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新论文 · v1arXiv:2611.14483

机制可解释性需要一种推理逻辑

Mechanistic Interpretability Needs a Logic of Inference

Zhimin Hu, Chen Jiang, Hanbo Xie, N. Apurva Ratan Murty, Sashank Varma

AI 速读 基于摘要

论文借鉴神经科学的推理经验,提出五项原则构成的递归推理逻辑,以规范从可观测内部结构推断模型机制的过程。

cs.CL · cs.CV

查看原文摘要

Neural networks are increasingly studied not merely as predictive systems, but as complex systems whose internal computations are themselves objects of scientific inquiry. Recent progress in mechanistic interpretability (MI) has made it possible to identify neurons, features, circuits, population structures, and dynamical patterns associated with model behavior. As these tools improve, attention is shifting from what can be observed inside a model to how those observations support mechanistic explanations. We examine the parallel efforts of neuroscience and MI to address this question and identify recurring inferential bottlenecks when inferring mechanisms from complex neural systems. We propose five principles and organize them into a recursive logic for a more rigorous procedure of mechanistic inference. These principles provide a framework that supports scientific discovery in two senses: it helps turn local interpretability findings into cumulative knowledge of mechanisms within models, and it makes those mechanisms sufficiently precise to generate testable hypotheses about domains beyond the models. Evidence beyond MI is ultimately required to establish what model mechanisms reveal about the world.

新论文 · v1arXiv:2611.13694

Decision-Focused Learning via Neural Optimization Layers for Battery-Assisted Grid-Import Smoothing in AI Data Centers

Xinda Zheng, Canchen Jiang, Frits de Nijs, Edward Lam, Markus Wagner

原文摘要

Rapid AI data-center power fluctuations challenge grid integration. Sustained grid-import smoothing requires allocating limited battery power and energy under uncertain demand. We formulate risk-aware BESS scheduling that coordinates advance reserve commitments and demand-responsive dispatch, accounting for operating costs, grid-ramp penalties, and their conditional value-at-risk. We develop battery scheduling decision-focused learning (BS-DFL) with a constraint-aware neural optimization layer trained directly from this objective without optimal-solution labels. The trained layer is then frozen to guide demand-predictor learning through scheduling costs and ramping risk, enabling solver-free rolling-horizon scheduling. In a 10,000-minute simulation using loads derived from measured AI workloads, BS-DFL reduces mean absolute minute-to-minute grid-import changes by 71.70% and total scheduling cost by 18.01% relative to an MSE-trained predictor coupled with a mixed-integer linear programming solver, with an average decision time of 18.77 ms.

eess.SY · cs.LG · math.OC

新论文 · v1arXiv:2611.12762

Sage-Taiyi:一种面向科学发现的元认知架构

Sage-Taiyi: A Metacognitive Architecture for Scientific Discovery

Weida Wang, Benteng Chen, Yigeng Jiang, Shuchen Pu, Weiping Shen, Zichao Liu, Yulin Su, Zitong Wang 等 90 位作者

AI 速读 基于摘要

作者提出一种受元认知启发的AI科学家架构,通过显式监控与控制来调整研究目标并选择可复用推理方法,并在自建基准与外部基准及若干专家协作案例中报告了结果。

cs.AI

查看原文摘要

We introduce Sage-Taiyi, a metacognition-inspired architecture that uses accumulated scientific understanding to guide what to investigate next and how to investigate it. Through explicit monitoring and control, the system revises its understanding of evidence, assumptions, and unresolved questions, then uses these assessments to adapt research targets and select reusable reasoning methods. On Taiyi-Bench, an AI co-scientist ideation benchmark comprising 265 tasks from 50 papers across ten disciplines, Sage-Taiyi ranks first on all eight metrics of historical rediscovery and open-ended ideation, achieving an Overall score of 54.0 compared with 47.9 for the strongest baseline, AI Scientist-v2. It also performs well on two external scientific ideation benchmarks. Five expert-guided collaborations further connect its proposals to experimental and computational validation across chemistry, materials science, and engineering. In chemistry, reaction-condition optimization raises the yield of cobalt-catalyzed carbonylation from trace amounts to 84% and photocatalytic allylic amination from 13% to 69%. These results support metacognitive regulation as an approach to scientific ideation and its progression toward practical validation.

新论文 · v1arXiv:2611.11487

THEATRON: A Benchmark for Evaluating Persona Persistence in Long-Horizon LLM Decision-Making

Yuyan Wang, Yuechen Jiang, Zhiwei Liu, Jimin Huang, Sophia Ananiadou

原文摘要

Existing evaluations often test persona expression rather than whether persona information persists in extended decision-making. We introduce THEATRON, a controlled benchmark that uses financial replay to evaluate persona persistence in long-horizon sequential decision-making. In these environments, models conditioned on fixed behavioral-finance personas observe shared daily market evidence and trajectory-specific account-state feedback and make sequential decisions over multi-month trajectories. We evaluate Zero-Shot, One-Shot, and Chain-of-Thought persona injection across four LLMs, using cumulative-return and action trajectories to diagnose within-persona stability, cross-persona separability, and action collapse. Persona conditioning produces systematic behavioral shifts beyond a no-persona baseline, and persona-level separation generally exceeds the variation induced by semantically equivalent descriptions. Nevertheless, these shifts do not reliably form coherent persona-specific policies: apparently stable separation can arise from stereotyped action collapse, while diverse policies can exhibit noisy trajectory switching. These findings expose a gap between observable persona-induced behavior and persistent, context-sensitive persona-conditioned decision policies. Code and benchmark data are publicly available at: https://github.com/yuyan12138/theatron

cs.CL

版本更新 · v2arXiv:2609.30212

Anchored Extra-Proximal Methods: Optimal Higher-Order Methods for Monotone Inclusion Problems

Ruichen Jiang, TaeHo Yoon

原文摘要

We characterize, up to logarithmic factors, the optimal higher-order oracle complexity of finding approximate solutions to composite monotone inclusion problems, formed by the sum of a smooth single-valued monotone operator and a maximal monotone set-valued operator. We introduce the Anchored Extra-Proximal (AEP) framework, which combines an anchored extrapolation step with an inexact anchored proximal update satisfying a relative-error condition. This framework recovers the composite Fast Extragradient method in the first-order setting and yields natural higher-order extensions through Taylor approximations of the smooth operator at the extrapolated point. For every $p\geq 2$, assuming that the $(p-1)$th derivative of the single-valued operator is $L_p$-Lipschitz continuous and the initial distance to a solution is at most $R$, we combine AEP with a bisection line search to obtain a $p$th-order method that attains a tangent residual of at most $\varepsilon$ in $\widetilde{O}((L_p R^{p}/\varepsilon)^{\frac{2}{3p-1}})$ oracle calls. We complement this result with a worst-case lower bound of $Ω((L_p R^p/\varepsilon)^{\frac{2}{3p-1}})$ for every deterministic algorithm in the $p$th-order oracle model, without imposing any prescribed update structure. For the subclass of smooth nonexpansive fixed-point problems, we further establish a lower bound of $Ω(\min\{R/\varepsilon, {(L_p R^{p}/\varepsilon)}^{\frac{2}{3p-1}}\})$. By choosing between AEP and Halpern iteration, we match this lower bound up to logarithmic factors, thereby also settling the deterministic oracle complexity of smooth nonexpansive fixed-point problems.

math.OC · cs.LG · stat.ML

版本更新 · v2arXiv:2610.02945

面向AI辅助数学发现的持续图记忆与社区基础设施

Continual Graph Memory and Community Infrastructure for AI-Assisted Mathematical Discovery

Eric Hanchen Jiang, Junyi Zhang, Jinxi Yu, Jiachen Lu, Zhi Zhang, Michael Simon, Justin Baker, Richard Cai 等 30 位作者

AI 速读 基于摘要

作者提出Ansatz研究框架与Ansatze社区平台,用持续图记忆区分模型接受的结论与人工整理探索,并支持数学研究的检查、引导与形式化验证。

cs.AI · cs.CL

查看原文摘要

Mathematical discovery requires preserving partial ideas and the evidence supporting their reuse. We present Ansatz, a research harness whose continual graph memory separates model-accepted claims and dependencies from curated exploration, and Ansatze, a community platform for inspecting, guiding and checking this work. On First Proof, Ansatz recorded nine local verifier closures in each of two ten-problem batches; a partial result in the Second Batch also counted as a pass under the study's criterion. These model-assessed outcomes include continued searches and differ from expert validation. Component studies and re-review expose disagreements and their dependency reach. Open-problem investigations produced candidate results, with five Lean formalizations reported. The platform connects problem discovery, research records, manuscript analysis and formal checking while preserving distinct evidence states. Together, these systems support cumulative human-AI research through persistent investigation and inspectable contributions.

新论文 · v1arXiv:2611.07464

FINCOSMOS: An Open-World Evaluation Paradigm for Agents in Finance

Yupeng Cao, Xueqing Peng, Lingfei Qian, Haohang Li, Yangyang Yu, Anke Xu, Wenbo Cao, Yan Wang 等 17 位作者

原文摘要

Language agents increasingly work for users on the open Web, and finance is where trusting them is hardest. The data must come from the Web, the strategy lives in the user's head, and correctness depends on time, so an agent can fail silently: a strategy the user never asked for, unverified data, or a backtest that uses the future yields a report as convincing as a correct one. Existing benchmarks close the world somewhere, fixing the task, the data, or the timeline, and thereby remove these failures instead of measuring them. We introduce FINCOSMOS, an open-world evaluation paradigm for agents doing financial work. A simulated user holds a hidden strategy sampled from a compositional grammar and reveals it only when asked. The agent receives no data, so it must acquire data from the Web, build its own backtest under a data cutoff, and deliver verifiable results. Grading needs no reference answer. Programs verify point-in-time correctness and recompute every reported metric, the delivered strategy is checked against the hidden specification, and a run is accepted only when the user is satisfied and none of 15 veto checks fails. Across four coding agents and a model without tools in 150 sessions, no session is accepted: every session that the simulated user signed off fails a program check, and agents raise only 54--64\% of the details they were not told. Human experts attribute 88.33\% of failures to the agents. With FINCOSMOS feedback, an agent with persistent memory learned all ten tasks.

cs.AI · cs.CL · q-fin.CP

新论文 · v1arXiv:2611.07238

How Do AI Agents Waste Your Money?

Huimin Zeng, Yuxuan Lu, Jesse Cai, Eric Hanchen Jiang, Di Wu, Po-Nien Kung, Wenbo Hu, Ziyi Wang 等 11 位作者

原文摘要

AI agents may consume massive tokens across a wide range of tasks, but how many of those tokens are really necessary? Although prior work has shown that agents can incur unexpectedly high token costs, we still lack a systematic way to identify and measure token waste. In this work, we introduce a unified framework for measuring token waste across heterogeneous agent systems. Our framework records and normalizes complete agent trajectories, identifies removable spans using an LLM-as-a-Judge (LLMaJ), and maps the identified text spans back to the original trajectory for token-level measurement. We validate the identified waste through direct interventions by removing marked spans, resuming agent execution, and measuring changes in task outcomes and subsequent actions. In online pruning experiments, we remove 41-46% of the model's reasoning while largely preserving task performance across two distinct agent benchmarks. Using this framework, we analyze agents across multiple settings. Our analysis shows that token waste has a system-level structure that aggregate token usage alone cannot reveal. First, waste varies more across tasks and agent settings than across models. Second, reasoning and visible execution can exhibit different waste patterns. Third, different harnesses can introduce distinct sources of inefficiency even under the same model and task. Overall, our framework transforms token waste into an actionable optimization signal, enabling researchers and practitioners to train more efficient models, design better reasoning strategies, and optimize agent harnesses toward reducing unnecessary computation rather than merely reducing token usage.

cs.CL

新论文 · v1arXiv:2611.06808

LLMs 不知道自己知道什么:面向金融回测的时间自知识基准测试

LLMs Don't Know What They Know: Benchmarking Temporal Self-Knowledge for Financial Backtesting

Lingfei Qian, Yan Wang, Xueqing Peng, Yupeng Cao, Yuechen Jiang, Zhuohan Xie, Anke Xu, Wenbo Cao 等 15 位作者

AI 速读 基于摘要

作者提出 FinDendro 基准,检验大语言模型对自身时间性知识边界的自述是否可信,并发现自述普遍低估其实际知识。

cs.CL

查看原文摘要

Financial backtests of large language models (LLMs) are meaningful only if the model did not already know the outcomes it is asked to predict. Practitioners guard against this by trusting a vendor's stated knowledge cutoff, by asking the model what it knows, or by instructing it to answer as of a past date. To verify whether any of these safeguards can be trusted, we introduce FinDendro, a benchmark of 2,226 dated U.S. facts from 1999 to 2026, covering monthly macroeconomic series, month-end stock prices and Federal Reserve decisions. Each fact yields four prompts: a value question, Recall and Predict questions that pair each candidate value with a claim of knowing or guessing without a declared date, and a Predict question with a historical declared date. Controls for persistence and dominant outcomes keep chance accuracy near 0.27. Results show that for most frontier models, self-reports understate knowledge. GPT-5 answers 76% of controlled facts correctly but claims to know 38%, and answers 61% of the facts it says it does not know. Knowledge claims can persist beyond the measured knowledge boundary, by up to seven quarters, and a declared date removes most of the claims of prior knowledge while leaving accuracy unchanged. Backtests inside a model's training window therefore cannot be certified leak-free by self-report, instruction or stated cutoff. These findings motivate behavioral measurement of temporal knowledge boundaries, and FinDendro provides a benchmark and procedure for selecting backtest periods based on demonstrated factual knowledge.

版本更新 · v2arXiv:2608.15008

Harness the Memory: A Holistic Evaluation of Memory Substrates in Memory Agents

Wei-Chieh Huang, Weizhi Zhang, Yuchen Wu, Yankai Chen, Eric Hanchen Jiang, Wooseong Yang, Yiwei Yang, Henry Peng Zou 等 15 位作者

原文摘要

Memory is becoming core infrastructure for long-horizon LLM agents, yet existing evaluations offer limited guidance on which memory substrate, namely the underlying medium in which memory is represented and stored, should be used under different operating regimes. We introduce a unified suite of 26 performance and efficiency metrics, including auxiliary-LLM costs attributed to the write, read, and management stages, and apply it identically to 11 memory methods in a controlled harness that varies only the memory substrate. The methods cover dense and sparse indices, text records, structural stores, hierarchical stores, refinement-based memories, parametric updates, and activation-compatible context mechanisms, and we evaluate them with three backbone models on four benchmark suites spanning user-centric question answering and agent-centric decision-making. Our results show that no single substrate consistently dominates: broad retrieval benefits long-context factual QA, while excessive retrieval can harm sequential decision-making by shifting attention away from action-critical context. Scalability introduces a further routing axis, as substrates that perform well at moderate history lengths can become costly or brittle at longer horizons. These regime-dependent reversals make substrate selection a design axis. Choosing a substrate per observable operating regime improves over the best fixed substrate on our benchmarks, while query-level routing leaves most of the oracle headroom open. The findings provide empirical guidance for designing efficient, reliable, and regime-aware long-term memory for LLM agents.

cs.CL

版本更新 · v3arXiv:2609.27304

The Power of Recruiting the Smaller Side: Two Additional Traders Suffice in Two-Sided Markets

Yang Cai, Vineet Gupta, Yanchen Jiang, Christopher Liaw, Aranyak Mehta, Grigoris Velegkas, Di Wang, Mingfei Zhao

原文摘要

We study Bulow-Klemperer-style competition complexity in two-sided double auctions with $m$ unit-demand buyers drawn i.i.d. from $F_B$ and $n$ unit-supply sellers drawn i.i.d. from $F_S$. When $m \ge n$ and buyer valuations first-order stochastically dominate seller costs ($F_B \succeq_{\mathrm{FSD}} F_S$), we prove that recruiting just two additional sellers enables Seller Trade Reduction (STR), a prior-independent mechanism, to achieve expected Gains From Trade (GFT) at least the first-best GFT of the original market; symmetrically, when $m \le n$, Buyer Trade Reduction suffices with two additional buyers. This resolves open questions of Babaioff, Goldner, and Gonczarowski (SODA 2020) and Cai, Liaw, Mehta, and Zhao (STOC 2024). Moreover, this uniform bound is optimal: already for $m = n = 1$, no prior-independent mechanism (deterministic or randomized) that is dominant-strategy incentive-compatible (DSIC), individually rational (IR), and weakly budget-balanced (WBB) matches the first-best GFT with one additional seller. We further extend our characterization to $r$-dominance ($F_B \succeq_r F_S$), where $r \in (0, 1]$ and $1 - F_B(x) \ge r(1 - F_S(x))$ for all $x \in \mathbb{R}$ (recovering $F_B \succeq_{\mathrm{FSD}} F_S$ at $r = 1$). When $m \ge n \ge 1$, $c = \lceil 1/r \rceil + 1$ additional sellers suffice for STR to match or exceed the first-best GFT, while every prior-independent DSIC, IR, and WBB mechanism requires at least $\max(2, \lceil 1/r \rceil - 1)$ additional sellers even for $m = n = 1$, pinning down the optimal bound to within two traders. Finally, this $Θ(1/r)$ bound cannot be asymptotically improved even by recruiting on both sides: for $r < 1/64$ and $m = n = \lceil 2/(5r) \rceil$, every prior-independent DSIC, IR, and WBB mechanism requires $c \ge \lceil 1/(64r) \rceil = Ω(1/r)$ additional traders per side.

cs.GT

新论文 · v1arXiv:2610.36077HF 社区推荐

The Trinity:Capability-Driven Recursive Self-Improvement for Multimodal Agents

Weidong Tang, Ruiheng Wang, Jingxuan Zhang, Hexin Wang, Haoyuan Chen, Zhengfeiyang Zhang, Yixing Ma, Zichen Jiang 等 20 位作者

原文摘要

Multimodal intelligence can be viewed as human-guided co-evolution between worlds and agents through interaction. However, scaling this process faces two bottlenecks: constructing heterogeneous, verifiable environments is costly, and manual Harness iteration cannot keep pace with growing task diversity and complexity. A key insight is that tasks with different modalities and surface forms can share the same underlying capability requirements. We therefore introduce The Trinity, a recursive self-improvement framework coupling world generation with Harness evolution through three roles: Creator, Explorer, and Evolver. Drawing on verified execution trajectories, Evolver shifts the basis of task organization from surface categories to shared requirements, reorganizing the original task tree into a hierarchical capability tree. We introduce Capability-Driven Real2Sim2Real: for heterogeneous tasks at the same node, Creator abstracts their common requirements into simplified, verifiable simulated worlds for capability learning, while evaluation on original tasks measures transfer. Along this capability tree, Explorer progressively evolves reusable capability modules through selective inheritance, forming a Harness tree whose validated updates accumulate across iterations within a fixed topology. The resulting Harnesses specialize in different capabilities, motivating a Capability-Aware Harness Router that uses public task information to select compatible module configurations from the tree. Our evolved Harnesses improve mean performance by 34 points across 28 training benchmarks and 26 points across 18 unseen benchmarks, including two real-world embodied tasks.

cs.AI · cs.CV

首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.1588ACL Anthology · ACL 2026

Training LLMs for Divide-and-Conquer Reasoning Elevates Test-Time Scalability

Xiao Liang, Zhong-Zhi Li, Zhenghao Lin Microsoft, Eric Hanchen Jiang, Hengyuan Zhang, Yelong Shen, Kai-Wei Chang University of California, Los Angeles and Amazon, Ying Nian Wu 等 10 位作者

原文摘要

Large language models (LLMs) have demonstrated strong reasoning capabilities through step-by-step chain-of-thought (CoT) reasoning. Nevertheless, at the limits of model capability, CoT often proves insufficient, and its strictly sequential nature constrains test-time scalability. A potential alternative is divide-and-conquer (DAC) reasoning, which decomposes a complex problem into subproblems to facilitate more effective exploration of the solution space. Although promising, our analysis reveals a fundamental misalignment between general-purpose post-training and DAC-style inference, which limits the model’s capacity to fully leverage this potential. To bridge this gap and fully unlock LLMs’ reasoning capabilities on the most challenging tasks, we propose an end-to-end reinforcement learning (RL) framework to enhance their DAC-style reasoning capacity. At each step, the policy decomposes a problem into a group of subproblems, solves them sequentially, and addresses the original problem conditioned on the subproblem solutions, with both decomposition and solution integrated into RL training. Under comparable training settings, our DAC-style framework endows the model with a higher performance ceiling and stronger test-time scalability, surpassing CoT by 8.6% in Pass@1 and 6.3% in Pass@32 on competition-level benchmarks. The code is available at the provided link.

cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.1759ACL Anthology · ACL 2026

Mitigating Over-Refusal in Aligned Large Language Models via Inference-Time Activation Energy

Eric Hanchen Jiang, Weixuan Ou, Run Liu, Shengyuan Pang, Guancheng Wan WanFlow AI and Wuhan University, Ranjie Duan Tencent, Wei Dong Nanyang Technological University, Kai-Wei Chang University of California, Los Angeles and Amazon 等 11 位作者

原文摘要

Safety alignment of large language models currently faces a central challenge: existing alignment techniques often prioritize mitigating responses to harmful prompts at the expense of overcautious behavior, leading models to incorrectly refuse benign requests. A key goal of safe alignment is therefore to improve safety while simultaneously minimizing false refusals. In this work, we introduce Energy Landscape Steering (ELS), a novel, fine-tuning free framework designed to resolve this challenge through dynamic, inference-time intervention. We trained a lightweight, external Energy-Based Model (EBM) to assign high energy to undesirable (false refusal or jailbreak) states and low energy to desirable (helpful response or safe reject) ones. During inference, the EBM maps the LLM’s internal activations to an energy landscape, and we use the gradient of the energy function to steer the hidden states toward low-energy regions in real time. This dynamically guides the model toward desirable behavior without modifying its parameters. By decoupling behavioral control from the model’s core knowledge, ELS provides a flexible and computationally efficient solution. Extensive experiments across diverse models demonstrate its effectiveness: raising compliance on the ORB-H benchmark from 57.3% to 82.6% while maintaining the baseline safety performance. Our work establishes a promising paradigm for building LLMs that simultaneously achieve high safety and low false refusal rates.

cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.1764ACL Anthology · ACL 2026

Dynamic Generation of Multi LLM Agents Communication Topologies with Graph Diffusion Models

Eric Hanchen Jiang, Levina Li, Frank Wan, Xiao Liang, Sophia Yin, Yuchen Wu University of Washington, Xinfeng Li Nanyang Technological University, Yizhou Sun University of California, Los Angeles and Amazon 等 11 位作者

原文摘要

The efficiency of multi-agent systems driven by large language models (LLMs) largely hinges on their communication topology. However, designing an optimal topology is a non-trivial challenge, as it requires balancing competing objectives such as task performance, communication cost, and robustness. Existing frameworks often rely on static or hand-crafted topologies, which inherently fail to adapt to diverse task requirements, leading to either excessive token consumption for simple problems or performance bottlenecks for complex ones. To address this challenge, we introduce a novel generative framework called Guided Topology Diffusion (GTD). Inspired by conditional discrete graph diffusion models, GTD formulates topology synthesis as an iterative construction process. At each step, the generation is steered by a lightweight proxy model that predicts multi-objective rewards (e.g., accuracy, utility, cost), enabling real-time, gradient-free optimization towards task-adaptive topologies. This iterative, guided synthesis process distinguishes GTD from single-step generative frameworks, enabling it to better navigate complex design trade-offs. We validated GTD across multiple benchmarks, and experiments show that this framework can generate highly task-adaptive, sparse, and efficient communication topologies, significantly outperforming existing methods in LLM agent collaboration. Our code is available at https://anonymous.4open.science/r/diffusion_agent-953C.

cs.CL · cs.MA

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.492ACL Anthology · ACL 2026

All That Glisters Is Not Gold: A Benchmark for Reference-Free Counterfactual Financial Misinformation Detection

Yuechen Jiang, Zhiwei Liu, Yupeng Cao, Yueru He Columbia University, Ziyang Xu, Chen Xu, Zhiyang Deng, Prayag Tiwari Halmstad University 等 13 位作者

原文摘要

We introduce RFC-Bench, a benchmark for evaluating large language models on financial misinformation under realistic news. RFC-Bench operates at the paragraph level and captures the contextual complexity of financial news where meaning emerges from dispersed cues. The benchmark defines two complementary tasks: reference-free misinformation detection and comparison-based diagnosis using paired original–perturbed inputs. Experiments reveal a consistent pattern: performance is substantially stronger when comparative context is available, while reference-free settings expose significant weaknesses, including unstable predictions and elevated invalid outputs. These results indicate that current models struggle to maintain coherent belief states without external grounding. By highlighting this gap, RFC-Bench provides a structured testbed for studying reference-free reasoning and advancing more reliable financial misinformation detection in real-world settings.

cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.770ACL Anthology · ACL 2026

MultiFinBen: Benchmarking Large Language Models for Multilingual and Multimodal Financial Application

Xueqing Peng Yale University, Lingfei Qian Yale University, Yan Wang Yale University, Ruoyu Xiang, Yueru He Columbia University, Yang Ren Yale University, Mingyang Jiang, Vincent Jim Zhang 等 47 位作者

原文摘要

Real-world financial analysis involves information across multiple languages and modalities, from reports and news to scanned filings and meeting recordings. Yet most existing evaluations of LLMs in finance remain text-only, monolingual, and largely saturated by current models. To bridge these gaps, we present MultiFinBen, the first expert-annotated multilingual (five languages) and multimodal (text, vision, audio) benchmark for evaluating LLMs in realistic financial contexts. MultiFinBen introduces two new task families: multilingual financial reasoning, which tests cross-lingual evidence integration from filings and news, and financial OCR, which extracts structured text from scanned documents containing tables and charts. Rather than aggregating all available datasets, we apply a structured, difficulty-aware selection based on advanced model performance, ensuring balanced challenge and removing redundant tasks. Evaluating 21 leading LLMs shows that even frontier multimodal models like GPT-4o achieve only 46.01% overall, stronger on vision and audio but dropping sharply in multilingual settings. These findings expose persistent limitations in multilingual, multimodal, and expert-level financial reasoning. All datasets, evaluation scripts, and leaderboards are publicly released.

cs.CL · cs.CV

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表