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arXiv:2611.08833 · v1

Beyond the Lower-Star Filtration: Alternative Filtration Methods for Persistent Homology

首次提交 2026-11-06 08:41
版本更新 2026-11-06 08:41
雷达观测 2026-11-09 10:16
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摘要

In the lower-star filtration (LSF), simplices are assigned filtration values according to the maximum-vertex rule, with each simplex entering the filtration when its highest-valued vertex appears. A limitation of this construction is that some higher-dimensional simplices may enter simultaneously with their boundary faces, causing certain topological features to be filled immediately upon formation and thus not appear in the resulting persistence diagram. To address this limitation, we propose three alternative filtration methods: the \(\varepsilon\)-lower-star filtration (ELSF), the \(L_p\) filtration (LpF), and the softmax filtration (SMF). {ELSF introduces a dimension-dependent delay to the maximum-vertex rule,} allowing higher-dimensional simplices to enter the filtration after their boundary faces, whereas {LpF and SMF use aggregation functions that depend on all vertex values rather} than solely on their maximum. By modifying how filtration values are assigned, these methods allow simplices to enter the filtration more progressively, so that topological features such as loops and voids may persist over longer filtration intervals rather than being filled immediately. Consequently, the resulting persistence diagrams may include persistence features that are not observed under LSF, potentially providing useful information for distinguishing data populations. Experimental results on simulated and real-world datasets demonstrate that the proposed filtration methods are computationally efficient and can provide greater sensitivity to structural differences in the data than LSF.

作者备注:This is the published version of the article. Published in *International Journal of Topology*, MDPI, DOI: 10.3390/ijt3040025. Link to the official version: https://doi.org/10.3390/ijt3040025

期刊信息:International Journal of Topology (2026)

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v1 · 2026-11-06 08:41 · 最新观测版本

Beyond the Lower-Star Filtration: Alternative Filtration Methods for Persistent Homology

In the lower-star filtration (LSF), simplices are assigned filtration values according to the maximum-vertex rule, with each simplex entering the filtration when its highest-valued vertex appears. A limitation of this construction is that some higher-dimensional simplices may enter simultaneously with their boundary faces, causing certain topological features to be filled immediately upon formation and thus not appear in the resulting persistence diagram. To address this limitation, we propose three alternative filtration methods: the \(\varepsilon\)-lower-star filtration (ELSF), the \(L_p\) filtration (LpF), and the softmax filtration (SMF). {ELSF introduces a dimension-dependent delay to the maximum-vertex rule,} allowing higher-dimensional simplices to enter the filtration after their boundary faces, whereas {LpF and SMF use aggregation functions that depend on all vertex values rather} than solely on their maximum. By modifying how filtration values are assigned, these methods allow simplices to enter the filtration more progressively, so that topological features such as loops and voids may persist over longer filtration intervals rather than being filled immediately. Consequently, the resulting persistence diagrams may include persistence features that are not observed under LSF, potentially providing useful information for distinguishing data populations. Experimental results on simulated and real-world datasets demonstrate that the proposed filtration methods are computationally efficient and can provide greater sensitivity to structural differences in the data than LSF.

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