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首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.740ACL Anthology · ACL 2026

Knowing When Not to Answer: Lightweight KB-Aligned OOD Detection for Safe RAG

Ilias Triantafyllopoulos New York University, Renyi Qu Microsoft, Salvatore Giorgi National Institutes of Health, Brenda Curtis National Institute on Drug Abuse/NIH, Lyle Ungar University of Pennsylvania, João Sedoc New York University

原文摘要

Retrieval-Augmented Generation (RAG) systems are increasingly deployed in high-stakes domains, where safety depends not only on how a system answers, but also on whether a query should be answered given a knowledge base (KB). Out-of-domain (OOD) queries can cause dense retrieval to surface weakly related context and lead the generator to produce fluent but unjustified responses. We study lightweight, KB-aligned OOD detection as an always-on gate for RAG systems. Our approach applies PCA to KB embeddings and scores queries in a compact subspace selected either by explained-variance retention (EVR) or by a separability-driven -test ranking. We evaluate geometric semantic-search rules and lightweight classifiers across 16 domains, including high-stakes COVID-19 and Substance Use KBs, and stress-test robustness using both LLM-generated attacks and an in-the-wild 4chan attack. We find that low-dimensional detectors achieve competitive OOD performance while being faster, cheaper, and more interpretable than prompted LLM-based judges. Finally, human and LLM-based evaluations show that OOD queries primarily degrade the relevance of RAG outputs, highlighting the need for efficient external OOD detection to maintain safe, in-scope behavior.

cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表