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新论文 · v1arXiv:2611.15475

Loyalty Capture: Reporting Relationships and Structural Sycophancy in Frontier AI Models

Eric So, Alex Imas

原文摘要

We show that AI models exhibit loyalty capture, a form of structural sycophancy in which reporting relationships influence models' recommendations to serve the personal interests of their supervisors, without any explicit instruction, user feedback, or adversarial prompting. Specifically, models reporting to a CEO are significantly more likely to recommend cutting investment spending when the CEO's bonus depends on raising current period earnings. This effect is predictably absent from a metric-irrelevant placebo. The behavior appears consistent with loyalty-based motivated reasoning: models identify the bonus target, calculate how their recommendation helps achieve the target, and dismiss considerations of long-term value, often presenting their recommendations without treating the incentive as a conflict of interest. Prompt-based interventions help whereas generic conflict disclosures or stakeholder bargaining fail to eliminate it. Taken together, our findings indicate that AI models deployed within reporting relationships can act in favor of their supervisor's incentives at the expense of the organizations they are meant to serve.

cs.AI

版本更新 · v2arXiv:2605.08866

Tight Generalization Bounds for Noiseless Inverse Optimization

Pouria Fatemi, Hoomaan Maskan, Suvrit Sra, Peyman Mohajerin Esfahani

原文摘要

Inverse optimization (IO) seeks to infer the parameters of a decision-maker's objective from observed context--action data. We study noiseless IO, where demonstrations are generated by a ground-truth objective. We provide a high-probability ${O}(\frac{d}{T})$ generalization bound for the induced action set, where $d$ is the number of unknown parameters and $T$ is the size of the training dataset. We strengthen this guarantee under additional conditions that ensure uniqueness of the chosen action, bringing our IO guarantees in line with best-arm identification results in the bandit literature. We further show that the ${O}(\frac{d}{T})$ rate is tight over all consistent estimators considered here, and extend the result to both instantaneous and cumulative regret. Notably, the resulting regret lower bound matches the corresponding upper bounds in the adversarial setting, indicating that the stochastic IO setting is effectively adversarial for the class of estimators studied here. Finally, we propose a parameter-free algorithm with lower per-iteration complexity than generic solvers. Experiments validate the predicted rates and illustrate the tightness of our bounds.

stat.ML · cs.LG · math.OC

新论文 · v1arXiv:2611.06914

面向LLM社会智能体的上下文丰富与选择性鲁棒性框架

A Framework for Context Enrichment and Selective Robustness in LLM Social Agents

Mattia Greiche, Reihaneh Rabbany, Maximilian Puelma Touzel

AI 速读 基于摘要

提出受控上下文丰富方法与“选择性鲁棒性”验证标准,并在类囚徒困境游戏中比较不同上下文丰富形式对LLM智能体行为的影响。

cs.MA · cs.CL · cs.LG

查看原文摘要

Researchers use large language models as agents in social simulations, where agents are prompted with observations and background information intended to shape their actions. Yet LLM agents have been shown to substantially change their behavior under meaning-preserving prompt variations, creating a validation problem for social simulation. One plausible hypothesis is that this brittleness reflects a lack of grounding and can be reduced by enriching the context provided to the agents. Whether richer context improves robustness remains unclear, in part because context richness and robustness are rarely defined in ways that support controlled comparisons. We address the first need with controlled context enrichment, a set of prompt substitution rules that systematically enriches distinct types of context: neutral padding, generic social background, descriptive decision grounding, and normative decision grounding. We address the second by introducing selective robustness as a validation criterion: insensitivity to meaning-preserving prompt variation combined with a directional response to decision-relevant changes in the social world. We demonstrate the framework in a Prisoner's Dilemma-like game, showing how it can be used to identify which forms of context enrichment produce more desirable and robust agent behavior. We find that these forms of enrichment produce distinct behavioral patterns that vary between the two models tested.

新论文 · v1arXiv:2611.02023

Naviq: An Open-Source System-on-Chip Simulator for Rapid Prototyping, Verification, and Design Space Exploration

Scott Smith, Lukas Zscherpel, Alyssa Huang, Marissa Lanz, Deming Chen

原文摘要

Modern FPGA SoCs are no longer just collections of accelerators on top of a programmable fabric. They combine programmable logic with hardened processors, NoCs, and components that dominate end-to-end performance. Evaluating individual pieces is insufficient; system performance depends on the interplay of SoC components. However, current FPGA SoC simulations provide limited support for this style of evaluation. Vendor simulations capture these interactions but are prohibitively slow for iterative design-space exploration. At the same time, generic software models overly abstract the hardware components that determine real behavior, resulting in less accurate simulations. Fast, easy-to-use simulators that accurately model real SoCs are critical for system debugging and design space exploration. We present Naviq, an open-source, cycle-level software simulator for FPGA SoCs, tuned to AMD Versal-class architectures. Naviq bridges accurate but slow vendor simulation and fast software modeling: it captures key behaviors of modern commercial FPGA SoCs while being fast enough for debugging and design-space exploration. Naviq models hardened SoC infrastructure in C++ and integrates accelerators through Verilator, allowing designers to evaluate custom hardware in a full-system environment. At the center of Naviq is an AXI4-compliant NoC model that captures transaction ordering, packetization, routing, backpressure, and memory interactions. Naviq provides CPU and memory integration, protocol checking, checkpointing, tracing, and performance-analysis tools for debugging and design-space exploration. Experimental results show Naviq closely reproduces the bandwidth and latency of Vivado's RTL NoC model while accelerating the evaluated simulations by 81x-182x. We present five case studies demonstrating Naviq's capabilities. Naviq enables practical full-system evaluation of modern FPGA SoC designs.

cs.AR