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arXiv:2611.02348 · v1

Which Words a Model Fears: From a Refusal Direction to a Vocabulary-Wide Fear Lexicon

首次提交 2026-11-02 08:53
版本更新 2026-11-02 08:53
雷达观测 2026-11-04 23:42
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摘要

Whether an aligned language model refuses depends in part on which words a prompt contains, regardless of whether those words carry the request's meaning. Harm words shift the hidden state at the generation boundary along a component shared across prompts and words, which crossed differencing extracts as a single direction. In eight models, writing along this direction raises and lowers refusal monotonically with dose, ahead of random and KL-matched directions. Used as a ruler over the full vocabulary, the direction gives every word a shift, from "feared" words at one end to "courage" words at the other; a word's shift is predictable from its own representation, and appending a feared word to a benign prompt is enough to make the model refuse it. Two held-out tests validate the ranking in all eight models: refusal after inserting an unseen word rises with its table shift, and replacing a prompt's most feared word by its most courageous meaning-preserving synonym significantly raises the answer rate on benign and harmful prompts alike, by an amount that follows the shift the replacement actually causes.

作者备注:19 pages, 11 figures. Code: https://github.com/zboyr/which-words-a-model-fears ; data: https://huggingface.co/datasets/vhboyr/which-words-a-model-fears

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v1 · 2026-11-02 08:53 · 最新观测版本

Which Words a Model Fears: From a Refusal Direction to a Vocabulary-Wide Fear Lexicon

Whether an aligned language model refuses depends in part on which words a prompt contains, regardless of whether those words carry the request's meaning. Harm words shift the hidden state at the generation boundary along a component shared across prompts and words, which crossed differencing extracts as a single direction. In eight models, writing along this direction raises and lowers refusal monotonically with dose, ahead of random and KL-matched directions. Used as a ruler over the full vocabulary, the direction gives every word a shift, from "feared" words at one end to "courage" words at the other; a word's shift is predictable from its own representation, and appending a feared word to a benign prompt is enough to make the model refuse it. Two held-out tests validate the ranking in all eight models: refusal after inserting an unseen word rises with its table shift, and replacing a prompt's most feared word by its most courageous meaning-preserving synonym significantly raises the answer rate on benign and harmful prompts alike, by an amount that follows the shift the replacement actually causes.

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