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arXiv 最近完成扫描:等待完成 · 全站最近入库:2026-11-02 00:39各信源进度 →

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版本更新 · v2arXiv:2609.35744

FinAutoRubric: Expert-Guided Automatic Rubric Generation for Evaluating Financial Research Agents

Hoyoung Lee, Suyeol Yun, Jack Haverty, Yunju Cho, Meesong Kim, Daekyung Park, Sumin Kim, Jihoon Kwon 等 20 位作者

Evaluating finance research agents requires rubrics that reflect expert standards and fix the values correct as of an information cutoff. Expert-reviewed finance benchmarks rely on fixed, per-item rubrics, which are costly to extend and cannot encode each institution's own standard. In FinAutoRubric, experts specify reusable evaluation guidance, while agents and code carry out query-specific rubric generation, review, and validation. This expert guidance governs every agent, as prompts and as rules that code enforces, and a Task Bank of reusable criteria carries it across tasks. In long-horizon loops that follow the expert guidance, a writer agent researches every expected value and a reviewer agent verifies it, and failures escalate to a human. On three expert-authored finance benchmarks, its rubrics track expert scoring as closely as the strongest evaluated generator while stating the expert rubric's expected value for more criteria, their scores agree with human grading, and in-house analysts prefer them in a blind review. The released 100-query FinAutoRubric Benchmark, built from in-house analysts' key questions across 78 tasks and eight asset classes, shows that rubrics from an earlier model generation still leave headroom for a later one.

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cs.AI · q-fin.CP
arXiv ↗PDF ↗
首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-industry.93ACL Anthology · ACL 2026

CascadeDebate: Multi-Agent Deliberation for Cost-Aware LLM Cascades

Raeyoung Chang, Dongwook Kwon, Jisoo Lee, Nikhil Verma

Cascaded LLM systems coordinate models of varying sizes with human experts to balance accuracy, cost, and abstention under uncertainty. However, single-model tiers at each stage falter on ambiguous queries, triggering premature escalations to costlier models or experts due to under-confidence and inefficient compute scaling. CascadeDebate addresses this critical gap by inserting multi-agent deliberation directly at each tier’s escalation boundary. Confidence-based routers activate lightweight agent ensembles only for uncertain cases, enabling consensus-driven resolution of ambiguities internally, without invoking higher-cost upgrades. Our unified architecture alternates single-model inference with selective multi-agent deliberation across model scales, culminating in human experts as final fallback. This design scales test-time compute dynamically to query difficulty. Across five benchmarks spanning science, medicine, and general knowledge, CascadeDebate outperforms strong single-model cascades and standalone multi-agent systems by up to 26.75%.An online threshold optimizer proves essential, boosting accuracy 20.98–52.33% relative improvement over fixed policies and enabling elastic adaptation to real-world distributions.

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cs.CL · cs.MA

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 6: Industry Track) · 2026 · 正式发表

ACL Anthology · ACL 2026 ↗PDF ↗
首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.1064ACL Anthology · ACL 2026

How Training Data Shapes the Use of Parametric and In-Context Knowledge in Language Models

Minsung Kim, Dong-Kyum Kim, Jea Kwon Max Planck Institute, Nakyeong Yang, Kyomin Jung Seoul National University, Meeyoung Cha Max Planck Institute for Security and Privacy and Korea Advanced Institute of Science & Technology

Large language models leverage both parametric knowledge acquired during pretraining and in-context knowledge provided at inference time. Crucially, when these sources conflict, models arbitrate based on their internal confidence, preferring parametric knowledge for high-confidence facts while deferring to context for less familiar ones. However, the training conditions that give rise to these fundamental behaviors remain unclear. Here we conduct controlled experiments using synthetic corpora to identify the specific data properties that shape knowledge utilization. Our results reveal a counterintuitive finding: the robust, balanced use of both knowledge sources is an emergent property that requires the co-occurrence of three factors typically considered detrimental, including (i) intra-document repetition, (ii) a moderate degree of intra-document inconsistency, and (iii) a skewed knowledge distribution. We further show that these dynamics arise in real-world language model pretraining and analyze how post-training procedures reshape arbitration strategies. Together, our findings provide empirical guidance for designing training data that supports the reliable integration of parametric and in-context knowledge in language models.

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cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

ACL Anthology · ACL 2026 ↗PDF ↗
首次观测 · 记录 #1ACL Anthology · ACL 2026:acl:2026.acl-long.463ACL Anthology · ACL 2026

SGT: Securing Open-Source LLMs Against Malicious Fine-tuning via Safety Guidance Trigger

Sunguk Shin, Fangzhao Wu Microsoft, Byung-Jun Lee Korea University and Gauss Labs Inc., Meeyoung Cha Max Planck Institute for Security and Privacy and Korea Advanced Institute of Science & Technology, Sungwon Park

Open-weight large language models (LLMs) enable broad customization, but also increase exposure to post-release misuse, including malicious fine-tuning (MFT). To mitigate this risk, many prior defenses aim to improve the robustness of open-weight models to MFT by constraining adversarial fine-tuning dynamics in parameter space or mitigating harmful information encoded in internal representations. Nevertheless, since malicious fine-tuning can still erode safety, developing robust safeguards for open-weight models that fundamentally mitigate this risk remains an open research problem. In this paper, we characterize a safety region for open-weight LLMs and propose Safety Guidance Trigger (SGT), which guides fine-tuning toward the safety manifold to preserve alignment. SGT has two stages: (1) optimizing a safety trigger that steers the base model toward safe responses and (2) training the open-weight model to align its internal features with trigger-induced safety representations. We demonstrate that SGT substantially improves robustness against malicious fine-tuning, requiring adversaries to increase their data budget significantly to compromise safety. Our analysis shows that SGT anchors model representations to a safety region, which remains stable under malicious fine-tuning.

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cs.CL

Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · 2026 · 正式发表

ACL Anthology · ACL 2026 ↗PDF ↗