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arXiv:2610.35045 · v1

CA-HNM: Constraint-Aware Hard Negative Mining for Dense Retrieval with Structured Domain Models

首次提交 2026-10-26 16:58
版本更新 2026-10-26 16:58
雷达观测 2026-10-29 00:36
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摘要

Dense retrievers are commonly trained with hard negatives selected from lexical or dense retrieval results. Retrieval proximity, however, does not indicate whether a candidate conflicts with explicit domain structure. We introduce CA-HNM, a constraint-aware hard-negative mining framework that combines retrieval-based candidate generation with deterministic incompatibility rules derived from a structured domain model. The framework removes known positives, constructs a local typed context around the query target, records relational, scope, target, and level mismatches, and uses the resulting candidates to fine-tune a standard dual encoder. Structured information is required only during offline negative construction. We evaluate CA-HNM on MOOCCubeX and Course-Skill Atlas with two encoders, two training losses, and ten seeds. Relative to a retrieval-rank-matched control, CA-HNM-Pure has higher mean NDCG@10 in six of eight dataset--encoder--loss configurations. Four hierarchical 95% bootstrap intervals are entirely above zero, mostly under triplet loss. In a separate experiment, CA-HNM-Mixed shows slightly higher mean NDCG@10 than a matched-mixed control on both collections. Structural variants show that changes in available structure can also change candidate eligibility and negative-pool composition. The results indicate that the contribution of constraint-aware selection depends on the training objective and the composition of the negative pool.

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v1 · 2026-10-26 16:58 · 最新观测版本

CA-HNM: Constraint-Aware Hard Negative Mining for Dense Retrieval with Structured Domain Models

Dense retrievers are commonly trained with hard negatives selected from lexical or dense retrieval results. Retrieval proximity, however, does not indicate whether a candidate conflicts with explicit domain structure. We introduce CA-HNM, a constraint-aware hard-negative mining framework that combines retrieval-based candidate generation with deterministic incompatibility rules derived from a structured domain model. The framework removes known positives, constructs a local typed context around the query target, records relational, scope, target, and level mismatches, and uses the resulting candidates to fine-tune a standard dual encoder. Structured information is required only during offline negative construction. We evaluate CA-HNM on MOOCCubeX and Course-Skill Atlas with two encoders, two training losses, and ten seeds. Relative to a retrieval-rank-matched control, CA-HNM-Pure has higher mean NDCG@10 in six of eight dataset--encoder--loss configurations. Four hierarchical 95% bootstrap intervals are entirely above zero, mostly under triplet loss. In a separate experiment, CA-HNM-Mixed shows slightly higher mean NDCG@10 than a matched-mixed control on both collections. Structural variants show that changes in available structure can also change candidate eligibility and negative-pool composition. The results indicate that the contribution of constraint-aware selection depends on the training objective and the composition of the negative pool.

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