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新论文 · v1arXiv:2611.06027

Practical Estimation of the Bayes Optimal Fairness-Accuracy Tradeoff with Soft Labels

Mohit Sharma, Okan Koç, Amit Deshpande, Takashi Ishida, Gang Niu, Rajiv Ratn Shah, Masashi Sugiyama

原文摘要

There is a fundamental limit to the best prediction error of any model for a given data distribution. In classification, the Bayes error quantifies this limit and serves as both a benchmark for trained models and a criterion to detect overfitting. The state-of-the-art Bayes error estimation techniques for binary classification use only soft labels (positive class probabilities) and require no input features or auxiliary training. We extend such notions to constrained classification problems, such as fairness. Fair classification is an important case of constrained or multi-objective classification. It requires a model not only to be accurate but also to yield fair outcomes (equal or near-equal true positive rates) across different demographic groups (e.g., race and gender). This leads to an inherent fairness-accuracy tradeoff or a Pareto frontier that is used to compare fair classifiers against each other. The focus of our work is to estimate the fundamental limit for this fairness-accuracy tradeoff. We derive an explicit expression for the fair Bayes error rate (i.e., best achievable error rate subject to given fairness constraints), and construct consistent, instance-free estimators for it using only soft labels and group information. We provably bound the bias and the sample complexity of our estimators. Empirically, our method produces a robust, low-variance estimate of the optimal fairness-accuracy tradeoff curve, even when the soft labels are noisy and derived from a classification model on hard labels.

cs.LG · cs.AI

新论文 · v1arXiv:2611.02620

Adaptive Localization of Knowledge Negation for Continual LLM Unlearning

Abudukelimu Wuerkaixi, Qizhou Wang, Sen Cui, Wutong Xu, Bo Han, Gang Niu, Masashi Sugiyama, Changshui Zhang

原文摘要

With the growing deployment of large language models (LLMs) across diverse domains, concerns regarding their safety have grown substantially. LLM unlearning has emerged as a pivotal approach to removing harmful or unlawful content while maintaining utility. Despite increasing interest, the challenges of continual unlearning, which is common in real-world scenarios, remain underexplored. Successive unlearning tasks often lead to intensified utility degradation. To effectively unlearn targeted knowledge while preserving LLM utility, it is essential to minimize changes in model parameters by selectively updating those linked to the target knowledge, thereby ensuring other knowledge remains unaffected. Building on the task vector framework, we propose a new method named ALKN (Adaptive Localization of Knowledge Negation), which uses dynamic masking to sparsify training gradients and adaptively adjusts unlearning intensity based on inter-task relationships. Comprehensive experiments across three well-established LLM unlearning datasets demonstrate that our approach consistently outperforms baseline methods in both unlearning effectiveness and utility retention under continual unlearning settings.

cs.LG