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新论文 · v1arXiv:2611.05033

Whose Effect Is It? How Objectives Inflate Learned Subspace Interventions

Toygar Tanyel, Serkan Ayvaz

Interpretability often locates concepts by copying part of a language model's state from one input into another (activation patching). A larger output change counts as stronger evidence that this part carries the concept. Methods that learn which part to copy often change the output more than the whole state does. By that reading, learned parts isolate the concept more cleanly. Yet the whole contains the part. So whose effect is this excess, the network's or the method's? Copying the whole state learns nothing, so it shows what the network produces. We prove that, to first order, the effects of orthogonal parts add up to that of the whole. A part therefore exceeds the whole exactly when the rest moves the output back, which does not require isolating the concept more cleanly. Objectives that reward a larger effect select such parts. Distributed alignment search with cross-entropy, for example, exceeds the whole-state copy just before the output on almost all tasks, and inside the network at most sites. In both, changing only its objective to target what the network produces removes most of the excess. It therefore comes largely from the objective, so a larger learned effect alone is not stronger evidence.

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cs.CL
arXiv ↗PDF ↗
版本更新 · v2arXiv:2607.20436

Routing Subspaces: Auditing Evaluation-to-Deployment Mismatch in Fine-Tuned Language Models

Phongsakon Mark Konrad, Toygar Tanyel, Serkan Ayvaz

Safety evaluations often assume that behavior observed during testing reflects behavior in ordinary use, but fine-tuning can break this assumption. A checkpoint can appear fixed under evaluation-style prompts while the same behavior persists under ordinary-use prompts. Output scores reveal this mismatch but do not locate it. We investigate whether the distinction is encoded in a stable internal site and introduce an audit that fits a paired activation contrast at a path-patching-informed mid-depth window, then modifies the resulting coordinate on held-out prompts. The intervention reduces the evaluation-to-deployment gap by more than $0.12$ in ten of twelve model--behavior settings and closes it (post-intervention gap below $0.06$) in four, across four full-matrix instruction-tuned model instances; among the eight settings with $n{\geq}120$ paired questions, six reduce and one closes. A fifth model supports localization and edit-provenance checks, and in the twelve settings deployment-framed rates change by at most $6.1$pp. On retrained checkpoints, random directions at the same dose do not reproduce the effect, and off-window controls do so only in part. The strongest literal evidence for an evaluation-versus-deployment distinction comes from sandbagging, whose prompt framing is explicitly evaluative; sycophancy and refusal test framing-contingent task distinctions. The two weak cells, both sycophancy, show where a single-coordinate audit at a fixed window is not sufficient. The audit is a non-adaptive, white-box diagnostic for controlled fine-tuned checkpoints, not a training-time defense, a guarantee of deployment safety, or evidence about naturally arising failures.

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cs.CL · cs.AI · cs.SE
arXiv ↗PDF ↗
版本更新 · v2arXiv:2605.10575

Acceptance Cards:A Four-Diagnostic Standard for Safe Fine-Tuning Defense Claims

Phongsakon Mark Konrad, Toygar Tanyel, Serkan Ayvaz

Safe fine-tuning defenses are often endorsed on the basis of a held-out gap reduction, but the same reduction can come from sampling noise, subject artifacts, capability loss, or a mechanism that does not transfer. We introduce Acceptance Cards: an evaluation protocol, a documentation object, an executable audit package, and a claim-specific evidential standard for safe fine-tuning defense claims. The protocol checks statistical reliability, fresh semantic generalization, mechanism alignment, and cross-task transfer before treating a gap reduction as a full-card pass. Re-scored under this installed-gap protocol, SafeLoRA fails the full-card pass on Gemma-2-2B-it: under strict mechanism-class coding it fails all four diagnostics, and under a permissive shrinkage relabel it still fails three of four. This is a narrow installed-gap audit on one model family, not a global judgment of SafeLoRA's effectiveness. In a 46-cell audit, no cell satisfies the strict conjunction. The closest family is a near miss that passes reliability and mechanism checks where the required data are available, but fails the fresh-subject threshold, lacks a strict transfer pass, and carries a measurable deployment-accuracy cost.

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cs.CR · cs.AI · cs.LG
arXiv ↗PDF ↗