← 研踪 PaperTrailarXiv:2611.17161 · v1
Cited but Unused: Parametric Provenance in Retrieval-Augmented Generation
被引用却未被使用：检索增强生成中的参数化溯源
首次提交 2026-11-13 01:39
版本更新 2026-11-13 01:39
雷达观测 2026-11-13 14:15
摘要
Retrieval-augmented generation systems attach citations to attribute claims to their sources. These citations frequently misstate provenance, and standard verification cannot detect this. We measure provenance by counterfactual value substitution: a fact in the retrieved passages is replaced with a false variant and the model re-queried. We find that across five sizes of one model family and a second comparator family, 1.2% to 15.7% of citable claims derive from parametric memory rather than the retrieved context. At the most conservative substitution distance these figures are 4.6% and 8.5% on the two models we tested at it, with the rate rising with model size within a family. We further find that natural language inference verification, the standard approach, gives results indistinguishable from chance across models, even when restricted to the cited passage. We determine that the cause is structural: a model answering from memory selects a citation that agrees with its output. Comparing ten attribution methods on identical claims, the contrast between the model's distribution with and without context best separates provenance. Acting on that signal does not improve provenance honesty at these base rates. The resulting detector is hence still not accurate enough to act on: it measures what the model knew rather than what it used, and separating those remains the open problem.
观测到的版本
相邻记录可能跳过中间版本；首次发现 v2 及以上也会标为版本更新。
v1 · 2026-11-13 01:39 · 最新观测版本
Cited but Unused: Parametric Provenance in Retrieval-Augmented Generation
Retrieval-augmented generation systems attach citations to attribute claims to their sources. These citations frequently misstate provenance, and standard verification cannot detect this. We measure provenance by counterfactual value substitution: a fact in the retrieved passages is replaced with a false variant and the model re-queried. We find that across five sizes of one model family and a second comparator family, 1.2% to 15.7% of citable claims derive from parametric memory rather than the retrieved context. At the most conservative substitution distance these figures are 4.6% and 8.5% on the two models we tested at it, with the rate rising with model size within a family. We further find that natural language inference verification, the standard approach, gives results indistinguishable from chance across models, even when restricted to the cited passage. We determine that the cause is structural: a model answering from memory selects a citation that agrees with its output. Comparing ten attribution methods on identical claims, the contrast between the model's distribution with and without context best separates provenance. Acting on that signal does not improve provenance honesty at these base rates. The resulting detector is hence still not accurate enough to act on: it measures what the model knew rather than what it used, and separating those remains the open problem.
查看此版本解读 →查看此版本原文 ↗