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版本更新 · v2arXiv:2503.23013

DAT: Dynamic Alpha Tuning for Hybrid Retrieval in Retrieval-Augmented Generation

Hsin-Ling Hsu, Jerry Wang, Jengnan Tzeng

Hybrid retrieval techniques in Retrieval-Augmented Generation (RAG) systems enhance information retrieval by combining dense and sparse (e.g., BM25-based) retrieval methods. However, existing approaches struggle with adaptability, as fixed weighting schemes fail to adjust to different queries. To address this, we propose DAT (Dynamic Alpha Tuning), a novel hybrid retrieval framework that dynamically balances dense retrieval and BM25 for each query. DAT leverages a large language model (LLM) to evaluate the effectiveness of the top-1 results from both retrieval methods, assigning an effectiveness score to each. It then calibrates the optimal weighting factor through effectiveness score normalization, ensuring a more adaptive and query-aware weighting between the two approaches. Empirical results show that DAT consistently significantly outperforms fixed-weighting hybrid retrieval methods across various evaluation metrics. Even on smaller models, DAT delivers strong performance, highlighting its efficiency and adaptability.

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cs.IR
arXiv ↗PDF ↗
版本更新 · v2arXiv:2610.09401

Can the Library Speak? Self-Advertised Method Selection for Formal Proving

Xiaopeng Yuan, Suijin Wang, Yanli Wang, Haibo Jin, Peng Kuang, Jerry Wang, Lijun Yu, Haohan Wang

LLM-based formal provers can retrieve relevant lemmas and prior proofs, but relevance alone does not say whether a mathematical method can be used on the current theorem. A method has prerequisites, a target, an intended action, and obligations that its use leaves to prove. Methods that look equally related to a theorem may therefore differ substantially in whether they offer a plausible next step. We formulate this as an applicability-aware method-selection problem and introduce self-advertisement: before candidates are ranked, a model generates a problem-specific proposal for each one, stating what part of the goal it targets, what action it would take, and what conditions that action requires. We organize 82 reusable methods from Putnam 2000-2014 as Method Contracts, which pair applicability descriptions with Mathlib anchors, a checked example or scaffold, and expected proof obligations. A single batched call elicits proposals across the library; vague or unsupported proposals are demoted, yielding a ranked shortlist accompanied by inspectable claims about each candidate's use. We analyze when similarity-based representations cannot distinguish methods with different applicability, how errors in applicability estimates affect shortlist quality, and what a checked scaffold guarantees under its stated assumptions. Against lexical, embedding, and embedding-plus-LLM reranking baselines, self-advertisement achieves 95.0% hit@5 on Putnam 2015-2025, compared with 84.2% for the strongest reranker. On IMO ProofBench, it achieves 91.7% compared with 88.3%. These results indicate improved coverage of annotated methods in the retrieved shortlists, particularly on Putnam.

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cs.AI
arXiv ↗PDF ↗