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原文摘要

Objective: Epidemic outbreaks are often asynchronous across regions, yet collaborative forecasting is hampered by privacy laws and heterogeneous public health interventions. We developed and evaluated, as a proof of concept, a federated learning (FL) framework for cross-regional COVID-19 forecasting under asynchronous outbreaks among Guangdong, Macau, and Portugal, while maintaining data sovereignty. Methods: Using daily case data from WHO and China CDC for the three regions, whose outbreaks were asynchronous and interventions heterogeneous, we trained Long Short-Term Memory networks via FL for short-term forecasting, benchmarked against localized and centralized training using Root Mean Square Error, Mean Absolute Error, and Symmetric Mean Absolute Percentage Error. All experiments used the Flower FL framework with consistent hyperparameters across sites. Publicly available, aggregated case-count data were used so that the centralized benchmark could be computed as a reference. Results: The dataset comprised 1,233 daily observations (411 days) of new confirmed COVID-19 cases from November 24, 2021, to January 8, 2023. The earlier Omicron wave in Portugal supplied transmission dynamics that improved forecasts in the later-onset regions of Macau and Guangdong. The FL model achieved a normalized Root Mean Square Error of 0.028, an 88.3% improvement over the local model (0.240) and comparable to the centralized model, with network overhead mainly determined by model size and aggregation rounds. Conclusion: FL achieved short-term forecasting accuracy close to centralized training while maintaining data residency, with acceptable overhead. Leveraging asynchronous outbreaks across regions may offer a practical path to privacy-preserving collaborative forecasting, though prospective validation is required.