← 研踪 PaperTrailarXiv:2604.12151 · v2
Distinct mechanisms underlying in-context learning in transformers
首次提交 2026-04-14 08:01
版本更新 2026-11-07 00:11
雷达观测 2026-11-09 13:22
摘要
Modern distributed networks, notably transformers, acquire a remarkable ability (termed `in-context learning') to adapt their computation to input statistics, such that a fixed network can be applied to data from a broad range of systems. Here, we provide a complete mechanistic characterization of this behavior in transformers trained on a finite set $S$ of discrete Markov chains. The transformer displays four algorithmic phases, characterized by whether the network memorizes and generalizes, and whether it uses 1-point or 2-point statistics. We show that the four phases are implemented by multi-layer subcircuits that exemplify two qualitatively distinct mechanisms for implementing context-adaptive computations. Minimal models isolate the key features of both motifs. Memorization and generalization phases are delineated by two boundaries that depend on data diversity, $K = |S|$. The first ($K_1^\ast$) is set by a kinetic competition between subcircuits and the second ($K_2^\ast$) is set by a representational bottleneck. A symmetry-constrained theory of a transformer's training dynamics explains the sharp transition from 1-point to 2-point generalization and identifies key features of the loss landscape that allow the network to generalize. Put together, we show that transformers develop distinct subcircuits to implement in-context learning and identify conditions that favor certain mechanisms over others.
作者备注：56 pages, 28 figures
观测到的版本
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v2 · 2026-11-07 00:11 · 最新观测版本
Distinct mechanisms underlying in-context learning in transformers
Modern distributed networks, notably transformers, acquire a remarkable ability (termed `in-context learning') to adapt their computation to input statistics, such that a fixed network can be applied to data from a broad range of systems. Here, we provide a complete mechanistic characterization of this behavior in transformers trained on a finite set $S$ of discrete Markov chains. The transformer displays four algorithmic phases, characterized by whether the network memorizes and generalizes, and whether it uses 1-point or 2-point statistics. We show that the four phases are implemented by multi-layer subcircuits that exemplify two qualitatively distinct mechanisms for implementing context-adaptive computations. Minimal models isolate the key features of both motifs. Memorization and generalization phases are delineated by two boundaries that depend on data diversity, $K = |S|$. The first ($K_1^\ast$) is set by a kinetic competition between subcircuits and the second ($K_2^\ast$) is set by a representational bottleneck. A symmetry-constrained theory of a transformer's training dynamics explains the sharp transition from 1-point to 2-point generalization and identifies key features of the loss landscape that allow the network to generalize. Put together, we show that transformers develop distinct subcircuits to implement in-context learning and identify conditions that favor certain mechanisms over others.
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