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arXiv:2507.18539 · v4

Initial Algebras, Well-Founded Coalgebras, and Kőnig's Lemma

首次提交 2025-07-25 00:06
版本更新 2026-11-11 22:22
雷达观测 2026-11-13 14:16
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摘要

Kőnig's lemma is a fundamental result about trees with countless applications in mathematics and computer science. In contrapositive form, it states that if a tree is finitely branching and well-founded (i.e. has no infinite paths), then it is finite. We present a coalgebraic version of Kőnig's lemma featuring two dimensions of generalization: from finitely branching trees to coalgebras for a finitary endofunctor HH, and from the base category of sets to a locally finitely presentable category c\mathbb{c}, such as the category of posets, nominal sets, or convex sets. Our coalgebraic Kőnig's lemma states that, under mild assumptions on C\mathbb{C} and HH, every well-founded coalgebra for HH is the directed join of its well-founded subcoalgebras with finitely generated state space -- in particular, the category of well-founded coalgebras is locally presentable. As applications, we derive versions of Kőnig's lemma for graphs in a topos as well as for nominal and convex transition systems. Additionally, we show that the key construction underlying the proof gives rise to two simple constructions of the initial algebra (equivalently, the final recursive coalgebra) for the functor HH: The initial algebra is both the colimit of all well-founded and of all recursive coalgebras with finitely presentable state space. Remarkably, this result holds even in settings where well-founded coalgebras form a proper subclass of recursive ones. The first construction of the initial algebra is entirely new, while for the second one our approach yields a short and transparent new correctness proof.

作者备注:Extended Journal Version

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v4 · 2026-11-11 22:22 · 最新观测版本

Initial Algebras, Well-Founded Coalgebras, and Kőnig's Lemma

Kőnig's lemma is a fundamental result about trees with countless applications in mathematics and computer science. In contrapositive form, it states that if a tree is finitely branching and well-founded (i.e. has no infinite paths), then it is finite. We present a coalgebraic version of Kőnig's lemma featuring two dimensions of generalization: from finitely branching trees to coalgebras for a finitary endofunctor HH, and from the base category of sets to a locally finitely presentable category c\mathbb{c}, such as the category of posets, nominal sets, or convex sets. Our coalgebraic Kőnig's lemma states that, under mild assumptions on C\mathbb{C} and HH, every well-founded coalgebra for HH is the directed join of its well-founded subcoalgebras with finitely generated state space -- in particular, the category of well-founded coalgebras is locally presentable. As applications, we derive versions of Kőnig's lemma for graphs in a topos as well as for nominal and convex transition systems. Additionally, we show that the key construction underlying the proof gives rise to two simple constructions of the initial algebra (equivalently, the final recursive coalgebra) for the functor HH: The initial algebra is both the colimit of all well-founded and of all recursive coalgebras with finitely presentable state space. Remarkably, this result holds even in settings where well-founded coalgebras form a proper subclass of recursive ones. The first construction of the initial algebra is entirely new, while for the second one our approach yields a short and transparent new correctness proof.

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