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版本更新 · v2arXiv:2610.00663

Backdoor Containment via Expert Quarantine and Shutdown in LLMs

Jianwei Li, Min-Seon Kim, Jung-Eun Kim

原文摘要

Backdoored large language models (LLMs) can behave normally on benign inputs while producing attacker-specified outputs under hidden triggers. Existing defenses span four stages---prior-training, in-training, post-training, and inference-time---and share one of two underlying strategies: either suppress backdoor learning (by filtering poisoned data or interrupting its acquisition during optimization) or learn, then purify (by repairing model weights or gating inputs after a fully backdoored model has formed). We propose a third strategy, learn, but channel: allow backdoor formation during training but route it into a designated, quarantined component that can be disabled at deployment. To this end, we propose Quarantined Expert Shutdown QES, a computationally efficient containment strategy built in a regularization-steered MoE-like setting. Specifically, given a poisoned dataset, QES augments a Transformer-based language model with routed expert-specific LoRA branches and lightweight routers, and uses auxiliary routing objectives to attract trigger-conditioned behavior into a designated expert while preserving benign capability elsewhere. At deployment, mitigation reduces to a single constant-time operation: zeroing the quarantined expert's routing weight, without trigger screening or further updating model weights. Empirically, our methods reduce the attack success rate (ASR) from 100% to 0-10% on most settings across two tasks, three attacks, and four model families, while downstream utility is often preserved or only modestly affected. These results establish learn, but channel as a previously unexplored regime for backdoor containment in generative LLMs.

cs.AI · cs.CR · cs.LG

版本更新 · v2arXiv:2610.00685

Backdoor Purification for LoRA-Tuned LLMs via Null-Space Projection

Jianwei Li, Jung-Eun Kim

原文摘要

With the rapid adoption of large language models (LLMs) and parameter-efficient fine-tuning (PEFT) methods, the risk of backdoor attacks has become more severe. Existing backdoor purification methods typically rely on at least one of the strong assumptions, such as prior knowledge of triggers, access to clean references, or aggressive retraining, and they often lack comprehensive evaluations. These constraints substantially limit their practical applicability. To overcome these challenges, our work proposes purifying LoRA-tuned LLMs without these assumptions and even without post-hoc retraining of the suspect parameters. Our objective is to significantly reduce the attack success rates (ASR) while preserving both (i) the base model's general capabilities and (ii) the new downstream skills learned through the adapter. Through a series of examinations, we progressively scale our approach from a single layer in a text classification setting to a full-parameter LLM in the generative task. Through careful data curation and feature approximation, we extract high-fidelity backdoor directions and, for each layer or head, construct orthogonal null spaces in both the input and output channels, onto which the LoRA updates are projected. Empirically, our null-space projection method reduces the ASR from nearly 100% to less than 10%, while preserving the base model's benign performance and the adapter's learned abilities during downstream task adaptation.

cs.AI · cs.CR · cs.LG