← 研踪 PaperTrailarXiv:2601.05437 · v4
Tracing Moral Foundations in Large Language Models
首次提交 2026-01-09 08:09
版本更新 2026-11-10 07:17
雷达观测 2026-11-11 11:04
摘要
Large language models often produce human-like moral judgments, but it is unclear whether this reflects an internal conceptual structure or superficial ``moral mimicry.'' Using Moral Foundations Theory (MFT) as an analytic framework, we study how moral foundations are encoded, organized, and expressed across 14 base and instruction-tuned LLMs spanning four model families (Llama, Qwen2.5, Qwen3-MoE, Mistral) and scales from 7B to 70B. We employ a multi-level approach combining (i) layer-wise analysis of MFT concept representations and their alignment with human moral perceptions, (ii) pretrained sparse autoencoders (SAEs) over the residual stream to identify sparse features that support moral concepts, and (iii) causal steering interventions using dense MFT vectors and sparse SAE features. We find that models represent and distinguish moral foundations in a manner that aligns with human judgments, and that this moral geometry naturally emerges from pretraining and is selectively rewired by post-training. At a finer scale, SAE features show clear semantic links to specific foundations, suggesting partially disentangled mechanisms within shared representations. Finally, steering along either dense vectors or sparse features produces predictable shifts in foundation-relevant behavior, demonstrating a causal connection between internal representations and moral outputs. Together, our results provide mechanistic evidence that moral concepts in LLMs are distributed, layered, and partly disentangled, suggesting that pluralistic moral structure can emerge as a latent pattern from the statistical regularities of language alone.
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v4 · 2026-11-10 07:17 · 最新观测版本
Tracing Moral Foundations in Large Language Models
Large language models often produce human-like moral judgments, but it is unclear whether this reflects an internal conceptual structure or superficial ``moral mimicry.'' Using Moral Foundations Theory (MFT) as an analytic framework, we study how moral foundations are encoded, organized, and expressed across 14 base and instruction-tuned LLMs spanning four model families (Llama, Qwen2.5, Qwen3-MoE, Mistral) and scales from 7B to 70B. We employ a multi-level approach combining (i) layer-wise analysis of MFT concept representations and their alignment with human moral perceptions, (ii) pretrained sparse autoencoders (SAEs) over the residual stream to identify sparse features that support moral concepts, and (iii) causal steering interventions using dense MFT vectors and sparse SAE features. We find that models represent and distinguish moral foundations in a manner that aligns with human judgments, and that this moral geometry naturally emerges from pretraining and is selectively rewired by post-training. At a finer scale, SAE features show clear semantic links to specific foundations, suggesting partially disentangled mechanisms within shared representations. Finally, steering along either dense vectors or sparse features produces predictable shifts in foundation-relevant behavior, demonstrating a causal connection between internal representations and moral outputs. Together, our results provide mechanistic evidence that moral concepts in LLMs are distributed, layered, and partly disentangled, suggesting that pluralistic moral structure can emerge as a latent pattern from the statistical regularities of language alone.
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