← 研踪 PaperTrailarXiv:2611.02503 · v1
Towards Multi-Value Alignment via Value Localization in LLMs
首次提交 2026-11-02 12:24
版本更新 2026-11-02 12:24
雷达观测 2026-11-04 23:42
摘要
Aligning large language models (LLMs) with multiple, potentially conflicting human values remains challenging, as existing multi-objective alignment methods often require costly fine-tuning and provide limited insight into the internal mechanisms underlying value-related behaviors. In this work, we investigate multi-value alignment from a mechanistic interpretability perspective by identifying value-sensitive attention heads (value heads) in LLMs. Using a probing-based value localization framework, we discover sparse sets of attention heads associated with diverse dimensions, spanning both human values (e.g., harmlessness, honesty) and stylistic preferences (e.g., coherence, complexity). Analyses across multiple LLM families reveal functional specialization and structured interactions among value heads, including conflicts between certain values. Targeted head ablations further induce substantial, value-specific behavioral changes, providing causal evidence of their functional importance. Building on these findings, we propose an inference-time activation steering strategy that enables controllable alignment with individual values or combinations of values without updating the underlying model parameters, supported by theoretical analysis. Experiments across multiple value alignment benchmarks demonstrate effective single- and multi-value control while largely preserving non-target model performance. Our findings connect mechanistic interpretability with flexible multi-value alignment, offering a foundation for more interpretable and pluralistic LLM behavior. The code is available at https://github.com/sihuo-design/ValueHeads.
作者备注：Accepted to NeurIPS 2026
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v1 · 2026-11-02 12:24 · 最新观测版本
Towards Multi-Value Alignment via Value Localization in LLMs
Aligning large language models (LLMs) with multiple, potentially conflicting human values remains challenging, as existing multi-objective alignment methods often require costly fine-tuning and provide limited insight into the internal mechanisms underlying value-related behaviors. In this work, we investigate multi-value alignment from a mechanistic interpretability perspective by identifying value-sensitive attention heads (value heads) in LLMs. Using a probing-based value localization framework, we discover sparse sets of attention heads associated with diverse dimensions, spanning both human values (e.g., harmlessness, honesty) and stylistic preferences (e.g., coherence, complexity). Analyses across multiple LLM families reveal functional specialization and structured interactions among value heads, including conflicts between certain values. Targeted head ablations further induce substantial, value-specific behavioral changes, providing causal evidence of their functional importance. Building on these findings, we propose an inference-time activation steering strategy that enables controllable alignment with individual values or combinations of values without updating the underlying model parameters, supported by theoretical analysis. Experiments across multiple value alignment benchmarks demonstrate effective single- and multi-value control while largely preserving non-target model performance. Our findings connect mechanistic interpretability with flexible multi-value alignment, offering a foundation for more interpretable and pluralistic LLM behavior. The code is available at https://github.com/sihuo-design/ValueHeads.
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