← 研踪 PaperTrailarXiv:2610.19731 · v2
What Happens to the Goal? Distinct Failures of Policy Alignment in Goal Misgeneralization
首次提交 2026-10-14 15:52
版本更新 2026-10-28 09:02
雷达观测 2026-10-30 10:23
摘要
Goal misgeneralization is a common failure mode in which an agent behaves competently out of distribution but pursues a proxy that coincided with the intended goal during training instead of the goal itself. However, we still have a weak understanding of what happens to the intended goal in misgeneralizing agents and what enables them to be recovered without retraining. We study this across eight visual navigation and manipulation tasks, including robot control. While tracing where goal information remains available internally, how strongly it influences the policy, and what role it plays in action selection, we uncover that the goal is lost at one of three different depths. This depth predicts which recovery works in each task. When the goal is followed, but outcompeted by the proxy, steering the existing policy redirects it to the goal's location, raising goal reach from 16.0% to 95.3%. When it is read, but not followed, steering fails, but a lightweight new downstream wiring recovers goal reach from 31.6% to 84.3%. When it is not read, none of the methods work, as the policy does not use the goal information. The same tracing also reveals what replaces the goal: functional target substitution, where behavior follows an alternative goal, a policy shortcut, where behavior follows a learned action strategy, or cue competition between intended and proxy goal cues. Knowing where the goal is lost tells us whether an agent can be repaired or has to be retrained. Goal misgeneralization should therefore be studied and evaluated inside the agent, not only from its behavior.
作者备注：10 pages main text, 122 pages total. Code: https://github.com/Pantheon-Industries-Inc/what-happens-to-the-goal
观测到的版本
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v2 · 2026-10-28 09:02 · 最新观测版本
What Happens to the Goal? Distinct Failures of Policy Alignment in Goal Misgeneralization
Goal misgeneralization is a common failure mode in which an agent behaves competently out of distribution but pursues a proxy that coincided with the intended goal during training instead of the goal itself. However, we still have a weak understanding of what happens to the intended goal in misgeneralizing agents and what enables them to be recovered without retraining. We study this across eight visual navigation and manipulation tasks, including robot control. While tracing where goal information remains available internally, how strongly it influences the policy, and what role it plays in action selection, we uncover that the goal is lost at one of three different depths. This depth predicts which recovery works in each task. When the goal is followed, but outcompeted by the proxy, steering the existing policy redirects it to the goal's location, raising goal reach from 16.0% to 95.3%. When it is read, but not followed, steering fails, but a lightweight new downstream wiring recovers goal reach from 31.6% to 84.3%. When it is not read, none of the methods work, as the policy does not use the goal information. The same tracing also reveals what replaces the goal: functional target substitution, where behavior follows an alternative goal, a policy shortcut, where behavior follows a learned action strategy, or cue competition between intended and proxy goal cues. Knowing where the goal is lost tells us whether an agent can be repaired or has to be retrained. Goal misgeneralization should therefore be studied and evaluated inside the agent, not only from its behavior.
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