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版本更新 · v3arXiv:2608.29057

Sparse Koopman Autoencoders Identify Local Dynamical Regimes in Multibasin Systems

Aidan Li, Uday Kiran Reddy Tadipatri, Mahan Fathi, Sarath Chandar, Ross Goroshin

原文摘要

Koopman autoencoders (KAEs) seek a higher-dimensional latent representation in which nonlinear dynamics evolve linearly. However, many interesting systems have multiple basins of attraction, and both theoretical and empirical work has shown these multibasin systems cannot generally admit a single finite-dimensional global Koopman embedding under standard assumptions. We posit that encoders with a sparsity-inducing objective encouraging few active latent coefficients will provide latent supports as an inspectable basin-modeling principle for Koopman autoencoders. We use these encoders producing sparse latents in training Sparse Koopman Autoencoders (SKAEs) without basin labels or other regime annotations, and treat the learned latent supports as model-produced regime variables after training. Across a range of procedurally generated multibasin systems and chaotic flows, we show that SKAEs have superior forecasting performance compared to dense-latent KAEs. We also perform a mechanistic study that shows latent supports produced by SKAEs are both essential for the quality of the representation and useful for identifying basins on basin-interior states, whereas dense-latent KAEs collapse to an uninformative single support family. These results identify sparse latents and their corresponding supports as label-free, interpretable regime variables for Koopman learning in nonlinear systems with multiple local dynamical laws.

cs.LG · math.DS

版本更新 · v3arXiv:2606.00686

Dialectics of Alignment: Harnessing Unsafe Knowledge for Dynamic Safety Routing

Maryam Hashemzadeh, Jerry Huang, Minseon Kim, Marc-Alexandre Côté, Sarath Chandar

原文摘要

The prevailing paradigm in large language model (LLM) alignment operates via erasure, filtering unsafe data or training models to strictly refuse harmful prompts. While effective at reducing immediate toxicity, this approach fundamentally constricts the model's epistemological scope, resulting in over-cautious systems that output uninformative blanket refusals to sensitive yet benign queries. In this work, we challenge the orthodoxy that unsafe data must be discarded. We propose a dialectical approach to alignment, positing that unsafe data encodes rich, domain-specific knowledge critical for nuanced, safe, and informative generation. To operationalize this, we introduce SafeMoE, a Mixture-of-Experts (MoE) framework that isolates unsafe knowledge into domain-specific Low-Rank Adapters (LoRA experts) trained exclusively on harmful corpora. To synthesize safety from these unsafe primitives, we train a lightweight gating network using a minimal, highly curated set of safe-informative responses (as few as 100 samples per domain). During inference, this router dynamically orchestrates the unsafe experts, effectively steering the generation trajectory toward safe outcomes while harnessing the experts' deep domain knowledge. Extensive empirical evaluations across stringent safety benchmarks demonstrate that SafeMoE is not only safer, achieving over a 20% relative improvement in safe response rate over the strongest baseline (RealSafe-R1 on PKU-SafeRLHF; more than a 15% absolute gain), but also produces more informative responses when safety and harmfulness are of paramount concern. Furthermore, the routing mechanism exhibits strong zero-shot generalization to unseen domains and broader safety tasks without domain-specific supervision. Our findings suggest a paradigm shift in alignment: true safety requires not the masking of unsafe knowledge, but its controlled integration.

cs.LG