← 研踪 PaperTrailarXiv:2610.36561 · v1
Governed Sovereign RAG for Public Administration: Tripartite Epistemic Routing, Facet-Guided Clarification, and Deterministic Numeric Verification in Citizen Services
首次提交 2026-10-27 11:09
版本更新 2026-10-27 11:09
雷达观测 2026-10-29 00:35
摘要
Deploying conversational assistants at government service desks faces a tension between regulatory certainty (zero tolerance for invented fees), data sovereignty prohibiting commercial clouds, and high rates of underspecified or out-of-jurisdiction citizen queries. We present and evaluate a governed, sovereign Retrieval-Augmented Generation (RAG) architecture deployed on the official portal of the State of Tlaxcala, Mexico (tlaxcaladigital.gob.mx), covering 1,143 procedures and a decoupled directory of 924 offices. The system governs interactions via three pillars: (1) a two-stage tripartite epistemic gate (clarify_policy and a Boltzmann distribution over AnyJev) arbitrating among answering (SPECIFIC), facet-guided clarification (CLARIFY), and abstaining (ABSTAIN); (2) a post-generation deterministic numeric verifier (verify_numeric_guardrail) with SHA-256 cache invalidation ensuring every generated fee or validity figure belongs to the retrieved official record; and (3) an empirical evaluation across 380 organic production traces (8 weeks) and a 200-query stratified benchmark (5-fold CV: 86.41% +/- 7.50%). In production, 89.47% of traffic is resolved at Level 0 via deterministic templates without free generation (global p50 = 0.665 s; direct L0 p50 = 0.445 s; slow-tail p95 = 30.412 s under CPU queuing), with 0/40 fiscal amount hallucinations observed in Level 1 (95% bound <= 8.81%). On the benchmark, the system achieves 86.50% strict Top-1 accuracy (+10.00 pp over a binary neural gate, p = 0.00453, p_Holm = 0.01172), pairing a 93.00% conditional safe upper bound with a 70.87% dropout-adjusted effective resolution after accounting for 53.33% citizen drop-off in clarification menus.
作者备注：19 pages, 5 figures, 6 tables. Deployed in production at SEDECO/CEMERT, State of Tlaxcala, Mexico
观测到的版本
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v1 · 2026-10-27 11:09 · 最新观测版本
Governed Sovereign RAG for Public Administration: Tripartite Epistemic Routing, Facet-Guided Clarification, and Deterministic Numeric Verification in Citizen Services
Deploying conversational assistants at government service desks faces a tension between regulatory certainty (zero tolerance for invented fees), data sovereignty prohibiting commercial clouds, and high rates of underspecified or out-of-jurisdiction citizen queries. We present and evaluate a governed, sovereign Retrieval-Augmented Generation (RAG) architecture deployed on the official portal of the State of Tlaxcala, Mexico (tlaxcaladigital.gob.mx), covering 1,143 procedures and a decoupled directory of 924 offices. The system governs interactions via three pillars: (1) a two-stage tripartite epistemic gate (clarify_policy and a Boltzmann distribution over AnyJev) arbitrating among answering (SPECIFIC), facet-guided clarification (CLARIFY), and abstaining (ABSTAIN); (2) a post-generation deterministic numeric verifier (verify_numeric_guardrail) with SHA-256 cache invalidation ensuring every generated fee or validity figure belongs to the retrieved official record; and (3) an empirical evaluation across 380 organic production traces (8 weeks) and a 200-query stratified benchmark (5-fold CV: 86.41% +/- 7.50%). In production, 89.47% of traffic is resolved at Level 0 via deterministic templates without free generation (global p50 = 0.665 s; direct L0 p50 = 0.445 s; slow-tail p95 = 30.412 s under CPU queuing), with 0/40 fiscal amount hallucinations observed in Level 1 (95% bound <= 8.81%). On the benchmark, the system achieves 86.50% strict Top-1 accuracy (+10.00 pp over a binary neural gate, p = 0.00453, p_Holm = 0.01172), pairing a 93.00% conditional safe upper bound with a 70.87% dropout-adjusted effective resolution after accounting for 53.33% citizen drop-off in clarification menus.
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