a design principle that coordinates the modeling of directed computational semantics across node initialization, global spectral encoding, pairwise interaction, and feature updates. To implement this principle, we propose DTA-GT, a Direction- and Topology-Aware Graph Transformer that integrates direction- and topology-aware node initialization, Magnetic Laplacian spectral encoding, direction-dual structural attention, and a Direction-Sensitive MoE-FFN. Across accuracy and latency prediction on NAS-Bench-101 and NAS-Bench-201, DTA-GT consistently outperforms representative sequence-, GNN-, Transformer-, and hybrid predictors under limited-budget settings. Ablations and Magnetic spectral controls support the contribution of the direction-aware stages and orientation-sensitive spectral information, while mechanistic diagnostics characterize module behavior. These results support encoder-wide directional consistency as an effective design principle for architecture DAG representation.

cs.LG · cs.AI · cs.NE

版本更新 · v2arXiv:2605.07865

KL for a KL: On-Policy Distillation with Control Variate Baseline

Minjae Oh, Sangjun Song, Gyubin Choi, Yunho Choi, Yohan Jo

原文摘要

On-Policy Distillation (OPD) has emerged as a dominant post-training paradigm for Large Language Models, especially in reasoning domains. However, OPD remains unstable in practice due to the high gradient variance of its single-sample Monte Carlo estimator, and recipes for stable training are still immature. We propose vOPD (On-Policy Distillation with a control variate baseline), which casts OPD as policy-gradient RL and stabilizes it by introducing a control variate baseline---canonically a value function---from the RL literature. We show that the OPD value function admits a closed form: the per-token negative reverse KL divergence between student and teacher, available directly from the existing forward pass with no additional critic or inference. Existing stabilization methods either compute the full token-level reverse KL over the entire vocabulary, adding significant overhead, or restrict it to a top-k support, biasing the objective. vOPD instead preserves the lightweight single-sample estimator and subtracts the value function as a detached baseline to keep the gradient unbiased while reducing variance. Moreover, we show that a top-k approximation of the baseline further lowers cost without compromising performance. Across mathematics, science, and instruction-following benchmarks, vOPD consistently outperforms base OPD and matches the most expensive full-vocabulary method, offering an efficient stabilization of OPD through principled RL variance reduction.

cs.LG · cs.AI · cs.CL

版本更新 · v3arXiv:2602.02313

From Outcome to Representation: Tracing Reasoning Mechanisms through Integrated Policy Gradient

Changming Li, Kaixing Zhang, Haoyun Xu, Yingdong Shi, Zheng Zhang, Kaitao Song, Kan Ren

原文摘要

Large Language Models (LLMs) demonstrate remarkable reasoning capabilities, yet the internal mechanisms driving these multi-step processes remain opaque. Existing mechanistic interpretability approaches often rely on superficial text-pattern co-occurrences or capture only short-term effects, struggling to trace the long-horizon, outcome-driven influence of internal components such as neurons or sparse features in multi-step reasoning.In this paper, we introduce Integrated Policy Gradient (IPG), a novel, training-free framework that brings policy-based attribution into mechanistic interpretability for LLM reasoning. Grounded in \textit{outcome-oriented} and \textit{sequential-influence-aware} principles, it backpropagates outcome-level, non-differentiable behavioral signals (e.g., reasoning outcome correctness) through entire inference trajectories, utilizing path integration to isolate outcome-relevant mediators at component level for reliable attribution. This provides a linear approximation of Causal Mediation Analysis (CMA) in reasoning. Empirical evaluations demonstrate that \method achieves precise localization and reveals mechanistic insights by identifying sparse, concentrated subsets of internal components associated with specific reasoning behaviors. Our method also enables modulation of reasoning capabilities, offering a powerful and reliable framework for understanding LLM reasoning. The project page is at https://foundation-model-research.github.io/IPG .

cs.AI · cs.CL · cs.LG

新论文 · v1arXiv:2611.06353

Traffic-VL: Reinforced Vision-Language Models for Generalizable End-to-End Traffic Signal Control

Xingchen Zou, Maonan Wang, Kemou Jiang, Jie Li, Yiqi Chen, Xi Chen, Hai Yang, Yuxuan Liang

原文摘要

Existing traffic signal control methods typically rely on structured traffic states produced by dedicated perception pipelines. Emerging visual approaches often use idealized simulator images and convert them into intermediate representations before control, limiting their ability to directly exploit roadside visual observations. To bridge both the visual-domain and perception-to-decision gaps, we introduce SynTra-V and Traffic-VL. SynTra-V converts physics-based traffic simulations into photorealistic multi-view surveillance imagery across diverse road topologies and sensing conditions, and automatic semantic auditing checks that control-critical geometry, vehicle movements, and lane semantics match the simulator state. Traffic-VL is an eight-billion-parameter vision-language model that directly maps synchronized multi-view images and natural-language phase descriptions to signal decisions without intermediate structured states. Building on Traffic-R1's two-stage reinforced reasoning framework, Traffic-VL adapts its vision encoder via offline reinforcement learning on SynTra-V and freezes it during online visual stepwise trajectory policy optimization in closed-loop simulation. Experiments show that Traffic-VL matches structured-state Traffic-R1 while outperforming image-based controllers and general-purpose vision-language models, including Gemini 3 Pro. Evaluations on unseen topologies, degraded sensing conditions, real surveillance footage, and a three-week deployment across ten intersections further demonstrate robust visual generalization and effective constrained online control.

cs.CV · cs.AI

新论文 · v1arXiv:2611.06346

Today's Work, Tomorrow's Workforce: Incentivizing Learning in AI-Assisted Work

Moritz Diener, Daniel Hendriks, Philipp Spitzer, Gerhard Satzger, Joshua Holstein, Wei Sun

原文摘要

At work, people develop skills through experience: novices acquire skills by completing tasks, while experts retain theirs through continued practice. AI assistance changes this process by offering workers a choice between solving tasks independently and accepting the AI's answers. While relying on AI saves immediate effort, it can also displace the practice needed to acquire and retain skills, including those required to oversee the AI. We extend an existing accept-or-solve model to a sequence of tasks in which workers' skills evolve through independent practice and reliance on AI. We compare myopic workers, who maximize immediate utility, with strategic workers, who also value their future skills. We show that novices can become trapped at low skill levels, while experts may lose skill, even as AI-assisted outcome accuracy remains high. Strategic workers, by contrast, may choose to solve independently even when AI is more accurate, recognizing the future value of acquiring and retaining their skills. We then study incentives that reward correct independent work and characterize the payments needed to encourage skill acquisition and retention. We show that independent work can become self-sustaining once workers acquire sufficient skill, eliminating the need for continued incentives. Counterintuitively, supporting a higher skill target can sometimes reduce long-run incentive costs, either by enabling self-sustaining independent work or by lowering the payments needed to maintain proficiency. Our findings thereby shift the focus from whether workers should rely on AI on individual tasks to how organizations can sustain human expertise over time, and which skills are worth investing in.

cs.HC · cs.AI · cs.CY

新论文 · v1arXiv:2611.06343

Prism: Bidirectional Self-Teaching for Unified Multimodal Models

Peng Zhang, Qian Chen, Xianyin Zhang, Yimin Tian, Ruite Fei, Dongyi Lv, Lifan Guo, Chi Zhang 等 9 位作者

原文摘要

Unified Multimodal Models (UMMs) aim to support visual understanding and generation within a single model. Existing post-training methods either use understanding as a fixed teacher to improve generation, or rely on ground-truth trajectories to supervise both understanding and generation. Prism instead derives bidirectional supervision from self-generated interleaved rollouts, constructing training targets according to the reliability of their text and image chains. We propose Prism, a bidirectional self-teaching post-training method for UMMs. Like a prism decomposing mixed light, Prism decouples a coupled interleaved trajectory into a text chain and an image chain, assesses the reliability of each chain, and constructs a corresponding training target from their reliability states. Experiments on both SenseNova-U1 and BAGEL show that Prism improves both understanding and generation. On the generation side, GenEval improves from 85.8 to 89.2 (+3.4), and DPG improves from 86.1 to 87.3 (+1.2) on SenseNova-U1. On the understanding side, the total MME score improves from 2282.6 to 2311.6, and MMVP improves from 58.0 to 62.0. Consistent improvements are observed on BAGEL. These results highlight that Prism enables coordinated improvements in generation and understanding by constructing reliability-guided self-training targets from self-generated trajectories, without relying on an external verifier or externally annotated corrected trajectories during target construction.

cs.CV · cs.AI

版本更新 · v2arXiv:2605.16725

Baba in Wonderland: Online Self-Supervised Dynamics Discovery for Executable World Models

SeungWon Seo, DongHeun Han, SeongRae Noh, HyeongYeop Kang

原文摘要

Executable world models can be read, edited, executed, and reused for planning, but only if the program captures the environment's transition law rather than semantic shortcuts in its surface vocabulary. We study online executable world-model learning under prior misalignment, where an agent must induce state-dependent dynamics from interaction evidence alone, without rule descriptions, reward signals, or trustworthy lexical priors. We introduce Alice, a closed-loop system that treats failed candidate updates as structural signal: when a candidate explains a new transition but loses previously explained ones, the preservation conflict reveals dynamics that the current program had conflated. Alice refines these conflicts into hypothesis classes that both provide a few broken examples, one per affected class, for update and guide frontier exploration toward transitions that are novel and underrepresented with respect to the current program. We evaluate Alice on Baba in Wonderland, a prior-misaligned variant of Baba Is You that preserves simulator dynamics while replacing semantically meaningful rule-property labels with unrelated words. Experiments show that Alice substantially improves executable world-model learning under prior misalignment, and five-run ablations support overall improvement trends as class structure and exploration signals are added. Project page: https://ssw03270.github.io/BABAinWonderland_NeurIPS-26_Page/.

cs.AI

新论文 · v1arXiv:2611.06338

Learning to Tune with Biased Gradients: Iterative Feedback Tuning of Model-Free Control on Throttle Valves

Félix Martinez-Jiménez, Sander Miller-Murphy, Tobie Ondoa-Essomba, Emmanuel Witrant

原文摘要

Iterative feedback tuning (IFT) learns the parameters of a fixed-structure controller by stochastic gradient descent. At each iteration, two closed-loop experiments are run on the plant: the first one measures the tracking error, and the second one, driven by this error, provides the sensitivities from which the gradient of the cost is estimated. This estimate is unbiased for linear plants only. We study the biased case on automotive electronic throttle valves, whose friction and stiction vary between valves and runs, controlled by an intelligent proportional (model-free) controller, which is an incremental PI controller. We show that the mismatch of the controller state at the start of the two experiments, which stiction makes unavoidable, adds an error inversely proportional to the amplitude of the second experiment. On digital twins of ten valves, the IFT gradient is a descent direction in only 69\% of the low-cost region, friction being the cause, and all update rules plateau and then drift. On two hardware valves, the best update rule depends on the noise structure of the gradient. On the first valve, where one gradient component is buried in noise, Adam outperforms Gauss--Newton, its normalisation and its momentum each improving one parameter. On the second valve, where both components are consistent, the same normalisation amplifies a direction that Gauss--Newton rightly discounts, and Adam drifts to a controller worse than the initial one. The twins reproduce the mechanism but not this ranking.

cs.LG · cs.AI

版本更新 · v6arXiv:2606.10829

Attention-Discounted Adaptive Sampler for Masked Diffusion Language Models

Yusuf Sahin, Ahmed Rockey Saikia, Volkan Cevher, Paolo Favaro

原文摘要

Masked diffusion language models can reduce inference steps by revealing multiple tokens per denoising iteration, but this parallelism is fragile: positions that are individually confident may be unsafe to commit together when their predictions are coupled. Existing training-free samplers such as Top-$k$, Fast-dLLM, and EB-Sampler mainly control how many tokens to reveal, while often ranking candidates by token-wise scores that ignore interactions within the selected set. We propose ADAS, a training-free reranking rule that leaves the base sampler's stopping rule unchanged and greedily discounts each token-wise confidence score according to its attention to already selected positions, weighted by their prediction uncertainty. Across LLaDA-8B-Base and Dream-7B-Base on the reasoning benchmarks GSM8K and MATH500 and the code benchmarks HumanEval and MBPP, plugging ADAS into all three samplers improves low-NFE performance at matched denoiser evaluations by $9.11$ and $10.46$ percentage points on average, respectively, with $3.1\%$ per-forward runtime overhead. Code is available at https://github.com/yusufsahin99/ADAS.

cs.CL · cs.AI

新论文 · v1arXiv:2611.06324

Mass Producing Training Data with Surprising Side Effects

Yaowen Ye, Jacob Steinhardt, Sarah Schwettmann, Cassidy Laidlaw

原文摘要

Training data can have unexpected side effects on language model behavior outside the training domain: insecure code data can induce broad misalignment, and outdated bird names can induce a 19th-century persona. Understanding such generalization is hard because only dozens of isolated examples exist, each constructed by hand or discovered by accident. We propose automatically discovering such datasets with surprising side effects (DSSEs). We define three objectives for DSSEs: they should (1) elicit a target behavior, (2) read like ordinary post-training data, and (3) be surprising to human auditors reading the data. We operationalize each with LLM judges, and search for high-scoring datasets via evolution, reinforcement learning, and subliminal learning approaches. After re-scoring and filtering with held-out metrics, our pipeline produces a collection of 6,575 DSSEs across 8 behaviors, many of which generalize across model families and sizes. We find our automated metrics track ML researchers' judgments, and frontier models outperform humans at predicting side effects. These datasets form a testbed for studying generalization and lay the groundwork for predicting training side effects before model deployment. Explore them at https://dsse.transluce.org.

cs.CL · cs.AI · cs.LG

新论文 · v1arXiv:2611.06321

EnzymeRSI: A dual-loop recursive self-improvement system for enzyme design

Genoria AI Team, Yuejie Hou, Lixiang Yang, Yisi Liu, Weiting Tang, Yueyuxiao Yang, Meng Yang

原文摘要

Improvement in enzyme engineering is usually pursued by optimising which candidates to assay within a fixed model and workflow; when the bottleneck arises from a mismatched method or a failing workflow, that route is difficult to escape. We present EnzymeRSI, a dual-loop system for recursive self-improvement (RSI). The outer loop evolves harness assets without changing model weights, the inner loop develops prediction and selection algorithms under controlled conditions, and a cloud laboratory system is specified to close the physical loop with quality-controlled feedback. By updating its prediction strategy through iterative comparison, the outer loop raised the mean development-set Spearman correlation on ProteinGym by 0.044 across five assays, reaching 0.335 on CD19 and 0.683 on OPSD (rhodopsin); of the two first places, only CD19 was produced by the outer loop itself. In the self-improvement of the ThermoMPNN algorithm the inner loop reached a PCC of 0.849, and on TadA-Bench it reached a Spearman correlation of 0.307 in 1.13 h. In three prospective wet-lab tests of the system's experimental decision-making, 10 of the 32 candidates that had not been pre-specified for the luciferase RLuc showed at least twice the wild-type activity; a recommended variant of the cytidine deaminase A3A raised 5mC conversion to 90.2%; and path selection in evolution raised the catalytic efficiency of the DNA polymerase KOD-E on a modified substrate to 31.1 times that of the parent. By treating the organisation of the research workflow and the development of algorithms as a single falsifiable dry-to-wet loop, this work offers an evolutionary paradigm for moving beyond the blind spots of a fixed method and for autonomous enzyme engineering.

cs.AI

新论文 · v1arXiv:2611.06320

Conformal Prediction for Distribution-to-Distribution Regression

Trung-Khang Tran, Tuan A. Hoang, Viet-Hoang Tran, Tan M. Nguyen

原文摘要

Conformal Prediction (CP) provides a model-agnostic framework for constructing finite-sample prediction sets with coverage guarantees and has become a tool for reliable decision-making in high-risk settings. Recent advances have extended Split Conformal Prediction to increasingly complex learning problems, including multilabel, high-dimensional, and functional outputs. In this work, we study CP for Distribution-to-Distribution Regression, a setting of growing interest across many application domains. We show that a naive application of Split CP yields prediction sets that, while marginally valid, are non-interpretable, e.g., lacking a well-defined volume or a tractable sampling procedure, and of limited practical value. To overcome this, we propose a new conformal framework that operates in an orthogonal basis space, producing interpretable prediction sets while preserving coverage guarantees. We further develop an adaptive variant with asymptotic conditional coverage under mild assumptions. Empirical results on synthetic and real-world datasets validate the effectiveness of the proposed approach. The code is publicly available at https://github.com/tuanhacs/conformal_d2d.

cs.LG · cs.AI

版本更新 · v2arXiv:2611.04108

Separating Common and Unique Directions for Model Merging

Shiting Wang, Yingjie Zou, Ke Li

原文摘要

Model merging combines multiple fine-tuned models without additional training, and arithmetic methods have emerged as a simple yet effective way to merge models without data. However, existing arithmetic methods treat task vectors in parameter space and apply a single element-wise rule to directions that can differ in mergeability. In a shared directional basis, we find a consistent two-regime structure: a low-dispersion common bulk shared across tasks and a high-dispersion task-dominated tail that carries disproportionate energy. These findings motivate Common--Unique Subspace Decomposition (CUSD), a data-free pre-merging method that separates task vectors into common and unique directional components, merges the common components with a downstream arithmetic operator, and retains unique residuals separately. Experiments across $11$ base models, four model families, and four arithmetic-based merging operators show that CUSD improves 42 of 44 model--operator combinations and achieves up to 22.5% improvement over the corresponding baselines. Our code is publicly available at https://github.com/stwang666/CUSD

cs.LG · cs.AI

版本更新 · v3arXiv:2610.33004

Entity-Aware Evaluation of OCR Systems for Historical Document Transcription

Camilo Mariño, Diego Belzarena, Marina Gardella, Ignacio Ramírez, Gregory Randall, Jean-Michel Morel

原文摘要

Optical Character Recognition (OCR) is essential for digitizing historical archives, yet standard evaluation metrics such as Character Error Rate (CER) do not necessarily reflect whether meaningful information, such as names, dates, and identifiers, is preserved. In this work, we investigate entitylevel analysis of OCR errors as a complementary perspective for evaluating OCR quality in historical documents. Using a publicly available benchmark of 175 documents from the Berrutti Archive, augmented with 5,209 manually annotated entity mentions that will be released upon acceptance, we compare sequence-recognition OCR systems, OCR-specialized vision-language models, and general-purpose vision-language models. Beyond global transcription accuracy, we analyze entity preservation and recoverability under varying character-level edit tolerances. Our experiments show that OCR rankings depend on the evaluation criterion: while Qwen 3.6 achieves the highest entity coverage across all tested tolerances, several systems with lower exact-match coverage recover substantially when small errors are tolerated, suggesting that many of their errors correspond to localized character-level deviations rather than fundamentally incorrect entity transcriptions. Conversely, some systems remain unable to recover many entities even under relaxed matching. These findings show that OCR quality cannot be fully characterized by aggregate transcription metrics alone and highlight the importance of evaluating how OCR errors affect the preservation and recoverability of meaningful information.

cs.CL · cs.AI · cs.CV · cs.LG · eess.IV

新论文 · v1arXiv:2611.06307

When Does Risk-Controlled Throughput Forecasting Actually Control Risk? A Reproduction Study on LEO Satellite Link

Mayan Sharma, Kriti Saini, Devansh Behl, Suganya R, S. Vijayaragavan

原文摘要

Risk-budgeted throughput forecasting converts a point forecast of LEO satellite capacity into a conservative bound whose overestimation rate is held at a user-specified budget, so that admission control can act on it safely. We reproduce the state of the art, BG-CFQS, on the three Starlink traces its authors used and on an independent fourth dataset, and report four findings. First, its risk guarantee is reproducible but conditional on the calibration split: under a random split we recover every published quantity, including risk-pass on 3 of 3 datasets, but under a contiguous temporal split, which is what a deployed terminal faces, it holds on 1 of 3. Second, independent of any split, the method cannot serve a risk budget below 0.15, the low end of its candidate quantile set. On all four datasets the achieved rate is identical at budgets of 0.05, 0.10 and 0.15, overshooting by 1.4x to 3.7x at the tightest. Third, static conformal calibration cannot improve a ranking, only shift an operating point; we confirm this exactly on latency spike detection, where online calibration improves AUPRC by up to 51%. Fourth, group-conditional online recalibration splits into two mechanisms. The online part replicates: it tracks the budget within 1% from 0.05 to 0.35, where static calibration is 16 to 21% off. The group-conditional part does not: on three of four datasets, conditioning on any available covariate, including measured serving-satellite geometry, is worse than not conditioning, and our attempt to predict which datasets benefit failed. What is new here is empirical, not algorithmic: we claim the findings, not the methods.

cs.LG · cs.AI · cs.NI

版本更新 · v3arXiv:2606.17441

Patients With Personality: Realistic Patient Simulation through Controlled Diversity and Selective Disclosure

Moritz Schlager, Friederike Jungmann, Samuel Schmidgall, Philipp Raffler, Franziska Hartl, Eva Wende, Paula Roßm"uller, Conrad Ketzer 等 18 位作者

原文摘要

Realistic patient simulation is a key requirement for developing and testing clinical LLMs at scale without costly user studies. Existing simulators lack realism and controllability: they overshare information and miss the variability of real patient behavior. Here, we introduce PatientsWithPersonality (PWP), a patient simulation framework that generates realistic yet diverse patient responses through explicit personality parametrization over a latent patient state. Grounded in the six-dimensional HEXACO personality model, it gives fine-grained control over conversational style, cooperativeness, and information disclosure. We evaluate PWP in the first direct comparison of different patient simulators under a shared protocol, anchored in transcripts of real physician-patient encounters. Clinicians judge PWP conversations as realistic at least as often as the recorded encounters themselves and far more often than prior simulators, and almost never flag them as "too informative". Our simulator also reproduces the disclosure pacing of real patients, and its HEXACO-conditioned personality traits can be recovered by clinicians and an autorater. PWP further shows a substantially wider behavioral range than the closest baseline. In a downstream benchmark, LLMs interviewing patients simulated by PWP perform closest to how they perform on the real encounters, whereas prior simulators make the task easier. PWP thus provides a realistic, steerable, and diverse patient population for improving and benchmarking clinical LLMs.

cs.HC · cs.AI · cs.CY