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arXiv 最近完成扫描:等待完成 · 全站最近入库:2026-11-02 00:39各信源进度 →

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新论文 · v1arXiv:2610.40627

ShallowDefend:利用浅层安全对齐构建多轮对话防御器

ShallowDefend: Harnessing Shallow Safety Alignment for Multi-Turn Defender

Qiyao Ma, Xiaodong Liu, Weiwei Yang, Mingqian Feng, Chengquan Guo, Jialin Song, Carolyn Buractaon, Zhe Zhao 等 12 位作者

AI 速览:作者提出 Assess→Decide→Respond 框架,让防御方在多轮对话的关键轮次先显式做出可解析的安全决策,再据此生成回复,以利用对齐的“浅层性”进行防御。

Safety alignment has enabled large language models to reliably refuse harmful requests directly, yet the same request distributed across a multi-turn conversation still succeeds far too often. This brittleness has a mechanistic root: Alignment is shallow, with safety behavior concentrated in a model's first few output tokens, and existing defenses inherit the weakness, supervising the surface form of the response without ever giving the model an explicit safety decision to learn. We take the opposite view of shallowness: if a short span determines the trajectory of an entire response, that span is the highest-leverage place to intervene, and the defender can occupy it first. We propose Assess $\to$ Decide $\to$ Respond, a framework in which the defender assesses the user's intent, commits to an explicit, parseable safety decision, and only then generates a reply conditioned on it, with the commitment trained by reinforcement learning at the payload turn. Because the decision is a token span, the reward can be a rule: a self-verified reward checks the committed label against the conversation's known nature, requiring no judge and no annotation, while the same format also supports an LLM-as-judge reward over a graded decision space with safe redirection. Across two model families and fourteen benchmarks spanning safety, utility, and helpfulness, our defenders achieve the strongest multi-turn safety in a controlled comparison, maintaining their lead in safety while preserving utility at a modest cost to helpfulness. A per-token KL analysis and interventional probes confirm why this works: training concentrates its effect on the brief deliberation that sets a response's trajectory, and the decision committed there is a causal control point. The very shallowness attackers exploit becomes the mechanism of defense.

cs.CL
arXiv ↗PDF ↗
新论文 · v1arXiv:2610.40379

基于多模态病历的智能体式LLM推理用于儿童糖尿病结局预测

Agentic LLM reasoning in pediatric diabetes outcome prediction from multimodal medical records

Daniel Palacios, Guantong Qi, Anna Kadi, Natali Borrego, Sukru Aras, Michael L. Ferm, Elizabeth Kubota-Mishra, Maria J. Redondo 等 11 位作者

AI 速览:作者提出证据引用、自我审计的LLM智能体流水线CEDAR,在儿童T2D与T1D队列中预测24个月结局,报告其判别性能优于所比较的机器学习模型。

Large language model (LLM) agents are proposed for clinical prediction but are untested in pediatrics, where cohorts are small and outcomes are uncommon. Using records from 2,489 youth with type 2 diabetes (T2D) and 4,018 with type 1 diabetes (T1D), spanning structured data, note-derived social determinants and, in T1D, continuous glucose monitoring data, we predicted seven T2D outcomes, four also in T1D, at 24 months from 18 months of follow-up. CEDAR (Clinical Evidence-Driven Agent for Risk-prediction), an evidence-citing, self-auditing LLM pipeline, outperformed trained machine learning in both cohorts (pooled area under the receiver operating characteristic curve 0.815 versus 0.656 to 0.700 in T2D and 0.756 versus 0.603 to 0.631 in T1D), most on the sparsely screened outcomes. Only 4 of 70,246 values it cited did not match the chart. Reading only the evidence and reasoning cited by CEDAR, two pediatric endocrinologists reached the same prediction as CEDAR in about nine of ten cases, agreeing with each other on 90.5%.

q-bio.QM · cs.CL
arXiv ↗PDF ↗
版本更新 · v2arXiv:2610.35743

SEMA-Auto: Sighted and Efficient Multi-Turn Attack with Autonomy

Mingqian Feng, Xiaodong Liu, Weiwei Yang, Chenliang Xu, Jialin Song, Qiyao Ma, Chengquan Guo, Carolyn Buractaon 等 11 位作者

Existing jailbreak attackers fall into two classes: static planners fix their single- or multi-turn adversarial plans in advance, remaining simple but losing sight of the victim's replies, wasting turns and limiting transferability; interactive generators read each victim reply to generate the next-turn attack but require in-loop evaluators for success signals or hints, incurring substantial costs and inflated performance. Bridging this gap, we propose SEMA-Auto, a sighted and efficient multi-turn attacker with autonomy, interacting with the victim model and terminating the session by itself upon success. To stabilize its behaviors and boost its capabilities, SEMA-Auto is trained in two stages. Synthetic bootstrap tuning installs the notion of attack targets and conforming decisions by fine-tuning the base model with bootstrapped trajectories. Decision-supervised reinforcement learning then optimizes two objectives jointly yet separately, reinforcing the attack with higher jailbreak reward while supervising the decision at each turn against an absolute target. Our method achieves state-of-the-art (SOTA) attack success rates (ASR) across multiple datasets, victims, and judges, outperforming all static and interactive baselines, within almost the fewest turns, demonstrating both effectiveness and efficiency. For example, SEMA-Auto performs a $76.0\%$ ASR@1 within an average of $3.0$ turns against DeepSeek-V4-Flash on AdvBench, while the best static baseline is $54.8\%$ with fixed $7$ turns and the best interactive baseline is $43.8\%$ in $3.7$ turns. Against safety-hardened frontier models, GPT-oss-120B, GPT-5.4, Claude-Haiku-4.5, and GPT-6-Astra, our counter-trained attacker achieves an average $59.6\%$ ASR@1 on HarmBench, $13.8\%$ over prior SOTA. Our code is available at: https://github.com/microsoft/SEMA

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cs.CL
arXiv ↗PDF ↗
新论文 · v1arXiv:2610.37732

ThinkJev: One Thought, Every Budget for Calibrated Typed Decisions

Xiaolu Ding, Kai Yang, Dongdong Liu

Many uses of language models end in a typed decision: a choice among a closed set of options, whose probabilities code can act on. Reading those probabilities from one forward pass is fast but often wrong on decisions that take several steps, such as arithmetic, counting, and date comparison. Letting the model think first fixes most of these errors, but costs seconds per decision instead of milliseconds. To pay for thinking only where it helps, ThinkJev builds a fast and a slow system from one open hybrid-thinking model that can answer directly or after a thought. System 1 reads the model's probabilities for the option letters when it answers directly; System 2 reads the same letters after the model has thought on the same cached prompt, so escalating repeats no work and both systems give probabilities over the same options. Because the letters can be read after any number of thought tokens, one sampled thought also gives the answer under every thinking budget. Without training, ThinkJev lets System 1 answer alone only where a statistical test on labeled dev data guarantees that its accepted answers stay under a target error rate. At a 5% target, Qwen3.5-27B answers 24.5% of 8359 test decisions this way with a realized error of 3.9% (Qwen3.5-4B and 9B: 6.5% and 0.0%). For the rest, stopping each thought as soon as its answer is confident reaches 81.6% accuracy, against 82.7% for always thinking, with 72% of the thought tokens. Choosing when to think from System 1's confidence alone saves less, because the decisions System 1 is least sure of are often not the ones thinking fixes. On the public items of JevBench, an independent benchmark of typed-decision services, Qwen3.5-27B thinks on 29.4% and is not distinguishable in accuracy from the two thinking APIs listed (exploratory). Code and data generators are available at https://github.com/ding-xiaolu/ThinkJev.

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cs.AI · cs.CL · cs.LG
arXiv ↗PDF ↗
首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.1665ACL Anthology · ACL 2026

DUD: Decoupled Update Dynamics for Reliable Uncertainty Quantification in Large Language Models

Yixin Bu, Runze Xia, Guanyun Zou Nanjing University of Aeronautics and Astronautics, Yupeng Ji, Hongliang Dai Nanjing University of Aeronautics and Astronautics, Haodong Liu, Piji Li Nanjing University of Aeronautics and Astronautics

Accurate Uncertainty Quantification (UQ) is critical for reliable deployment of Large Language Models (LLMs), yet traditional probability-based metrics often fail to capture the model’s true epistemic state. While recent mechanistic approaches leverage hidden state dynamics, they typically aggregate residual stream updates, conflating the distinct roles of parametric memory (Feed-Forward Networks) and contextual processing (Attention). We argue that this aggregation obscures fine-grained mechanistic conflicts, such as memory-context misalignment, that are fundamental indicators of uncertainty. To address this, we introduce Decoupled Update Dynamics (DUD), a framework that explicitly decouples FFN and Attention contributions via noise-induced causal interventions. By quantifying the independent restoration capabilities of each module, we construct a dual-stream dynamic profile that captures the model’s internal fragility. Extensive experiments demonstrate that DUD significantly outperforms state-of-the-art baselines in both uncertainty estimation and calibration, while exhibiting superior cross-dataset generalization, validating decoupled dynamics as a robust proxy for model faithfulness.

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cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

ACL Anthology · ACL 2026 ↗PDF ↗
首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.471ACL Anthology · ACL 2026

Ready Jurist One: Benchmarking Language Agents for Legal Intelligence in Dynamic Environments

Zheng Jia, Shengbin Yue, Wei Chen Huazhong University of Science and Technology, Siyuan Wang The Chinese University of Hong Kong, Yidong Liu Harbin Institute of Technology and Midu Technology CO.,Ltd., Zejun Li, Yun Song, Zhongyu Wei Fudan University

The gap between existing benchmarks and the dynamic nature of real-world legal practice poses a key barrier to advancing legal intelligence. To this end, we introduce J1-ENVS, the first interactive and dynamic legal environment tailored for LLM-based agents. Guided by legal experts, it comprises six representative scenarios from Chinese legal practices at three levels of environmental complexity. We further introduce J1-EVAL, a dual-metric evaluation framework, designed to assess both task performance and procedural compliance across varying levels of legal proficiency. Extensive experiments on 17 LLM agents reveal that while many models demonstrate solid legal knowledge, they struggle with procedural execution in dynamic settings. Even the SOTA model is below 60% overall performance . These findings highlight persistent challenges in achieving dynamic legal intelligence and offer valuable insights to guide future research.

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cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

ACL Anthology · ACL 2026 ↗PDF ↗
首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.970ACL Anthology · ACL 2026

USB: A COMPREHENSIVE AND UNIFIED SAFETY EVALUATION BENCHMARK FOR MULTIMODAL LARGE LANGUAGE MODELS

Baolin Zheng Alibaba Group, Guanlin Chen Alibaba Group, Qingyang Teng Alibaba Group, Hongqiong Zhong, Yingshui Tan Alibaba Group, Zhendong Liu, Weixun Wang Alibaba Group, Jiaheng Liu Nanjing University 等 15 位作者

Despite their rapid advancement, Multimodal Large Language Models (MLLMs) remain vulnerable to diverse safety risks. Current benchmarks fail to provide reliable assessments due to limited risk coverage, insufficient scale, and the oversight of complex modality combinations (e.g., cross-modal risks). To address this, we introduce the Unified Safety Benchmark (USB), a comprehensive framework covering 61 risk categories across four distinct modality interactions. We first demonstrate that existing benchmarks—even when aggregated—leave significant coverage gaps. To bridge this, we design a sophisticated data synthesis pipeline that generates complementary data, ensuring balanced coverage across all risk dimensions. Furthermore, beyond evaluating vulnerability to harmful queries, USB incorporates the simultaneous assessment of model over-refusal on benign inputs as an integrated diagnostic suite. Experimental results, evaluating 22 MLLMs across 244 risk-modality intersections, demonstrate that existing MLLMs still struggle with the trade-off between avoiding vulnerabilities and over-refusal. Models are particularly vulnerable to image-only or cross-modal risky inputs, highlighting the persistent need for refined safety mechanisms. Warning: This paper contains unfiltered and potentially harmful content that may be offensive.

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cs.CL · cs.CV

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

ACL Anthology · ACL 2026 ↗PDF ↗
新论文 · v1arXiv:2306.07174Google Research

Augmenting Language Models with Long-Term Memory

Weizhi Wang, Li Dong, Hao Cheng, Xiaodong Liu, Xifeng Yan, Jianfeng Gao, Furu Wei

Existing large language models (LLMs) can only afford fix-sized inputs due to the input length limit, preventing them from utilizing rich long-context information from past inputs. To address this, we propose a framework, Language Models Augmented with Long-Term Memory (LongMem), which enables LLMs to memorize long history. We design a novel decoupled network architecture with the original backbone LLM frozen as a memory encoder and an adaptive residual side-network as a memory retriever and reader. Such a decoupled memory design can easily cache and update long-term past contexts for memory retrieval without suffering from memory staleness. Enhanced with memory-augmented adaptation training, LongMem can thus memorize long past context and use long-term memory for language modeling. The proposed memory retrieval module can handle unlimited-length context in its memory bank to benefit various downstream tasks. Typically, LongMem can enlarge the long-form memory to 65k tokens and thus cache many-shot extra demonstration examples as long-form memory for in-context learning. Experiments show that our method outperforms strong long-context models on ChapterBreak, a challenging long-context modeling benchmark, and achieves remarkable improvements on memory-augmented in-context learning over LLMs. The results demonstrate that the proposed method is effective in helping language models to memorize and utilize long-form contents. Our code is open-sourced at https://aka.ms/LongMem.

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cs.CL
arXiv ↗PDF ↗