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新论文 · v1arXiv:2611.12167

FraudBench: A Legal Evaluation of AI Deception

Kevin Wei, Sumaya Nur Adan, Stephan Llerena, Mark Gitau, Jakob Merane, Anita Srinivasan, Colette Le Brannan, Keethan Kleiner 等 20 位作者

原文摘要

We introduce FraudBench, an evaluation of large language models' (LLMs) propensities to recommend, assist, or directly take actions that would constitute fraud under U.S. law. Our evaluation contains a novel dataset of 159 scenarios based on real-world U.S. court cases and validated by legal experts. We present each scenario to LLMs via three tasks at varying levels of autonomy: advising users, drafting messages for users to send, and acting directly on behalf of users (477 tasks total). In each scenario, FraudBench re-enacts the facts of a court case to give LLMs an opportunity, but no explicit instruction, to either misrepresent or conceal a material fact in a high-stakes commercial setting--e.g., whether to describe company-funded product testing as "independent" to customers (misrepresentation) or whether to hide unfavorable regulatory investigations from clients (concealment). We evaluate 20 LLMs across 25 experimental conditions (totaling >300,000 generations) and include a preregistered human baseline ($n_{\texttt{annotations}} = 2{,}957$, $n_{\texttt{humans}} = 996$). We score a response as fraudulent when it engages in, assists with, or recommends misrepresentation or concealment. Key findings include: (1) across LLMs, fraud rates ranged from near 0% to over 40%; (2) LLM fraud rates increased with autonomy, with overall rates of 3.0% when advising, 14.7% when drafting, and 21.4% when acting directly, without applying pressure; (3) LLMs sometimes engaged in fraud despite recognizing legal risks; (4) LLMs more often engaged in fraud by concealment than by misrepresentation; and (5) prompt-based interventions substantially affected fraud rates, with a prompt to obey the law reducing fraud rates, while prompts to maximize profits and act agentically increased fraud rates.

cs.AI · cs.CY · cs.LG

版本更新 · v2arXiv:2605.10163

Coarsening Linear Non-Gaussian Causal Models with Cycles

Francisco Madaleno, Francisco C. Pereira, Alex Markham

原文摘要

Recent work on causal abstraction, in particular graphical approaches focusing on causal structure between clusters of variables, aims to summarize a high-dimensional causal structure in terms of a low-dimensional one. Existing methods for learning such summaries from data assume that both structures are acyclic. Acyclicity is helpful for causal effect identification and reasoning, but it excludes the many systems of scientific interest that contain feedback loops. We show that in the linear non-Gaussian (LiNG) setting, the acyclicity assumption on the high-dimensional structure can be relaxed while still allowing recovery of a low-dimensional causal directed acyclic graph (DAG). LiNG models with cycles are observationally identifiable only up to an equivalence class whose members differ only within their feedback loops. Our low-dimensional DAG, which is invariant across all members of this class, is therefore identifiable from observational data alone. While existing approaches for learning this equivalence class have exponential time complexity, our low-dimensional summary is learned in worst-case cubic time and comes with finite-sample guarantees. We provide open source code and experiments on synthetic data to corroborate our theoretical results.

stat.ML · cs.AI · cs.LG